SEC's been busy so far this year. Litigation releases:
Second Quarter
LR-21084 Jun. 12, 2009 ZNext Mining Corporation, Inc. and Elvira G. Gamboa
LR-21083 Jun. 12, 2009 Blackout Media Corporation and Sandy Winick
Other Release No.: AAER-2990
LR-21082 Jun. 12, 2009 John S. Morgan, Marian I. Morgan, Morgan European Holdings ApS a/k/a Money Talks, Inc., ApS, Stephen E. Bowman, Bowman Marketing Group, Inc., and Thomas D. Woodcock, Jr.
LR-21081 Jun. 12, 2009 Aura Financial Services, Inc., Ronald E. Hardy, Jr., Peter C. Dunne, Qais R. Bhavnagari, Dipin Malla, Sandeep Singh, and Raymond Rapaglia
See also: SEC Complaint
LR-21080 Jun. 11, 2009 Forest Resources Management Corp., et al.
LR-21079 Jun. 10, 2009 Phillip Macdonald, Martin Gollan, and Michael Goodman
See also: SEC Complaint
LR-21078 Jun. 10, 2009 Matthew D. Weitzman
See also: SEC Complaint
LR-21077 Jun. 9, 2009 Christopher M. Kunkel
See also: SEC Complaint
LR-21076 Jun. 9, 2009 Peter C. Son, Jin K. Chung, SNC Asset Management, Inc., and SNC Investments, Inc.
See also: SEC Complaint
LR-21075 Jun. 9, 2009 Lorenz Kohler and Swiss Real Estate International Holding AG, Defendants, and Sacho Todorov Dermendjiev, Relief Defendant
See also: SEC Complaint
LR-21074 Jun. 9, 2009 Berkshire Resources, L.L.C., et al.
LR-21073 Jun. 9, 2009 John M. Donnelly, et al.
LR-21072 Jun. 8, 2009 Robert L. Hollier and Wayne A. Dupuis
See also: SEC Complaint
LR-21071 Jun. 8, 2009 Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas
LR-21070 Jun. 5, 2009 Wall Street Communications, Inc. et al.
LR-21069 Jun. 4, 2009 Tajyar, et al.
See also: SEC Complaint
LR-21068 Jun. 4, 2009 Angelo Mozilo, David Sambol, and Eric Sieracki
See also: SEC Complaint
LR-21067 Jun. 4, 2009 Lena Yan
LR-21066 Jun. 3, 2009 Banc of America Investment Services, Inc.; RBC Capital Markets Corporation; and Deutsche Bank Securities Inc.
See also Complaints: Bank of America; RBC; and Deutsche Bank
LR-21065 Jun. 1, 2009 Charles C. Conaway and John T. McDonald, Jr.
LR-21064 May 29, 2009 Mark R. Hamlin, Kingdom First Trading, LLC, and Kingdom First Corp.
See also: SEC Complaint
LR-21063 May 29, 2009 Thomas Wurzel
Other Release No.: AAER-2980
See also: SEC Complaint
LR-21062 May 29, 2009 David E. Ruskjer
See also: SEC Complaint
LR-21061 May 28, 2009 William Betta, Jr., et al.
See also: SEC Complaint
LR-21060 May 27, 2009 Pegasus Wireless Corporation, Jasper Knabb, and Stephen Durland
See also: SEC Complaint
LR-21059 May 27, 2009 James E. Gansman, et al.
LR-21058 May 27, 2009 Richard J. Miller, Gary S. Jensen, and Michael E. Beaulieu
See also: SEC Complaint
Other Release No.: AAER-2977
LR-21057 May 26, 2009 Gendreau & Associates, Inc., and Jacques R. Gendreau
LR-21056 May 26, 2009 PrivateFX Global One Ltd., SA, 36 Holdings, Ltd., Robert D. Watson, and Daniel J. Petroski
LR-21055 May 21, 2009 Wealth Management LLC, James Putman, and Simone Fevola
LR-21054 May 21, 2009 Richard Karp
See also: SEC Complaint
LR-21053 May 21, 2009 Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D'Amaro, Joseph Mangiapane Jr., Nathan M. Michaud, Marc J. Riviello and Adam S. Rosengard
See also: SEC Complaint
LR-21052 May 20, 2009 FTC Capital Markets, Inc., FTC Emerging Markets, Inc. also d/b/a FTC Group, Guillermo David Clamens and Lina Lopez a/k/a Nazly Cucunuba Lopez
See also: SEC Complaint
LR-21051 May 20, 2009 Zachariah P. Zachariah, et al.
