Clients of Fairhills Capital

[pdgood]

Death Wish, Charles BRONSON.

Classic movie. Had that one in my profile for years. posted about it too.
notification.

[pdgood]

https://www.sec.gov/litigation/complaints/2011/comp22106.pdf

#67-#70

$42m Bronson BK claims $150m AJW debt

[pdgood]

NIR GROUP / AJW

Bronson claimed liabilities of $150 million to the AJW Offshore Funds in the Cayman Islands, $3 million to Grober and Solomon, $800,000 to attorneys and $300,000 to the IRS.

“There appear to be substantial questions,” Fritz said, “concerning the bona fides of Mr. Bronson’s bankruptcy filing.”
\
https://westfaironline.com/87920/sec-owed-12m-from-penny-stocks-trader-in-ossining/

[pdgood]

Andrew Weissman, Esq.
Counsel to Edward Bronson
10/6/2010
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=74467949

[pumper_stumper]

Edward Bronson had another attempt at "financing" using a new financing company, Macallan, last year, attempting to do a deal with Metatron.

http://www.sec.gov/Archives/edgar/vprr/14/9999999997-14-008992

Metatron "updated" shareholders with claims that they were getting this approved by the SEC, and said that the SEC "asked for just a few changes", and that the financing would be completed soon. Thankfully, it seems the SEC never approved the offering, and there were no further updates. It just died.

What ended up happening in the court cases which are listed in this forum? The last I see is a request to change the attorney. What was the outcome of the main proceedings?

[Jhopdog]

Couldn't agree more Xenalives. I'm pretty sure I've lost everything I invested in my little stock.

[XenaLives]

I couldn't find anything. They are dirty - so is Pacific Transfer that they work with. No reason for these bums to be out walking the street, they belong in prison.

[Jhopdog]

Can anyone close to the case provide an update? This has been going on since August of 2012 and would like to know where it stands. I cannot find any new news online regarding the case.

[Cassandra]

DKGR - Drake Gold Resources, Inc. added to list of Fairhills Capital Clients. Six Form Ds filed in 2012 - all for Fairhills.

http://www.sec.gov/cgi-bin/browse-edgar?company=Drake+Gold&match=&CIK=&filenum=&State=&Country=&SIC=&owner=exclude&Find=Find+Companies&action=getcompany

DRGR filed Form Ds for Greenridge Capital, LLC and Kelso Funding, LLC in 2013. Greenridge and Kelso share an address so are likely related.

Peter Matousek sure seems to like Rule 504 financings regardless of their toxicity and questionable legality.

[scion]

05/01/2014 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney . Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) (Entered: 05/01/2014)

Doc 27 PDF file
http://www.scribd.com/doc/231481224/SEC-v-Bronson-Et-Al-Doc-27-Filed-01-May-14

[scion]

Pacer update 13 Jun 14 - SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

06/13/2014 34 NOTICE OF APPEARANCE by Benjamin Sean Fischer on behalf of Edward Bronson, E-Lionheart Associates, LLC. (Fischer, Benjamin) (Entered: 06/13/2014)

06/13/2014 33 NOTICE OF APPEARANCE by Elkan Abramowitz on behalf of Edward Bronson, E-Lionheart Associates, LLC. (Abramowitz, Elkan) (Entered: 06/13/2014)

05/06/2014 30 ORDER FOR PERMISSION TO WITHDRAW AS COUNSEL: IT IS HEREBY ORDERED that the law firm of Nixon Peabody LLP, including attorneys Alex Lipman, Ashley Baynham, and James Michael Smith, is granted permission by this Court, pursuant to Local Civil Rule 1.4, to withdraw as counsel for Defendants Edward Bronson and ELionhart Associates, LLC d/b/a Fairhills Capital and Relief Defendant Fairhills Capital, Inc. (collectively "Defendants"); IT IS HEREBY ORDERED that the law firm of Nixon Peabody LLP, including attorneys Alex Lipman, Ashley Baynham, and James Michael Smith, is granted permission by this Court, pursuant to Local Civil Rule 1.4, to withdraw as counsel for Defendants Edward Bronson and E-Lionhart Associates, LLC d/b/a Fairhills Capital and Relief Defendant Fairhills Capital, Inc. (collectively "Defendants"); Defendants shall retain new counsel to represent them in this case on or before June 15, 2014; and All current deadlines in this case are stayed pending further order of this Court. SO ORDERED. Attorney James Michael Smith; Ashley Lynn Baynham and Alex Lipman terminated. (Signed by Judge Kenneth M. Karas on 5/6/2014) (lnl) (Entered: 05/06/2014)

