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Re: jim45 post# 96465

Thursday, 01/27/2011 4:37:04 PM

Thursday, January 27, 2011 4:37:04 PM

Post# of 111215
A security will be placed on the threshold list if it has a significant fail to deliver position for at least 5 business days. The threshold qualifications are different for SEC reporting issuers and non-SEC reporting issuers (see definitions). Reporting companies are governed by Reg SHO and non-reporting companies are governed by Rule 4320.

http://www.otcmarkets.com/marketActivity/reg-sho-otc
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