LR-21050 May 19, 2009 David B. Stocker., et al.
LR-21049 May 19, 2009 Phillip W. Offill, Jr., et al.
LR-21048 May 19, 2009 Apogee Technology, Inc., David B. Meyers and Annette Jaynes
Other Release No.: AAER-2972
See also: SEC Complaint
LR-21047 May 19, 2009 W. Anthony Huff, et al.
LR-21046 May 19, 2009 Michael Lauer, et al.
LR-21045 May 18, 2009 Sun Group, et al.
See also: SEC Complaint
LR-21044 May 18, 2009 WellCare Health Plans, Inc.
Other Release No.: AAER-2971
See also: SEC Complaint
LR-21043 May 18, 2009 Gregg Thomas Rennie
LR-21042 May 18, 2009 Monster Worldwide, Inc.
Other Release No.: AAER-2970
See also: SEC Complaint
LR-21041 May 15, 2009 Gordon A. Driver and Axcess Automation, LLC
See also: SEC Complaint
LR-21040 May 15, 2009 Wellco Energy, LLC, Justin William Rifkin, Patrick V. Looper, Richard G. Pacheco, and Dustin D. White
See also: SEC Complaint
LR-21039 May 15, 2009 Gary A. Ray
Other Release No.: AAER-2969
See also: SEC Complaint
LR-21038 May 14, 2009 Sherbourne Capital Management, Ltd., Sherbourne Financial, Ltd., Paul G. Bultmeyer, and Arthur J. Piacentini
See also: SEC Complaint
LR-21037 May 13, 2009 Amit Mathur, et al.
LR-21036 May 12, 2009 Henry Morris et al.
See also: SEC Complaint
LR-21035 May 11, 2009 Kiselak Capital Group, LLC et al
See also: SEC Complaint
LR-21034 May 11, 2009 Daniel W. Nodurft
See also: SEC Complaint
LR-21033 May 11, 2009 Novo Nordisk A/S
See also: SEC Complaint
LR-21032 May 11, 2009 Robert Todd Beardsley and George Lindenberg
LR-21031 May 8, 2009 Hartmut Theodor Rose and James Patrick Reedy
See also: SEC Complaint
LR-21030 May 8, 2009 C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc.
LR-21029 May 8, 2009 Courtney D. Smith
LR-21028 May 7, 2009 Exotics.com, Inc., et al.
LR-21027 May 7, 2009 Finbar Securities Corp., et al.
LR-21026 May 6, 2009 Robert P. Copeland
LR-21025 May 5, 2009 Reserve Management Company, Inc., Resrv Partners, Inc., Bruce Bent Sr. and Bruce Bent II
See also: SEC Complaint
LR-21024 May 5, 2009 Albert J. Rasch, Jr., Kathleen R. Novinger, Sandra B. Masino, and 144 Opinions, Inc.
See also: SEC Complaint
LR-21023 May 5, 2009 Jon-Paul Rorech, et. al.
See also: SEC Complaint
LR-21022 May 1, 2009 Lambert Vander Tuig, The Carolina Development Company, Inc. and Jonathan Carman
LR-21021 May 1, 2009 Daryn P. Fleming and Mathew C. Bruce
LR-21020 Apr. 30, 2009 Maher F. Kara, Michael F. Kara, Emile Y. Jilwan, Zahi T. Haddad, Bassam Y. Salman, and Karim I. Bayyouk; Joseph Azar; Nasser Mardini
See also:
SEC Complaint v. Maher F. Kara et al.
SEC Complaint v. Joseph Azar
SEC Complaint v. Nasser Mardini
LR-21019 Apr. 30, 2009 Golden State Equity Investors, Inc.
See also: SEC Complaint
LR-21018 Apr. 30, 2009 Henry Morris, David J. Loglisci, Barrett N. Wissman, Raymond B. Harding, Saul M. Meyer, Nosemote LLC, Pantigo Emerging LLC, Purpose LLC, Flandana Holdings Ltd., Tuscany Enterprises LLC, W Investment Strategies, HFV Management LP, HFV Asset Management LP and Aldus Equity Partners, L.P.