05/02/2014 29 MEMORANDUM OF LAW in Opposition re: 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney . . Document filed by Securities and Exchange Commission. (McGrath, Kevin) (Entered: 05/02/2014)

05/01/2014 28 DECLARATION of Alex Lipman in Support re: 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney .. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc.. (Lipman, Alex) (Entered: 05/01/2014)

05/01/2014 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney . Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) (Entered: 05/01/2014)


U.S. District Court
Southern District of New York (White Plains)

CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None

Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff



Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

William Edwards
Securities & Exchange Commission (3 WFC)
Brookfield Place
200 Vesey Street, Suite 400
New York, NY 10281
(212)-336-0953
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


V.
Defendant
Edward Bronson
represented by Alex Lipman
Nixon Peabody LLP (NYC)
437 Madison Avenue
New York, NY 10022
[phone]
Fax: [phone]
Email: [e-mail]
TERMINATED: 05/06/2014
LEAD ATTORNEY

Benjamin Sean Fischer
Morvillo, Abramowitz, Grand, Iason, & Anello P.C.
565 5th Avenue
New York, NY 10017
212-880-9585
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Elkan Abramowitz
Morvillo, Abramowitz, Grand, Iason, & Anello P.C.
565 5th Avenue
New York, NY 10017
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ashley Lynn Baynham
Nixon Peabody LLP (MA)
100 Summer Street
Boston, MA 02110
[phone]
Fax: [phone]
Email: [e-mail]
TERMINATED: 05/06/2014

James Michael Smith
Nixon Peabody LLP (NYC)
437 Madison Avenue
New York, NY 10022
[phone]
Fax: [phone]
Email: [e-mail]
TERMINATED: 05/06/2014

Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital
represented by Alex Lipman
(See above for address)
TERMINATED: 05/06/2014
LEAD ATTORNEY

Benjamin Sean Fischer
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Elkan Abramowitz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ashley Lynn Baynham
(See above for address)
TERMINATED: 05/06/2014

James Michael Smith
(See above for address)
TERMINATED: 05/06/2014

Relief Defendant
Fairhills Capital, Inc.
represented by Alex Lipman
(See above for address)
TERMINATED: 05/06/2014
LEAD ATTORNEY

Ashley Lynn Baynham
(See above for address)
TERMINATED: 05/06/2014

James Michael Smith
(See above for address)
TERMINATED: 05/06/2014

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

[integral]

You can add QASP

http://www.otcmarkets.com/financialReportViewer?symbol=QASP&id=122904

[scion]

Pacer update 21 Apr 14 - SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl


Date Filed # Docket Text

04/21/2014 26 STIPULATION AND ORDER EXTENDING TIME: IT IS HEREBY STIPULATED AND AGREED, by and between counsel for Defendants and Relief Defendant and counsel for the SEC, that the time for Defendants' and Relief Defendant's counsel or new counsel to file a motion for reconsideration shall be on or before May 12, 2014; and No previous stipulation or request has been made. SO ORDERED. (Motions due by 5/12/2014) (Signed by Judge Kenneth M. Karas on 4/21/2014) (lnl) (Entered: 04/21/2014)

04/21/2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney Alex Lipman to E-MAIL Document No. 25 Stipulation and Order to [e-mail]. This document is not filed via ECF. (ldi) (Entered: 04/21/2014)

