12/07/2012 14 ENDORSED LETTER addressed to Judge Kenneth M. Karas from Ashley Baynham dated 11/29/2012 re: In sum, the Defendants expect to argue at the pre-motion conference that the issues presented by the SEC's Complaint are purely legal and that, therefore, a motion to dismiss would best resolve this matter. ENDORSEMENT: The Clerk of the Court is respectfully requested to docket this letter. SO ORDERED. (Signed by Judge Kenneth M. Karas on 12/4/2012) (mml) (Entered: 12/07/2012)
12/07/2012 13 ENDORSED LETTER addressed to Judge Kenneth M. Karas from Kevin P. McGrath re: Accordingly, any motion to dismiss the Complaint on the grounds set forth in the Defendants' letter should be denied. ENDORSEMENT: The Court will hold a pre-motion conference on January 8, 2013, at 11:30. SO ORDERED. (Pre-Motion Conference set for 1/8/2013 at 11:30 AM before Judge Kenneth M. Karas.) (Signed by Judge Kenneth M. Karas on 12/4/2012) (mml) (Entered: 12/07/2012)
U.S. District Court Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al Assigned to: Judge Kenneth M. Karas Cause: 15:77 Securities Fraud Date Filed: 08/22/2012 Jury Demand: None
Nature of Suit: 850 Securities/Commodities Jurisdiction: U.S. Government Plaintiff
Plaintiff Securities and Exchange Commission represented by Andrew Matthew Calamari Securities & Exchange Commission (3 WFC) 3 World Financial Center, Room 400 New York, NY 10281 (212) 336-0042 Fax: 212-336-1323 Email: calamaria@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Kevin Patrick McGrath Securities and Exchange Commission(NYC) 3 World Financial Center, Suite 400 New York, NY 10281 (212) 336-1100 Fax: (212) 336-1322 Email: mcgrathk@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Wendy Beth Tepperman U.S. Securities and Exchange Commission( 3 World Financial) Three World Financial Center New York, NY 10281 (212) 336-0176 Fax: (212) 336-1320 Email: teppermanw@sec.gov ATTORNEY TO BE NOTICED
William Edwards Securities & Exchange Commission (3 WFC) 3 World Financial Center, Room 400 New York, NY 10281 (212)-336-0953 Fax: (212)-336-1322 Email: edwardsw@sec.gov ATTORNEY TO BE NOTICED
V. Defendant Edward Bronson
Defendant E-Lionheart Associates, LLC doing business as Fairhills Capital
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