See also: SEC Complaint
LR-21017 Apr. 29, 2009 Bradley L. Ruderman, Ruderman Capital Management, LLC, Ruderman Capital Partners, LLC, and Ruderman Capital Partners A, LLC
See also: SEC Complaint
LR-21016 Apr. 29, 2009 Frederick J. Barton, Barton Asset Management, LLC, and TwinSpan Capital Management, LLC
LR-21015 Apr. 28, 2009 Matthew J. Browne
See also: SEC Complaint
LR-21014 Apr. 28, 2009 Michael Strauss, Stephen Hozie and Robert Bernstein
Other Release No.: AAER-2967
See also: SEC Complaint
LR-21013 Apr. 27, 2009 Private Equity Management Group LLC, et al.
See also: SEC Complaint
LR-21012 Apr. 27, 2009 Ponta Negra Fund I, LLC et al.
See also: SEC Complaint
LR-21011 Apr. 24, 2009 David Praise, et al.
LR-21010 Apr. 23, 2009 Founding Partners Capital Management Company, William Gunlicks, Sun Capital, Inc., Sun Capital Healthcare, Inc., Founding Partners Stable-Value Fund, LP, Founding Partners Stable-Value Fund II, LP, Founding Partners Global Fund, Ltd., and Founding Partners Hybrid-Value Fund, LP.
See also: SEC Complaint
LR-21009 Apr. 22, 2009 Benny L. Judah, et al.
See also: SEC Complaint
LR-21008 Apr. 21, 2009 Joseph J. Queri, Jr., Gary M. Gosson, et al.; Joseph J. Queri, Jr., Joseph J. Queri, Sr., et al.
LR-21007 Apr. 20, 2009 David A. Williams, Sherwood Secured Income Fund, LLC, WFG Holdings, Inc., and Williams Financial Group, LLC
See also: SEC Complaint
LR-21006 Apr. 20, 2009 Donald Anthony Walker Young, et al.
See also: SEC Complaint
LR-21005 Apr. 17, 2009 William M. Gallahair
LR-21004 Apr. 16, 2009 J. Thomas Talbot
LR-21003 Apr. 15, 2009 Michael E. Kelly, et al.
LR-21002 Apr. 15, 2009 Edward T. Stein et al.
LR-21001 Apr. 15, 2009 Henry Morris, David J. Loglisci, Barrett N. Wissman, Raymond B. Harding, Nosemote LLC, Pantigo Emerging LLC, Purpose LLC, Flandana Holdings Ltd., Tuscany Enterprises LLC, W Investment Strategies, HFV Management LP and HFV Asset Management LP
See also: SEC Complaint
LR-21000 Apr. 15, 2009 Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
LR-20999 Apr. 14, 2009 Osvaldo Pitters, Terrell J. Kuykendall and Steven M. Ivester
LR-20998 Apr. 14, 2009 Isaac I. Ovid, Aaron Riddle, J. Jonathan Coleman, Stephen Cina, Cory A. Martin, Timothy Smith, Robert J. Riddle, Jadis Capital, Inc., Jadis Investments, LLC, and Logos Multi-Strategy Hedge Fund I, LP
See also: SEC Complaint
LR-20997 Apr. 13, 2009 Maximum Return Investments, Inc. and Clelia A. Flores
LR-20996 Apr. 10, 2009 Crossroads Financial Planning, Inc., and Julie M. Jarvis
See also: SEC Complaint
LR-20995 Apr. 10, 2009 Kent H. Roberts
LR-20994 Apr. 9, 2009 Robert P. Copeland
See also: SEC Complaint
LR-20993A Apr. 8, 2009 Lydia Capital, LLC et al.
LR-20992 Apr. 7, 2009 Market Street Advisors, Shawn R. Merriman, LLC-1, LLC-2, Marque LLC-3, and LLC-4
See also: SEC Complaint
LR-20991 Apr. 7, 2009 Finbar Securities Corp., et al.
See also: SEC Complaint
LR-20990 Apr. 7, 2009 Ryan M. Reynolds, et al.
See also: SEC Amended Complaint
LR-20989 Apr. 6, 2009 Gregory L. Reyes, et al.
LR-20988 Apr. 6, 2009 Oversea Chinese Fund Limited Partnership, et al.
See also: SEC Complaint
LR-20987 Apr. 6, 2009 Whispering Winds Properties, LLC; LM Beagle Properties, LLC; Karlena, Inc.; Axis International, Inc.; and Dan Wise aka Danny Wise
LR-20986 Apr. 3, 2009 Sun Empire LLC, et al.
