Jeff NASD handles complaints regarding broker/dealers so I'd contact them as well. 1-240-386-5105 <A HREF="http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=470&ssSourceNodeId=9" target="_blank">http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&nodeId=470&ssSourceNodeId=9</A>