As a former owner of a Level Three, Market Making Broker Dealer fully licensed with the SEC and FINRA, I have vast experience in developing the appropriate capital structure to raise capital for small businesses. I am also an expert in federally exempt offerings, filing federal securities registration statements, blue sky registration statements (By Coordination and Qualification) and public listing applications (Form 211 Filings) with FINRA.
I have been involved with the listing of over 150 companies on the OTCBB over the past 15 years!