See also: SEC Complaint
LR-20985 Apr. 3, 2009 Spear & Jackson, Inc., et al.
LR-20984 Apr. 2, 2009 Frank C. Calmes, Lynn D. Rowntree, Manny J. Shulman, James E. Pratt, et al.
LR-20983 Apr. 1, 2009 Edward T. Stein, et. al.
LR-20982 Apr. 1, 2009 Take-Two Interactive Software, Inc.
Other Release No.: AAER-2957
See also: SEC Complaint
First Quarter
LR-20981 Mar. 31, 2009 John Hyun Joon Min and Dime Financial Group LLC
See also: SEC Complaint
LR-20980 Mar. 31, 2009 Forest Resources Management Corp., et al.
LR-20979 Mar. 30, 2009 CyberKey Solutions, Inc. and James E. Plant
LR-20978 Mar. 30, 2009 WMDS, Inc. One Universe Online, Inc., Seng Tan, James Bunchan and Christian Rochon
Other Release No.: AAER-2956
LR-20977 Mar. 27, 2009 Andrew S. Mackey and Inger L. Jensen
LR-20976 Mar. 27, 2009 Sonja Anticevic, et al.
LR-20975 Mar. 27, 2009 Delphi Corporation, Judith Kudla, et al.
Other Release No.: AAER-2955
LR-20974 Mar. 26, 2009 Millennium Bank, et al.
See also: SEC Complaint
LR-20973 Mar. 25, 2009 Gerald P. Alexander, CJB Consulting, Inc., and Regis Filia Holdings, Inc.
See also: SEC Complaint
LR-20972 Mar. 25, 2009 The Nutmeg Group, LLC, et al.
See also: SEC Complaint
LR-20971 Mar. 25, 2009 John M. Donnelly, et al.
LR-20970 Mar. 24, 2009 David Scott Cacchione
See also: SEC Complaint
LR-20969 Mar. 24, 2009 Innova Energy LLC, et al.
See also: SEC Complaint
LR-20968 Mar. 23, 2009 International Realty Holdings, Inc., et al.
See also: SEC Complaint
LR-20967 Mar. 23, 2009 Anthony Vassallo, Kenneth Kenitzer, and Equity Investment Management and Trading, Inc.
LR-20966 Mar. 23, 2009 Anthony A. James and James Asset Advisory, L.L.C.
LR-20965 Mar. 23, 2009 Escala Group, Inc., Gregory Manning, and Larry Lee Crawford, CPA
See also: SEC Complaint
LR-20964 Mar. 20, 2009 Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer
Other Release No.: AAER-2953
LR-20963 Mar. 19, 2009 Henry Morris, David Loglisci, Nosemote LLC, Pantigo Emerging LLC, and Purpose LLC
See also: SEC Complaint
LR-20962A Mar. 18, 2009 Albert K. Hu, Asenqua, Inc., Asenqua Capital Management, LLC, AQC Asset Management, Ltd., and Fireside Capital Management, Ltd.
See also: SEC Complaint
LR-20961 Mar. 18, 2009 Darrel T. Uselton and Jack E. Uselton
LR-20960 Mar. 18, 2009 Sky Way Global LLC (dba Sky Way Global, Inc.), Brent C. Kovar, Glenn A. Kovar, James S. Kent, Kenneth Bruce Baker (aka Bruce Baker), and Kenneth R. Kramer
See also: SEC Complaint
LR-20959 Mar. 18, 2009 David G. Friehling, C.P.A and Friehling & Horowitz, CPA's, P.C.
See also: SEC Complaint
LR-20958 Mar. 17, 2009 Tecumseh Holdings Corporation, et al.
LR-20957 Mar. 17, 2009 Paul M. Gozzo and PMG Capital, LLC
See also: SEC Complaint
LR-20956 Mar. 16, 2009 K.W. Brown and Company, et al.
LR-20955 Mar. 13, 2009 Peter W. Fisher, et al. and Phillip W. Offill, Jr., et al.
LR-20954 Mar. 13, 2009 Glenn E. Glasshagel
LR-20953A Mar. 13, 2009 Michael Biello
See also: SEC Complaint
LR-20952 Mar. 13, 2009 Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC
LR-20951 Mar. 13, 2009 Sunwest Management, Inc., et al.
