*SCALPSWINGSTRADDLE*

[MARKETEDGE]

(asic.gov) Unlicensed overseas callers and fake regulators

List last updated 29 July 2008



This list identifies both active and presently dormant organisations known to ASIC from 2000 to the present. Some organisations may use a name similar to the name of a better known and reputable organisation, or falsely claim to be associated with such an organisation. If you think the company name, or the associated name sounds familiar, check you are actually dealing with a reputable company, not a disreputable one.

Names recently added to the list:
Jefferson Clark Associates
Solvay Financial S.A
Western Capital Trading


A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z

A
Abacus Group Co Limited
252/94 Muang Thai-Phetra Tower II
17th Floor
Rachadaphisek Rd
Huaykwang, Bangkok 10320
Thailand

Abbey House Acquisitions
Tower 42, 25 Old Broad Street
United Kingdom EC2N 1HQ
Ph: 44 79 8006 6904
Fax: [phone]
www.abbeyhouseacquisitions.com

AC Capital Venture
7900 East Union Avenue
Suite 1100
Denver Co 80237
Ph: 1 303 309 2493
Fax: [phone]

Accounting and Tax Planners of NY Inc
*Please note that this company is not connected in any way and should not be confused with the legitimate firm

Accounting & Tax Planners
303 5th Ave., Suite # 211
New York, NY 10016-6601
Ph: 1 212 292-3331 /3332
Fax: [phone]

303 Fifth Avenue
New York, NY 10016-6601
Ph: 1 347-427-9176
Fax: [phone]
www.acctnyc.com
Email: [e-mail]
Email: [e-mail]

Advisor Dealer Services Inc (ADS Inc.)

*Please note that this firm is not to be confused with Advisor Dealer Services Inc (ADS Inc) of 6125 Memorial Drive, Dublin Ohio , USA telephone [phone], which is a registered broker in the USA (CRD No. #36773 )

Address: 6125 Memorial Drive, Dublin
OHIO 43017
Phone: [phone]
Facsimile : 614 4484538
Website : www.adviser-inc.com
email: [e-mail]

Agro Micron Ltd
Headquarter Office
35F Central Plaza
18 Harbor Road
WANCHAI HONG KONG
Ph: 852 2593 1326
Fax: [phone]
web: www.agromicron.com
email: [e-mail]

Singapore Office
10 Anson Road
#30-07 International Plaza
SINGAPORE 079903

Allied Asset Management
(Please note that this Company is not connected in any way, and should not be confused with Allied Asset Management, Inc.
2033 6th Avenue, Suite 1009, Seattle, WA 98121-2523, USA Ph 206 441 1900 Fax [phone] CRD# 16403 SEC no 8-340521)

2033 6th Avenue
Seattle WA 98121
USA
Ph 1 206-299-3560
Fax: [phone]
[e-mail]

Allied International Investment Limited
8 Portland Place
Pritchard Street
Bristol BS2-8RH
England, UK
Ph:(44) 870 429 4883
Fax: [phone]
Other offices in NY, USA and Hong Kong

Allied Pacific Ventures
Level 25
Bank of China Tower
1 Garden Road
Central Hong Kong

Allied Sovereign Zurich
Suite 701, Level 7
Via Augusta
Barcelona 08006
Spain
Ph: (34) 932385924
Fax: [phone]
www.alliedsovereignzurich.com

A M Global Management
2511, Malayan Mansion, Jalan Masjid India,
50100 Kuala Lumpar
Malaysia

American Energy Exchange (AMENX)

American Futures and Options Exchange
131 Pearl St
New York NY 10005
www.afoex.com
[e-mail]

American Futures and Options Trading Commission
503 N Michigan Avenue #1950
Chicago Illinois 60601
www.afoex.com
[e-mail]

Annex International Mergers and Acquisitions
Hong Leong Buidling
16 Raffles Quay
Singapore
048581
Ph 656 215 0206
Fax [phone]
www.annexinternational.com

A Nova Corporate Services
222 Yanan Road East
Shanghai 200002
China
Ph: (86) 21 5115 5369
Fax: [phone]

Aqua Securities L.P
110 East 59th Street
New York NY 10022
Ph: 1 212 796 0926
Fax: [phone]
www.aqua-securities.com
[e-mail]

