Sunergy, Inc. (fka SNEY)

[Austinvball]

For what it's worth:

From: XXXXXXXXXXXX <[e-mail]>
Date: September 21, 2011 2:54:34 PM EDT
To: 'XXXXXXXXXX' <[e-mail]>
Subject: RE: OTCIQ Information Request

It refers to any material that has the impact of encouraging trading of an issuers securities. This can mean third party promotions and promotional news releases that are not accompanied with adequate disclosure.



Regards,
XXXXXXX



XXXXXXXXXXXXXXX

Issuer and Information Services



XXX XXX Street 3rd Floor
New York, NY 10013-1015

T +1 (212) 896-XXXX | F +1 (212) 652-XXXX

[e-mail]



From: XXXXXXXXXXXX [mailto:[e-mail]]
Sent: Wednesday, September 21, 2011 12:07 PM
To: Issuer Services
Subject: OTCIQ Information Request



OTCIQ Information Request

The following user would like to sign up for OTCMARKETS.






Issue Type:


question


First Name:


XXXXX


Last Name:


XXXXX


Email:


[e-mail]


Phone:


XXX-XXX-XXXX


Department:


Trading Services


Message:


To whom it may concern -

My question refers to the Caveat Emptor status. This portion of the site explains the policy: www.otcmarkets.com/otc-101/caveat-emptor However, I was hoping you could define 'Promotional Activities' as seen in this portion of the policy: 'OTC Markets believes adequate current information must be publicly available during any period when a security is the subject of ongoing promotional activities having the effect of encouraging trading of the issuer's securities in the OTC market'.

Does this simply mean third party promotions, or can press releases and information released by a company that is promotional in nature qualify as promotional activity as well? Thanks for the help Austin