LR-20950 Mar. 12, 2009 Quest Software, Inc., Vincent C. Smith, John J. Laskey, and Kevin E. Brooks
Other Release No.: AAER-2949
See also: SEC Complaint
LR-20949 Mar. 12, 2009 MedQuist Inc.; John A. Donohoe; and Brian J. Kearns and Bruce J. Van Fossen
See also:
SEC Complaint v. MedQuist Inc.
SEC Complaint v. John A. Donohoe, Jr.
SEC Complaint v. Brian J. Kearns and Bruce J. Van Fossen
LR-20948 Mar. 12, 2009 Brian Travis, et al.
See also: SEC Complaint
LR-20947 Mar. 12, 2009 Howard P. Richman
LR-20946 Mar. 12, 2009 Brian J. Smart, et al.
See also: SEC Complaint
LR-20945 Mar. 11, 2009 PowerCold Corporation, Francis L. Simola, Joseph C. Cahill, and Grayling R. Hofer
Other Release No.: AAER-2948
See also: SEC Complaint
LR-20944 Mar. 11, 2009 Peter W. Fisher, et al.; Phillip W. Offill, Jr., et al.; David B. Stocker, et al.
LR-20943 Mar. 11, 2009 Anthony Vassallo, Kenneth Kenitzer, and Equity Investment Management and Trading, Inc.
See also: SEC Complaint
LR-20942 Mar. 11, 2009 Stephen P. Gardner, et al.
Other Release No.: AAER-2947
LR-20941 Mar. 11, 2009 John M. Donnelly, et al.
See also: SEC Complaint
LR-20940 Mar. 10, 2009 C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen
LR-20939 Mar. 10, 2009 iBIZ Technology Corp., Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott
LR-20938 Mar. 10, 2009 Allen Barnett, et al.
Other Release No.: AAER-2946
See also: SEC Complaint
LR-20937 Mar. 9, 2009 The Regency Group, LLC; Scott F. Gelbard; Jeffrey S. Koslosky; Aaron S. Lamkin; John J. Coutris; Michael J. Coutris; J. Coutris Partners, LP; Joseph S. Fernando; Wellington Capital Enterprises, Inc.; James J. Coutris; and Dimitrios I. Gountis
See also: SEC Complaint
LR-20936 Mar. 9, 2009 Locke Capital Management, Inc. and Leila C. Jenkins
See also: SEC Complaint
LR-20935 Mar. 6, 2009 Shelby Dean Martin, D. Martin Enterprises, Inc. and DM Ventures, LLC
See also: SEC Complaint
LR-20934 Mar. 6, 2009 Gary Richetelli
LR-20933 Mar. 6, 2009 Martin G. Fraser, Don W. Watson, Edward W. O'Brien, and Gary M. Opper
LR-20932 Mar. 6, 2009 CRE Capital Corporation and James G. Ossie
LR-20931 Mar. 5, 2009 Anthony Fareri, Fareri Financial Services, Inc. d/b/a Amerifinancial, and Anthony Fareri & Associates, Inc.
See also: SEC Complaint
LR-20930 Mar. 5, 2009 John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC
See also: Order of Preliminary Injunction
LR-20929 Mar. 5, 2009 Competitive Technologies, Inc., et. al
LR-20928 Mar. 5, 2009 Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant
LR-20927 Mar. 5, 2009 Pediatrix Medical Group, Inc.
Other Release No.: AAER-2943
See also: SEC Complaint
LR-20926 Mar. 5, 2009 Diversified Lending Group, Inc., et al.
LR-20925 Mar. 4, 2009 Ray M. White and CRW Management, L.P.
See also: SEC Complaint and Order
LR-20924 Mar. 4, 2009 James M. Nicholson, et. al.
LR-20923 Mar. 4, 2009 Scott A. Livengood, John W. Tate, and Randy S. Casstevens
See also: SEC Complaint
LR-20922 Mar. 4, 2009 Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC
See also:
SEC Complaint v. Automated Trading Desk Specialists, LLC
SEC Complaint v. E*Trade Capital Markets LLC
SEC Complaint v. Melvin Securities, LLC and Melvin & Company, LLC
SEC Complaint v. Sydan, LP
SEC Complaint v. TradeLink, LLC
LR-20921 Mar. 3, 2009 Stephen L. Hochberg
LR-20920 Mar. 2, 2009 Sunwest Management, Inc., Canyon Creek Development, Inc., Canyon Creek Financial, LLC, and Jon M. Harder
See also: SEC Complaint
LR-20919 Mar. 2, 2009 Nathan A. Chapman, et al.