Aragon Currency Management
4491 South State Road Seven Suite-208
Fort Lauderdale
FLORIDA USA 33314
Phone numbers:
USA & Canada: 1-800-803-0387
Australia: 1-800-836-861
New Zealand: 0800-455-0055
South Africa: 0-800-992-002

Argus Capital Limited
Postbus 59366
1040 KJ Amsterdam
The Netherlands
Ph: 31 20 301 2290
Fax: [phone]

Atlantic International Partners
#01-03 Ocean Building
10 Collyer Quay
Singapore 49315
Ph: 65 6419 2915
Fax: [phone]
www.atlanticinternationalpartners.com

Atlas Capital Corp
124 Dure Road
Quogue New York
USA 11959
Ph: 1 866 978 1014
Fax: [phone]
[e-mail]


B
Barrington Consultants Inc
(Subsidiary of Barrington Capital Ventures Ltd)

Unit 2302-A & B West Tower,
The Philippines Stock Exchange Centre,
Exchange Road, Ortigas Centre,
Pasig City 1600, Metro Manila, Philippines.
Telephone: [phone]. Facsimile: [phone].

Barrington Capital Ventures Ltd
Unit 2302-A & B West Tower,
The Philippines Stock Exchange Centre,
Exchange Road, Ortigas Centre,
Pasig City 1600, Metro Manila, Philippines.
Telephone: [phone]. Facsimile: [phone]

Baxter Financial Group 24, 1040 Avenue of the Americans
New York 10018
USA
Ph: 1 212 401 2982
Fax: [phone] 1497 275 Madison Ave.
6th Floor. New York, NY 10016
Ph: 1 212 918 1498
Fax: [phone]
www.baxterfinance.com

Baycorp International
9 Bei San Huan Dong Lu
Chao Yang District
Beijing 100029
Ph 86 20627 39105
Fax [phone]

Beacon Global Management Inc.
Tower Executive
#10940 Wilshire Blvd. Suite 1500
Los Angeles, CA 90024
United States
www.beaconglobal.us

Bell International Asset Management
12020 Shamrock Plaza
Omaha Nebraska 68154-3537
USA
Ph: 1 [phone]
Fax: [phone]
www.bellinternationalam.com

The Bench Group
770 Lexington Ave
New York
Ph 1509 692 5988
Fax [phone]
www.benchgroup.biz

Beijing International Research
3/F, Building B, E-Wing Center
113 Zhichun Road, Haidian District
Beijing 100086, China
ph [phone]
fax [phone]
www.beijinginternationalresearch.com

Benson Dupont International
also see Suspected cold callers raided in Bangkok

Level 23, CP Tower
313 Silom Road
Bangkok 10500, Thailand
Other offices or mail addresses in Hong Kong, Japan, United Arab Emirates, Panama, France and Switzerland.

Berchmans Lee Company Inc
1410 Herrera Tower
Herrera St
Makati City, 1227 Philippines
Other offices or mail addresses in Singapore, The Bahamas and USA.


Berkeley Samson International 23rd Floor, M Thai Tower
All Seasons Place
87 Wireless Rd
Bangkok, Thailand HSBC Tower, Level 21
101 Yincheng East Road,
Pudong, Shanghai
200120 , China
Ph: 8621 2890 3119
Fax: [phone]

Other offices or mail addresses in HK, Singapore and Malaysia.

Berkley Sinclair Partners and Associates
2899 Century Pky NE
Atlanta, GE 30345
United States
Ph: 678 846 0604
Fax: [phone]
www.berkleysinclair.com
[e-mail]

Berline Overseas Corporation
282 New York Avenue
Huntington, New York 11743
USA
Ph: (1) 631 427 5257
Fax: [phone]

Bernstein & Zeiglier
10 Anson Road
#18-18 International Plaza
Singapore 079903
Ph: (65) 6223 3474
Fax: [phone]

Birchtree Financial Services*
*Please note that this firm is not to be confused with Birchtree Financial Services, Inc of 3600 American Blvd. W. 3rd Floor, Bloomington, MN, USA, which is a registered broker in the USA (CRD No. 15014).