04/17/2014 25 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - LETTER MOTION for Extension of Time to File Motion for Reconsideration addressed to Judge Kenneth M. Karas from Alex Lipman dated 4/17/2014. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) Modified on 4/21/2014 (ldi). (Entered: 04/17/2014)


U.S. District Court
Southern District of New York (White Plains)

CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None

Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


V.
Defendant
Edward Bronson

Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital

Relief Defendant
Fairhills Capital, Inc.


https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

[scion]

Pacer update 15 Apr 14 - SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

04/15/2014 24 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...ENDORSEMENT: Any filing unrelated to discovery disputes (including but no limited to summary judgment or other motions) may be filed under seal, however a redacted version of the sealed document must be publicly filed within 14 days. So Ordered. (Signed by Judge Kenneth M. Karas on 4/14/2014) (lnl) (Entered: 04/15/2014)

04/11/2014 23 LETTER MOTION for Local Rule 37.2 Conference addressed to Judge Kenneth M. Karas from Kevin P. McGrath dated 04/11/2014. Document filed by Securities and Exchange Commission.(Tepperman, Wendy) (Entered: 04/11/2014)

04/09/2014 22 STIPULATION AND ORDER EXTENDING TIME: IT IS HEREBY STIPULATED AND AGREED, by and between counsel for Defendants and Relief Defendant and counsel for the SEC, that the time for Defendants and Relief Defendant to file an answer shall be on or before May 29, 2014; and One previous stipulation and request for an extension of time was made on or about October 25, 2012 and was so ordered by Judge Karas (Docket No. 12). SO ORDERED. Edward Bronson answer due 5/29/2014; E-Lionheart Associates, LLC answer due 5/29/2014; Fairhills Capital, Inc. answer due 5/29/2014. (Signed by Judge Kenneth M. Karas on 4/9/2014) (lnl) (Entered: 04/09/2014)

03/31/2014 21 OPINION AND ORDER: Defendants' Motion To Dismiss is denied. The Clerk of Court is respectfully directed to terminate the pending motion. (Dkt. No. 17.) SO ORDERED. (Signed by Judge Kenneth M. Karas on 3/31/2014) (lnl) (Entered: 03/31/2014)


U.S. District Court
Southern District of New York (White Plains)

CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None

Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


V.
Defendant
Edward Bronson

Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital

Relief Defendant
Fairhills Capital, Inc.


https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

[scion]

Pacer update 31 Mar 14- SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

03/31/2014 21 OPINION AND ORDER: Defendants' Motion To Dismiss is denied. The Clerk of Court is respectfully directed to terminate the pending motion. (Dkt. No. 17.) SO ORDERED. (Signed by Judge Kenneth M. Karas on 3/31/2014) (lnl) (Entered: 03/31/2014)


U.S. District Court
Southern District of New York (White Plains)

CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None

Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


V.
Defendant
Edward Bronson

Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital

Relief Defendant
Fairhills Capital, Inc.


https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

[scion]

In 2012, it brought suit against Edward Bronson and his firm E-Lionheart, which also did business as Fairhills Capital...The case is still in its fairly early stages, but Bronson hasn't given up. He's replaced E-Lionheart with Exelerate Group and another entity called Deer Valley Management.


STBV Shareholders Get Broadsided By Massive Dilution!
Written by Janice Shell
http://www.pumpsanddumps.com/2014/02/regulation-eh-stbv-shareholders-get.html

In the past two years, the SEC has been cracking down on fraudulent opinions, making life difficult for the financiers. In 2012, it brought suit against Edward Bronson and his firm E-Lionheart, which also did business as Fairhills Capital, alleging that Bronson had bought shares from approximately 100 penny companies at very deep discounts, and had then resold them immediately, without registration or any valid exemption from registration. The case is still in its fairly early stages, but Bronson hasn't given up. He's replaced E-Lionheart with Exelerate Group and another entity called Deer Valley Management.


http://www.pumpsanddumps.com/2014/02/regulation-eh-stbv-shareholders-get.html

[scion]

