The following information was provided by Mikey on BB's board regarding the SEC's roundtable discussion about issues surrounding the execution, clearance, and settlement of Microcap Securities: BB's Stock Haven post # 2433295
This is just another reason for traders/investors to consider taking a position in TOFS, since Baron Capital was specifically created to service small-cap markets.
I am neither a professional broker nor stock analyst; therefore, subject all of my recommendations to your own DD first, before trading. Thanks - J.D.