4400 Blue Parkway
Kansas City
Missouri, 64130
USA
Ph: (1) 816 448 3760
Fax: [phone]
www.birchtreefinancial.com

Blane & Blanchett Inc
Level 31, Six Battery Road
Raffles Place
Singapore 049909
Ph: 65 6 322 0832
Fax: [phone]

Blaine & Thompson S.A
Edificio Topacio Azul
Numero 217 Nivel 2
2a Avenida 13, Calle 2-60, Zona 10
Guatemala, C.A.
Ph: [phone]/8860
Fax: [phone] 0378
www.blaine-thompson.com

Blue Sky Solutions Pty Ltd
07-24 Nihonbashi Kabutocho
Chu Ku
Japan
[e-mail]
813 5288 6365
813 4496 4896

Boston Global Finance Inc
Paragon Towers
233 Needham
Suite 300
Newton MA 02464
USA
Ph: 1 617 831 1650
Fax: [phone]
www.bostonglobalfinance.com

Bradford-Kempner Investments Ltd
(Reportedly taken over by Crawford Peale, Inc)

Unit 1512, 15th Floor
Q-House Asoke Building
66 Sukhumvit 21 Road, Klongtoey Nua,
Wattana Bangkok, 10110,
Thailand.
Telephone: [phone] / 2593.
Facsimile: [phone] / 2146 Atrium, Stravinskylaan 305,
1077 ZX, Amsterdam,
The Netherlands. Unit 8111 Medical Plaza,
Amorsolo coner dela Rosa Streets,
Legaspi Village,
Makati City,
Philippines.
Telephone: [phone].

Bradstone Healy & Pratt Mergers and Acquisitions / aka BHP Mergers
100 Queen's Street
Hong Kong
Ph: 852 3180 9523
Fax: [phone]
www.bhpmergers.com
[e-mail]

Breakthrough Venture Partners
3460E Dover Street
Mesa Arizona 85213
USA
Ph: (1) 602 220 1324
Fax: [phone]

Bridgway First Hand Trading Inc
UOB Plaza 1
80 Raffles Place
Level 35
Singapore 048624
Ph + 6562484737
Fax + 6562484501
www.bridgwayfirsthandtradinginc.com

The Brinton Group
Also see Suspected cold callers raided in Thailand.

Liberty Square
287 Silom Road
Bangrak, 10500
Bangkok, Thailand Park West Building
6-12-1 Nishi-Shinjuku
Shinjuku-ku
Tokyo 160-0023, Japan

Other offices or mail addresses in China.

Brooks Pearson Investment Limited
PO Box 1125
Silom Post Office
Bangkok 10504
Thailand

Bureau of Foreign Security Affairs
Rond Point Schuman 8
1040 Brussells
Belgium
Ph 0011 3224 166 015
Fax [phone]

C
C&C Global Co Limited/Commodity and Currency Global Co Limited
17th Floor, UBC 11 Building
Soi Sukhumvit Road 33
North Klongton, Wattana
Bangkok, 10110 Thailand

Cambridge Capital Trading
www.cambridgecapitaltrading.com

Dubai office
Al Attar Business Tower, 30th Floor Sheikh Zayed Road
Dubai United Arab Emirates
Ph: [phone]
Fax: [phone]

London office
8 Bishopsgate, London UK
Ph: [phone]
Fax: [phone]

Capital Advisory Corporation
Silom Complex,
18th Floor, 191 Silom Rd.
Bangkok 10500, Thailand
Other offices or mail addresses in Hong Kong and British Virgin Islands.

Capital Assets Limited
(part of The Capital Group Investment Advisors & Consultants Inc)

28th floor, Tower 2
The Enterprise Center
6766 Ayala Avenue corner Paseo de Roxas
Makati City
Metro Manila
Philippines Taipei Metro Building
Suite D, 11th Floor
207 Tun Hwa S. Road
Sec. 2, Taipei
Taiwan Provenza No. 288
Principal 08008 Barcelona,
Spain

Capital Marketing Services

Castle Gate Trading
161 Bay Street
27th Floor
Toronto, Ontario, M5J 2S1
Canada
Ph: (1) [phone]
Fax: (1) [phone]


Cathay Asset Management
Further information: Netherlands Authority for the Financial Markets (AFM).


