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janice shell

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janice shell

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Re: joeecm post# 114233

Tuesday, 09/25/2012 10:30:39 PM

Tuesday, September 25, 2012 10:30:39 PM

Post# of 232511
but it still cannot be said that it is a 100% guarantee.

Yes, it can. If and when an MM agrees to file a Form 211, it will have to be approved by FINRA. FINRA will comment, and the 211 will be amended. That will probably happen more than once.

The process takes months, not days.
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Total Trades:
  • 1D
  • 1M
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  • 1Y
  • 5Y
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