Ocata Therapeutics Inc fka OCAT

[rocky301]

floydhead,

The Shapiro Trust has been loaning money dating back to 1989 to ACTC. Almost all of the 3.1MM shares he owns came from convertible debentures to pay back loans and stock options exercised.


Alan C. Shapiro, Ph.D., Director 3,105,388 (4) 3.5 %

(4)
Includes (i) indirect ownership of 501,151 shares and 1,312,720 shares subject to convertible debentures held by The Shapiro Family Trust and of which Dr. Shapiro may be deemed the beneficial owner, (ii) 1,108,579 shares subject to warrants held by The Shapiro Family Trust and of which Dr. Shapiro may be deemed the beneficial owner, and (iii) 100,000 shares subject to stock options that are currently exercisable or exercisable within 60 days of December 31, 2007.