Central Registry Regulators Board
(Cold calling firms refer investors to this entity for confirmation of their firm's legitimacy)
8425 Woodfield Crossing Blvd
Indiannapolis IN 46240-7316
USA
Ph: 1 317 522 0169
Fax: [phone]

Charles Fleming Co Ltd
Sarino Park Building
2-11-1 Nagata-Cho
Chiyoda Ku
Tokyo 100 6172
Japan
Ph: 813 5456 5026
Fax: [phone]
www.charlesfleming.net

Chase Capital Inc
405 Lexington Avenue
Chrysler Building
New York City
NY 10174
Phone [phone]
www.chasecapma.com

Chaubert Asset Management
Superior East Avenue
Suite 1300
Cleveland
Ohio 44114
USA
Ph: 1 216 255 3935
Fax: [phone]

Level 28
152 Beach Road
Q89721
Singapore
Ph: 65 6232 2895
Fax [phone]

Esplanade Charles De Gaulle
Paris 98201
Ph 33 1 7072 5902
Fax [phone]
www.chabertam.com
Email: [e-mail]

Chelsea Commercial Brokerage House
Level 41
Emirates Tower
PO Box 31303
Dubai, United Arab Emirates
Ph: 971 4 319 7528
Fax: [phone]

Chicago Accounting
(and Waterhouse Holdings Inc)
235 West Cermak Road
Chicago IL 60616
USA
Ph: 1 312 324 6657
Fax: [phone]
[e-mail]
[e-mail]
www.chicagoacct.com

Chicago Board of Acquisition, Inc
5907 South Ellis Avenue
Chicago Illinois 60637
USA
Fax: [phone]
www.chicagoacq.com

Chicago Tax Services
6110 W. Belmont Avenue
Chicago
Illinios 60634
USA
Ph: 1-312-324 6660
Fax: [phone]
www.chicagotaxservices.com

Churchill Acquisitions
Old Broad St
London Ec2N 1 N
United Kingdom
Ph 44 2079003439
Fax [phone]

Churchill Capital USA Incorporated
Now also calling themselves Churchill Securities Inc and trading as Advisor Dealer Services Inc (ADS Inc.)
(Please note that this Company is not connected in any way, and should not be confused with Churchill Capital USA Inc which is registered in USA
1270 Avenue of the Americas, Suite 1910, New York, NY 10020-1700 Business Telephone Number:, 212-994-4990 . CRD# 143278
SEC# 8-67547
Nor with Churchill Capital Australia Pty Ltd A.C.N. 099 426 730 Ground Floor West , 600 Victoria Street, RICHMOND VIC 3121)

Suite 1706, 21st floor,
The Hearst Tower,
300 West 57th St. New York,
New York USA
Ph: 1 212 461-1079
Fax: [phone]
www.churchill-usa.com

CitiFund Asset Management Inc
399 Park Avenue
8th Floor
New York
Ph 1 646 862 1667
Fax [phone]
www.citifundasset.com

Clanvale Securities, S.A.
Edificio Torre America
Floor 3, Office 307
Avenida Venezuela
Bello Monte
Caracas
Venezuela
Ph: 58 212 762 4663 or 761 2498
Fax: [phone]

Classic Consultants
Suite C-206/ 5419 Hollywood Boulevard
Los Angeles CA 90027
USA

Ph: 1 213 745 9002
Fax: [phone]

Cogan Davis & Associates
(Informed name changed to Greer Fox Yamato)
Level 11, Park West Building,
6-12 Nishi-Shinjuku Tokyo,
160-0023 Japan

Cohen & Nesbit Group Ltd
Level 19 Hong Leong Building
16 Raffles Quay
Singapore
Tel: [phone]
Fax: [phone]

Collwood & Hall, Ltd
23rd Floor, M. Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok, 10330, Thailand

Commodity and Currency Global Co Limited
See C&C Global Co Limited

Commonwealth Monetary Group
1047A Fortune B Building 4
Dongsanhuan Road
Chaoyang District
Beijing
China

Comstock
EBC Building,
3rd Floor Ludwigstrasse 21,
80333 Munich, Germany

Crawford Peale, Inc
(Reported to have taken over Sherman Brothers, Vantage International and Bradford-Kempner Investments Ltd)

Unit 1609, 16th Flr, Vanit 1 Building
1126/1 New Petchburi Road
Bangkok 10400 Thailand
Ph: 662 655 2322/2323
Fax: [phone]

Crest International Investment Inc
First West Building
200 First Avenue West Suite 400
Seattle Washington 98119
USA
Ph: 1 206 802 1022
Fax: [phone]

