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Re: MysteryInc. post# 46517

Sunday, 07/07/2013 12:19:14 PM

Sunday, July 07, 2013 12:19:14 PM

Post# of 233923
I am sure there are - those would have been the SEC reporting ones.
There were probably a few pinks.

http://gopublic101.blogspot.com/2010/06/otcbb-vs-otcqb-what-you-need-to-know.html

Ted D. Campbell II is President and CEO of GrowPublic, Inc. He has worked in the areas of federal and state registered/exempt corporate securities offerings, application of the federal securities rules and regulations to such offerings, and corporate listing on the National Quotation Bureau's Electronic Pink Sheets and NASD's OTCBB. Mr. Campbell is a former founder and principal of NevWest Securities Corporation, which was a NASD licensed, Level Three Introducing Broker Dealer and Market Maker. He was also President and CEO of Campbell Mello Associates, Inc. from 1996-1999 which was one of the first consultants on the Internet offering Direct Public Offerings, Hedge Fund development, Form 211 filings, and other corporate consulting services. Mr. Campbell is a graduate of the University of Oklahoma in 1993 with a Juris Doctorate and a Masters in Business Administration and a graduate of Texas A&M University in 1989 with a B.B.A. in Corporate Finance (Graduated with Distinguished Student Status).


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NevWest got into a spot of trouble with NASD - maybe Janice knows something about it given it involved CMKX - LOL.

http://www.rgm.com/articles/nasd8.html

NASD Charges NevWest Securities Corporation and Principals
with Violating Anti-Money Laundering Rules

Firm Failed to File Suspicious Activity Reports Despite Suspicious Sales Of Hundreds of Billions of Shares of Sub-Penny Stock by Customer

Washington, D.C., September 26, 2006 … NASD announced today that it has charged NevWest Securities Corporation of Las Vegas and two of its top officers - President Sergey Rumyantsev and Vice President Antony M. Santos - with violating NASD's Anti-Money Laundering Rule.


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Doesn't appear he was specifically named in the litigation but a founder I assume it would involve him - but he had been partners with Antony Santos and the other guy in other ventures.

i.e.
http://nvsos.gov/SOSEntitySearch/CorpDetails.aspx?lx8nvq=ohRbFlg2QZganKCER9sP3A%253d%253d


http://nvsos.gov/SOSEntitySearch/CorpDetails.aspx?lx8nvq=HNF6l4c%252fflZWV%252fHOdAqFsw%253d%253d



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Sorry this looks like one deep rabbithole I ain't about to enter today!
Feel free to enter!

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