LR-20918 Feb. 27, 2009 Daren L. Palmer and Trigon Group, Inc.
LR-20917 Feb. 27, 2009 Phillip R. Trujillo, Wealth Management Resources, LLC, PTV 22, LLC, PTV 33, LLC, and PTV 44, LLC
See also: SEC Complaint
LR-20916 Feb. 26, 2009 Lawrence B. Evans et al.
Other Release No.: AAER-2940
LR-20915 Feb. 26, 2009 Matthew E. Kopsky and Ronald W. Davis
LR-20914 Feb. 26, 2009 Zomax, Inc., et al.
LR-20913 Feb. 25, 2009 North Hills Management LLC, et al.
See also: SEC Complaint
LR-20912 Feb. 25, 2009 WG Trading Investors, L.P., et al.
See also: SEC Complaint
LR-20911 Feb. 25, 2009 James M. Nicholson and Westgate Capital Management, LLC, Defendants, and Westgate Absolute Return Fund, LP, et al., Relief Defendants
See also: SEC Complaint
LR-20910 Feb. 25, 2009 Frederick O'Meally, et. al.
LR-20909 Feb. 24, 2009 Victor P. Machado and Frank Lu
See also: SEC Complaint
LR-20908 Feb. 23, 2009 Global Development & Environmental Resources, Inc., et al.
LR-20907 Feb. 20, 2009 John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC
See also: SEC Complaint and Temporary Restraining Order
LR-20906 Feb. 19, 2009 Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R. Cooper
See also: SEC Complaint
LR-20905 Feb. 18, 2009 UBS AG
See also: SEC Complaint
LR-20904 Feb. 18, 2009 William L. Walters
LR-20903 Feb. 17, 2009 Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
LR-20902 Feb. 17, 2009 Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis
Other Release No.: AAER-2937
See also: SEC Complaint
LR-20901 Feb. 17, 2009 Stanford International Bank, et al.
See also: SEC Complaint;
SEC First Amended Complaint; Memorandum of Law
LR-20900 Feb. 13, 2009 Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs
LR-20899 Feb. 12, 2009 George Georgiou
See also: SEC Complaint
LR-20898 Feb. 11, 2009 Meridian Holdings, Inc., Anthony C. Dike and Michelle V. Nguyen
Other Release No.: AAER-2936
LR-20897A Feb. 11, 2009 Halliburton Company and KBR, Inc.
Other Release No.: AAER-2935A
See also: SEC Complaint
LR-20896 Feb. 11, 2009 ITT Corporation
Other Release No.: AAER-2934
See also: SEC Complaint
LR-20895 Feb. 10, 2009 Joseph J. Queri Jr., Gary M. Gosson, et al.
LR-20894 Feb. 10, 2009 Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffit, Robert S. Parsley, and Nationwide Capital Corp.
LR-20893 Feb. 10, 2009 Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC
See also: SEC Complaint
LR-20892 Feb. 10, 2009 George David Gordon, Joshua Wayne Lankford, and Dean Joseph Sheptycki
See also: SEC Complaint
LR-20891 Feb. 10, 2009 Thom A. Faria, Stephen J. McLaughlin and William M. Stickney
Other Release No.: AAER-2932
LR-20890 Feb. 9, 2009 Craig T. Jolly and Quest Holdings, Inc.
See also: SEC Complaint
LR-20889 Feb. 9, 2009 Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC
LR-20888 Feb. 6, 2009 Lewis E. Graham II and FLOWorks, Inc., defendants, and Linworth LLC, relief defendant
See also: SEC Complaint
LR-20887 Feb. 6, 2009 Andrew S. Mackey and Inger L. Jensen
LR-20886 Feb. 6, 2009 Ross Owen Haugen
LR-20885 Feb. 5, 2009 Wachovia Securities, LLC
See also: SEC Complaint
LR-20884 Feb. 5, 2009 Nicos Achilleas Stephanou, Ramesh Chakrapani, Achilleas Stephanou, George Paparrizos a/k/a Georgios Paparrizos, Konstantinos Paparrizos, Michael G. Koulouroudis and Joseph Contorinis
See also: SEC Complaint
LR-20883 Feb. 5, 2009 Enterprises, LLC, Brian V. Prendergast, Worldwide Equity Corporation, Donald R. Smith, and Yuail I. Enwia
See also: SEC Complaint
LR-20882 Feb. 4, 2009 Mark T. Turkcan
Other Release No.: AAER-2930
See also: SEC Complaint
LR-20881 Feb. 4, 2009 Stefan H. Benger, et al.