Crown Financial Management
2825 Cottonwood Pkwy # 5
Salt Lake City
UT 84121-7060
United States
Ph 1 801 413 7060
Fax [phone]
www.crownfinancialmgmt.com

Crowne Noble TA
Shibuya Mark City
Dogenzaga 1-12-1
Shibuya, Tokyo
Japan

Ph: 81 (0) 3 4360 5659
Fax: [phone]
www.crownenoble.com The Ramsay Building,
P.O. Box N-9794
Nassau Bahamas












Leutschenbachstrasse 95
CH 8050 Zurich
Switzerland
Ph 41 44 580 1580
Fax [phone]
D

Dallas International Trading
B5 11 F BlockB
Chungking Mansion
Tsim Sha Tsui
Kowloon
Hong Kong

Davis Goldberg Group
782 NW 42nd Avenue
Miami, Florida, 33135
USA
Ph: 1 312 803 9614
Fax: [phone]
www.davisgoldberg.com

Davis Hunt
Rockefeller Centre
1230 Avenue of the Americas
New York City
NY 10020

Dawson Turner
Two Pen Center Plaza
Philadelphia, PA. 19102-1706
USA
Ph: (1) 215 221 5355
Fax: [phone]
www.DawsonTurner.com

Dearborn International
(member of the Dearborn Financial Group)
719 Griswold St
Detroit Michigan 48226
USA
Ph: 1 313 731 1704
Fax: [phone]

Delta Trade Financial Group
US office:
Promenade II
1170 Peachtree Street
NE Atlanta, GA 30309
United States
Phone: [phone]
Fax: [phone]
Email: contact@us. deltatradefinancial.com
Website: www.deltatradefinancial.com

European office:
Stephanie Square Centre
Avenue Louise 65
1050 Brussels
Belgium
Phone: [phone]
Fax: [phone]
[e-mail]

Direct Generations
1109 South Plaza Way
Flagstaff
Arizona 86001
USA
Ph: 1 520 223 4444
Fax: [phone]
www.directgen.biz
[e-mail]

Diligent Solutions
19 Hennessey Road
Wanchai
Hong Kong
Ph 852 6272 8459
Fax [phone]
[e-mail]

Diversified Capital International Corporation
Please note that this Company is not connected in any way, and should not be confused with Diversified Capital Corporation of 999 Brickell Avenue, Suite 800, Miami, Florida, 33131, USA, ph 305 371 2722, fax [phone]. FIRM ID CRD #10536, FIRM SEC #27623

999 Brickell Avenue
Suite 800
Miami Florida 33131
USA
Ph 1 305 675 5967
Fax [phone]
www.divcapcorp.com

Diversified Global Capital Group
2121E Pacific Coast Highway
Corona Del Mar
CA 92625 USA
1 949 258 5123

Diversified Investments Group Inc
7800 Persimmon Tree Lane
Bethesda
MD 20817
USA
Ph: 1 240 235 4298
Fax: [phone]
[e-mail]

Dongyin Futures (dealing through a 'Hong Kong Derivatives Exchange')
83 Des Voeux Road Central
Hong Kong SAR
China
Fax [phone]

Douglas Baker & Co
800-615 West Broadway Avenue
Vancouver BC
Canada
Ph. & Fax: [phone]
www.douglas-baker.com

Dreyfus Securities Ltd
23rd Floor, M Thai Tower
87 Wireless Rd
Phatumwan,
Bangkok 10330, Thailand
Other offices or mail addresses in Japan, Brazil and London.

Dubai Options Exchange
www.dubaiex.com

Dublin Castle Investments Inc
1930 Yonge Street
Suite 1145
Toronto
Ontario M4s 1Z1
Ph 647 430 8550

Duke's & Company Securities Inc
Information suggests were taken over by Muller & Sons and World Wide Investors Management Inc.

Unit 1009 PS Bank Tower,
Senator Gil J. Puyat Ave.,
Makati City, 1220, Philippines
Other offices or mail addresses in Hong Kong, Belize and Canada.