10/01/2013 ***DELETED DOCUMENT. Deleted document number 21 STANDING ORDER M10-468: Stay of Certain Civil Cases Pending the Restoration of Department of Justice Funding.. The document was incorrectly filed in this case. (ad) (Entered: 10/01/2013)

7:12-cv-06421-KMK Securities and Exchange Commission v. Bronson et al
Kenneth M. Karas, presiding
Date filed: 08/22/2012
Date of last filing: 10/01/2013

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

[XenaLives]

The SEC could do something about it. Why they don't is beyond me...

The FBI seized Fairhills computers, surely there is evidence enough to put a bunch of those creeps in prison. Why aren't we seeing indictments?

[the cork]

Can't help noticing it's an LLC. The loathsome miserable stinking turds always make damn sure THEY are protected, don't they.

[XenaLives]

samsamsamiam Member Level Wednesday, 03/20/13 09:39:00 AM
Re: Cassandra post# 41623
Post # of 59276
That was posted on posted July 22, 2011.
I did notice at least two of the Fairhills guys have started their own business - located out of the home of one of them. similar type activity.

the older group:
http://www.yatedo.com/s/companyname%3A%28%22Fairhills+Group%22%29/normal

And the new company just set up by at least two of the fairhills guys:

Beaufort Capital Partners, LLC

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=85887870

[IPO$]

any relation between Beaufort Capital and Fairhills?

[FD2you]

They should tighten the rules to make it more difficult for the crooks to continue.

It is pretty obvious HOW they do it, so rather than the SEC trying to chase them, they really ought to make it more difficult for the crooks by tightening the rules.

BigBake1 lists the problems, so the SEC needs to work on that IMO. Unfortunately Government wants to tightly regulate the wrong things.

A couple things get in the way, first being identifying the actual person who is benefiting from the sale, many of these people use other people names in place of their own. Roger Pawson for example used his Wife, Step Daughter, Father in law and Step Son in many documents to hide himself. Although one can only do it so many times before the pattern is picked up if the information isn’t shared between all of the brokers and regulator it becomes difficult to track.

Second issue is where are they, PO Boxes are the norm, physical addresses are not all that common in most of these cases. I will use Pawson as an example again, he doesn’t live here in the states, he uses a foreign broker to do his dirty work, it is very difficult to get information on him since US laws do not apply abroad.

Third issue, the slow process of building a case, if you read through that transcript they discuss the SLOW WHEELS of JUSTICE. It takes 18 months on average to open a case and eventually file a complaint. By that time the offenders are well on their way with yet another scam and in some cases multiple ones.

Fourth issue, "GATEKEEPERS" failing to do their job, that is the Transfer Agents and small Brokers allowing these certs go through unvetted and lacking documents.

Fifth issue, sleazy lawyers drafting opinion letters without ever verifying a single thing, not even DDing the physical business itself.

[janice shell]

Because it takes them forever to build their cases. They should speed things up.

[XenaLives]

I think I've read that transcript before. Someone from GOSY's transfer agent, Continental, participated in it.

In the case of GOSY $500 grand was wired in from Nigeria and they set up a PR agency, contacted GOSY and probably others. The guy hooked up with a woman in the U.S. bought her a fancy car and set her up in business. Traded the mess into bankruptcy, left the country, and everything was repo'd. I'm sure that $500 grand was used to push many millions around.

The government should be able to have a program written that identifies these trading patterns. There is no excuse for it.

By the way, Fairhills begged for GOSY shares for months and never got them.

[BigBake1]

A couple things get in the way, first being identifying the actual person who is benefiting from the sale, many of these people use other people names in place of their own. Roger Pawson for example used his Wife, Step Daughter, Father in law and Step Son in many documents to hide himself. Although one can only do it so many times before the pattern is picked up if the information isn’t shared between all of the brokers and regulator it becomes difficult to track.