See also: SEC Complaint
LR-20880 Feb. 4, 2009 Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
LR-20879 Feb. 4, 2009 Scott M. Ross
See also: SEC Complaint
LR-20878 Feb. 2, 2009 Forest Resources Management Corp., et al.
LR-20877 Feb. 2, 2009 Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser
LR-20876 Jan. 30, 2009 Lumenis Ltd., Sagi A. Genger and Kevin Morano
Other Release No.: AAER-2929
LR-20875 Jan. 30, 2009 James N. Stanard, et al.
LR-20874 Jan. 30, 2009 Gen-See Capital Corporation and Richard S. Piccoli
LR-20873 Jan. 28, 2009 Gordon B. Grigg and ProTrust Management, Inc., et al.
See also: SEC Complaint
LR-20872 Jan. 28, 2009 Lydia Capital, LLC et al.
LR-20871 Jan. 28, 2009 Asset Recovery and Management Trust, et. al.
LR-20870 Jan. 28, 2009 James Mulhearn, Damian Delgado, and Adrian Balboa
LR-20869 Jan. 27, 2009 Jeffery Steven Stone, et al.
LR-20868A Jan. 26, 2009 University Lab Technologies, Inc., et al.
LR-20867 Jan. 26, 2009 Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett
LR-20866 Jan. 26, 2009 Jordan H. Mintz and Rex R. Rogers
Other Release No.: AAER-2925
LR-20865 Jan. 23, 2009 Gregg Thomas Rennie
See also: SEC Complaint
LR-20864 Jan. 23, 2009 Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.
Other Release No.: AAER-2923
LR-20863A Jan. 22, 2009 Aaron S. Cooksey
See also: SEC Complaint
LR-20862 Jan. 22, 2009 Catherine R. McEnroe, Noreen O'Loughlin and Martin R. von Ruden
Other Release No.: AAER-2922
See also: SEC Complaint
LR-20861 Jan. 22, 2009 General Motors Corporation
See also: SEC Complaint
LR-20860 Jan. 21, 2009 Urs Kamber, Stephan Husi and Richard Jon May
Other Release No.: AAER-2919
LR-20859 Jan. 21, 2009 Ross Owen Haugen
See also: SEC Complaint
LR-20858 Jan. 21, 2009 Arthur Nadel, et al.
See also: SEC Complaint
LR-20857 Jan. 21, 2009 Rod Cameron Stringer, individually and d/b/a RCS Hedge Fund
LR-20856 Jan. 15, 2009 Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller
LR-20855 Jan. 15, 2009 Marco Glisson
See also: SEC Complaint
LR-20854 Jan. 15, 2009 BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci
See also: SEC Complaint
LR-20853 Jan. 15, 2009 CRE Capital Corporation and James G. Ossie
See also: SEC Complaint
LR-20852 Jan. 13, 2009 John Zeglis, As Executor, Successor/Representative To James D. Zeglis, Gautam Gupta, Lance D. McKee, and Jim W. Dixon
LR-20851 Jan. 13, 2009 Kevin J. Heron
LR-20850 Jan. 12, 2009 Jarrod W. McMillin, et al.
See also: SEC Complaint
LR-20849 Jan. 9, 2009 Gen-See Capital Corp. and Richard S. Piccoli
LR-20848 Jan. 8, 2009 Gen-See Capital Corp. and Richard S. Piccoli
See also: SEC Complaint
LR-20847 Jan. 8, 2009 Joseph S. Forte, et al.
See also: SEC Complaint
LR-20846 Jan. 7, 2009 Joel Steinger, et al.
LR-20845 Jan. 7, 2009 Stephen C. Sayre, et al.
LR-20844 Jan. 6, 2009 Martin J. Druffner, et. al.
LR-20843 Jan. 6, 2009 Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and R.K. Dhawan
Other Release No.: AAER-2917
LR-20842 Jan. 6, 2009 Anthony A. James
LR-20841 Jan. 5, 2009 Braintree Energy, Inc. and Howard Graham
