News Focus
News Focus
Followers 85
Posts 33044
Boards Moderated 1
Alias Born 12/19/2004

Re: HorseShoe Man post# 24946

Friday, 03/18/2011 2:23:30 PM

Friday, March 18, 2011 2:23:30 PM

Post# of 35936
ADZR Adzone Research Trading temporarily suspended by the SEC

This is how the SEC protected my interests because of shareholder complaints. Stock was trading at .06 before, then opened up later at .005. Is now .0001 and can't sell the shares I own in the grey market.

July 2006: Security Notes: trading temporarily suspended by the SEC pursuant to Section 12(k) of the Securities Exchange Act of 1934 from 9:30AM EDT on 7-5-06 through 11:59PM EDT on 7-18-06

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 RELEASE NO. 54096A / July 5, 2006 The Securities and Exchange Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading in the securities of AdZone Research, Inc. (“AdZone”), a Delaware corporation headquartered in Calverton, New York, at 9:30 a.m. EDT on July 5, 2006, and terminating at 11:59 p.m. EDT on July 18, 2006. The Commission temporarily suspended trading in the securities of AdZone because questions have arisen about the accuracy of assertions by AdZone, and by others, in press releases and internet postings to investors, concerning, among other things: (1) the company’s contracts with two non-profit organizations, (2) the nature and extent of the orders that the company has received for the sale of licenses of its software products, and (3) the company’s recent contributions to its employee Incentive Stock Plan. AdZone’s common stock is quoted on the OTC Bulletin Board under the symbol “ADZR.” The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to AdZone’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information that may relate to this matter, they should contact Robert C. Besse or Cory C. Kirchert in the home office of the Securities and Exchange Commission at (202) 551-4453 or (202) 551-4716, respectively. http://tinyurl.com/yvfxqw

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION July 5, 2006 ____________________________________ IN THE MATTER OF ADZONE RESEARCH, INC. ORDER OF SUSPENSION OF TRADING File No. 500-1 It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of AdZone Research, Inc. ("AdZone”), a Delaware corporation headquartered in Calverton, New York. Questions have arisen regarding the accuracy of assertions by AdZone, and by others, in press releases and internet postings to investors concerning, among other things: (1) the company’s contracts with two non-profit organizations, (2) the nature and extent of the orders that the company has received for the sale of licenses of its software products, and (3) the company’s recent contributions to its employee Incentive Stock Plan. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the above-listed company is suspended for the period from 9:30 a.m. EDT, July 5, 2006, through 11:59 p.m. EDT, on July 18, 2006. By the Commission. Nancy M. Morris Secretary




Unleash the power of Level 2

Spot liquidity moves with access to US order books.

Sign Up