Second issue is where are they, PO Boxes are the norm, physical addresses are not all that common in most of these cases. I will use Pawson as an example again, he doesn’t live here in the states, he uses a foreign broker to do his dirty work, it is very difficult to get information on him since US laws do not apply abroad.

Third issue, the slow process of building a case, if you read through that transcript they discuss the SLOW WHEELS of JUSTICE. It takes 18 months on average to open a case and eventually file a complaint. By that time the offenders are well on their way with yet another scam and in some cases multiple ones.

Fourth issue, "GATEKEEPERS" failing to do their job, that is the Transfer Agents and small Brokers allowing these certs go through unvetted and lacking documents.

Fifth issue, sleazy lawyers drafting opinion letters without ever verifying a single thing, not even DDing the physical business itself.

I highly recommend reading that transcript, it really highlights some of the issues all of these participants were experiencing in the matter.

[XenaLives]

So why do they permit repeat offenders to churn through one shell after another?

[BigBake1]

You think? There was this "conference" held a couple of years ago by the SEC concerning the OTC Markets. They called it "The SEC Rountable on Microcap Fraud and Money Laundering". They had several panels dealing with specific subjects:

Call to Order and Opening Remarks                      5  
  4   Panel 1:  Compliance Challenges Associated            11  
  5             with Microcap Securities 
  6    
  7   Panel 2:  Anti-Money Laundering Monitoring            64  
  8    
  9   Panel 3:  Potential Changes to the Regulatory        111  
 10             Framework Concerning Microcap Securities 
 11    
 12   Concluding Remarks                                   160

Here is the written transcript if one wants to read the discussion.

http://www.sec.gov/spotlight/microcap/microcaproundtable101711-transcript.txt

[XenaLives]

I think many of these pink sheet stocks are being used as vehicles for money laundering.

[Cassandra]

Yes, even with a DTC chill. DNAD is one example and had the fastest re-dilution I've ever seen. 644 million new shares were dumped in just over 30 days between mid May and mid June 2013.

They didn't even file a Form D pretending to have an exemption from registration this time.

[Rcranga]

Have any of the Co,s involved in Fairhills capital scam been able to R/S?

[scion]

Pacer update 01 Oct 13- SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

10/01/2013 ***DELETED DOCUMENT. Deleted document number 21 STANDING ORDER M10-468: Stay of Certain Civil Cases Pending the Restoration of Department of Justice Funding.. The document was incorrectly filed in this case. (ad) (Entered: 10/01/2013)


U.S. District Court
Southern District of New York (White Plains)

CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None

Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


V.
Defendant
Edward Bronson

Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital

Relief Defendant
Fairhills Capital, Inc.


https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

[Cassandra]

Excelerate Group is Edward Bronson's new iteration of Fairhills Capital Management. He is using the same suite and telephone number.

Exelerate Group
245 Main Street | Suite 390
White Plains, NY 10601
Tel. [phone]
http://www.exelerate.com/index.php

Fairhills Capital Management, LLC
245 Main Street
Suite 390
White Plains, NY 10601
[phone]
http://www.fairhills.com/

The old content from his Fairhills website has been removed.

[Cassandra]

Thanks for the due diligence on Deer Valley Management, LLC Xena!

[XenaLives]

(2)

As the General Partner, Deer Valley Management, LLC, which is controlled by Tim Doede, Managing Member, has the voting and dispositive power over the shares owned by Deer Valley Management, LLC.

http://www.sec.gov/Archives/edgar/data/1172178/000106299312004949/form424b8.htm

Timothy Doede

Managing Member, Hunters Point Capital, LLC

Greater New York City Area
Investment Management

Previous

Fairhills Capital,
Sands Brothers Asset Management,
Water Tower Capital, LLC

Education

The University of Chicago - Booth School of Business

Experience
Senior Portfolio Manager
Fairhills Capital
April 2011 – 2012 (1 year)White Plains, New York

Senior Portfolio Manager of a fund specializing in small cap opportunities.
Portfolio Manager
Sands Brothers Asset Management
October 2007 – March 2011 (3 years 6 months)
Vice President
Water Tower Capital, LLC
2003 – 2004 (1 year)

www.linkedin.com/pub/timothy-doede/1/b8b/13a

[XenaLives]

Related before the bust -

Assignment and Assumption Agreement



This Assignment and Assumption Agreement (the “Agreement”), effective as of November 12, 2012 (the “Effective Date”), is by and among FAIRHILLS CAPITAL OFFSHORE LTD., a Cayman Islands exempted company (the “Assignor”), DEER VALLEY MANAGEMENT, LLC, a Delaware limited liability company (the “Assignee”), and LONE STAR GOLD INC., a Nevada corporation (the “Company”).



WHEREAS, Assignor and the Company entered into that certain Investment Agreement, dated as of April 30, 2012, Amendment No. 1 to such Investment Agreement dated June 25, 2012 and Amendment No. 2 to such Investment Agreement dated September 21, 2012 (collectively, the “Investment Agreement”), pursuant to which, among other things, the Assignor committed to purchase up to $15,000,000 worth of common stock of the Company over a period of 36 months; and



WHEREAS, in connection with the Investment Agreement, Assignor and the Company entered into a Registration Rights Agreement, dated as of April 30, 2012 (the “Registration Rights Agreement”), pursuant to which, among other things, the Company is obligated to file a registration statement with the Securities and Exchange Commission to register up to 30,000,000 shares of common stock of the Company underlying the Investment Agreement; and



WHEREAS, in connection with the Investment Agreement, on June 25, 2012, the Company borrowed $50,000 from Assignor evidenced by a secured note (the “Bridge Note”), pursuant to which, among other things, earns interest at the rate of 2% per annum, is due and payable on December 24, 2012, and is secured by 3,750,000 shares of common stock of the Company owned by Daniel M. Ferris, the sole director and officer of the Company (the “Security Holder”); and



WHEREAS, Assignor and Assignee have common ownership and management, and Assignor has determined that it is advisable and in its best interests to transfer and assign all rights and obligations with respect to the Company to Assignee, and Assignee has determined that it is advisable and in its best interests to accept and assume all rights and obligations with respect to the Company held by Assignor.



NOW, THEREFORE, in consideration of the mutual covenants, terms and conditions set forth herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:



1. Definitions. All capitalized terms used in this Agreement but not otherwise defined herein are given the meanings set forth in the Investment Agreement, the Registration Rights Agreement, and the Bridge Note.

http://www.sec.gov/Archives/edgar/data/1464865/000114420412064433/v329084_ex10-19.htm

[janice shell]

Exactly!

[Cassandra]

Thanks Janice. Much like Big Apple Consulting did with Boost Management.

[janice shell]

Oh yes. They're the same people. Bronson's new company. One of them, anyhow. He has connections to Deer Park, Texas.

[Cassandra]

Deer Valley Management, LLC may be a new iteration of Fairhills Capital Management, LLC.

Same street address, different suite #.

Deer Valley Management, LLC
245 Main Street
Suite 302
White Plains, NY 10601

http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=225507270

Fairhills Capital Management, LLC
245 Main Street
Suite 390
White Plains, NY 10601

http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=79695411

[scion]

03/15/2013 19 MEMORANDUM OF LAW in Opposition re: 17 MOTION to Dismiss the Complaint.. Document filed by Securities and Exchange Commission. (McGrath, Kevin) (Entered: 03/15/2013)

Doc 19 PDF file
http://www.scribd.com/doc/155961453/SEC-v-Bronson-Et-Al-Doc-19-Filed-15-Mar-13

[scion]

Pacer update 15 Mar 13- SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

03/15/2013 20 REPLY MEMORANDUM OF LAW in Support re: 17 MOTION to Dismiss the Complaint.. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc.. (Lipman, Alex) (Entered: 03/15/2013)

03/15/2013 19 MEMORANDUM OF LAW in Opposition re: 17 MOTION to Dismiss the Complaint.. Document filed by Securities and Exchange Commission. (McGrath, Kevin) (Entered: 03/15/2013)

03/15/2013 18 MEMORANDUM OF LAW in Support re: 17 MOTION to Dismiss the Complaint.. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc.. (Attachments: # 1 Exhibit A)(Lipman, Alex) (Entered: 03/15/2013)

03/15/2013 17 MOTION to Dismiss the Complaint. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) (Entered: 03/15/2013)

02/06/2013 16 NOTICE OF APPEARANCE by James Michael Smith on behalf of Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc. (Smith, James) (Entered: 02/06/2013)

01/11/2013 15 MOTION SCHEDULING ORDER: Defendants shall serve their motion and any memoranda in support by February 1, 2013. Plaintiff shall serve response papers by March 1, 2013. Any reply shall be served by March 15, 2013. Counsel are reminded that there is a strict page limit, which may be increased only with express permission from the Court. (Signed by Judge Kenneth M. Karas on 1/8/2013) (mml) (Entered: 01/11/2013)

01/08/2013 Minute Entry for proceedings held before Judge Kenneth M. Karas: Pre-Motion Conference held on 1/8/2013. Kevin McGrath and William Edwards for Plaintiff. Alex Lipman and Ashley Baynham for Defendants. The Court set a briefing schedule for Defendants' Motion to Dismiss. See scheduling order. (lnl) (Entered: 01/10/2013)


U.S. District Court
Southern District of New York (White Plains)

CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK

Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None

Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
[phone]
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED


V.
Defendant
Edward Bronson

Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital

Relief Defendant
Fairhills Capital, Inc.


https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl

[Cassandra]

Are any of the former employees working for Kodiak Capital?

Do you have a link to the "Kodiak Capital" company about which you are inquiring? The only one I could find is a link to commercial real estate investment and management company: http://www.kodiakcapital.com/ This organizations does not seem to be involved with financing public companies.

Two former Fairhills employees have been reported to have started Beaufort Capital Partners, LLC: http://investorshub.advfn.com/boards/read_msg.aspx?message_id=85887870

[IPO$]

Q. Are any of the former employees working for Kodiak Capital?

[Stockssss]

UNQT---- > so little is done about this. How can Lance walk but OJ get caught? Lance keeps murdering investors money lol

[kingpindg]

You can add FTCH, if you're still compiling...


http://www.otcmarkets.com/financialReportViewer?symbol=FTCH&id=100359

[blowout]

You can add DKGR

[The Bull Run]

Deer Valley Management & EXELERATE GROUP are all FairHills Capital Management!! A bunch of their workers left right at the end of the year!!

[Flat Foot]

UNQT - 2.59 Billion shares issued to Fairhills Capital

UNQT did not disclose these transactions in their quarterly filings at the appropriate times as supplemental filings were added to disclosures published August 21 2012 and November 19 2012.

Nodummy post:
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=78929383

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=82698173

Lance and Nicoletti have taken control of SLNX

Not surprising that another 504 filing was filed by Lance on
November 9 2012:
http://www.sec.gov/Archives/edgar/data/1165006/000114420412061197/xslFormDX01/primary_doc.xml

[lchase01]

DTC Chill was lifted on SNDY, via the PR today.

[scion]

12/07/2012 13 ENDORSED LETTER addressed to Judge Kenneth M. Karas from Kevin P. McGrath re: Accordingly, any motion to dismiss the Complaint on the grounds set forth in the Defendants' letter should be denied. ENDORSEMENT: The Court will hold a pre-motion conference on January 8, 2013, at 11:30. SO ORDERED. (Pre-Motion Conference set for 1/8/2013 at 11:30 AM before Judge Kenneth M. Karas.) (Signed by Judge Kenneth M. Karas on 12/4/2012) (mml) (Entered: 12/07/2012)

Doc 13 PDF file
http://www.scribd.com/doc/116259364/SEC-v-Bronson-Et-Al-Doc-13-Filed-07-Dec-12