Dunhill Capital
Bahnhofstrasse 71
Zurich CH-8023
Switzerland
Ph: (41) 1 217 3561
Fax: [phone]

E
E Go Trade
Also see Suspected cold callers raided in Bangkok and the Securities Securities and Exchange Commission of Thailand's Media release 42/2004 Conviction on Boiler Room Case - The Brinton Group, issued 10 June 2004. Otemachi First Square
East Tower 4/F
1-5-1 Otechachi, Chiyoda-Ku
Tokyo 100-0004
Japan 31/F Jin Mao Tower
Pudong, Shanghai 200120
China

Eastman Johnston Incorporated
Level 14 Hibiya Central Building
1-2-9 Nishi-Shimbashi
Minato-ku
Tokyo 105-0003
Japan
Ph: 81 3 5532 7855
Fax: 81 3 n5532 7373
www.eastmanjohnstoninc.com

Edgewatercapital LLC
*Please note that this company is not connected in any way and should not be confused with Edgewater Capital, LLC of 6 Hutton Centre Drive, Suite 860, South Coast Metro, CA, 92707, USA, www.segco.com phone [phone], fax [phone], mobile [phone], which is a registered securities broker/dealer/CRD No. #128898]

6 Hutton Centre #860
South Coast Metro CA 82707
USA
Tel [phone], fax [phone]
[e-mail] www.edgecaponline.com

Elite Business Management
93b Rue Louis Blanc
06400 Cannes
France
Fax: [phone]
www.elitebusinessmanagement.com

Eno Capital Limited
Level 9
AIG Building
1-1-3 Marunouchi
Chiyoda-ku Tokyo 100-0005
Tel [phone]
Fax [phone]
[e-mail]
www.EnoCapital.com

Envirocell Systems Inc
The World Trade Center
Leutschenbachstrasse 95
Zurich 8050
Switzerland

Equinox Equities
19 Des Vouex Road
Central Hong Kong
www.equinoxequities.com

European Consumer Protection Bureau
8 Exchange Quay
6th Floor
Manchester M5 3EJ
United Kingdom
Ph 44 161 660 2341
Fax [phone]
www.europeanconsumer.org

Evergreen Consulting Corporation
5th Floor Amrit Tower,
4980 P. Guanzon Street,
Makati City, Philippines.
Telephone: [phone].
Facsimile: [phone].

F
Fairchild Roth Financial Inc
Gallery Four
12 Leadenhall St.
London UK EC3V 1LP
www.frfin.com

Fidelity Corporate Services
Aeschenvorstadt 71
CH 4051 Basle Switzerland
Ph. 41 61 225 42 32
Fax: [phone]

Financial Assets Corporation
Please note that this Company is not connected in any way, and should not be confused with either Financial Assets Corporation, 30 Wall Street, Suite 1203 New York, NY 10005, USA, which is a registered Broker-Dealer in the USA and a member of the National Association of Securities Dealers (CRD#13777) nor its affiliated entity, Oaktree Management Inc, an investment advisor registered with the SEC and located at the same address.

30 Wall Street
New York NY 10005
USA
Ph: 1 800 494 8350 or 1 646 619 4659
Fax: [phone]
www.financialassetscorporation.com

Financial Trading Group International S.A.
(Associated with International Currency Traders, S.A.)
200Este, 75 Norte de la Embajada de Nicaragua
San Jose
Costa Rica
Ph: 506 258 2758
Fax: [phone]
www.ftgicr.com

FinAxa Settlements
Suite 300 JFK Building
1800 JFK Boulevarde
Philadelphia PA 19103
United States
Ph 1 215 359 0400
Fax [phone]
www.finaxa.us

First Atlantic Corporation
Boca Raton
Florida
USA
Ph: (1) 561 697 0232
Fax; (1) 561 558 0495

First Chartered Capital Client Service Centre
14th Floor IBM Tower
Pacific Century Place
2A Workers Road North
Beijing, 100027
China
Ph: 86 10 6539 1024
Fax: [phone] ISM Tower, 14th Floor
2A Workers Road North
Beijing China 100027
Ph: (8610) 6539 1024
Fax: [phone] Institutional Market Division
245 Park Avenue
24th and 39th Floors
Manhattan, New York
USA 10167
First Colonial Management
17 Ensign House, Admirals Way
London England E14 9XQ
Ph 442073619943
Fax [phone]

First Equis Limited
Japan Office
Shibuya Mark City West 22F
1-12-1 Dogenza, Shibuya-ku
Tokyo Japan 150-0042
Ph 81 34360 5473 4
Fax [phone]

Indonesian Office
Wisma GKBL 39th Floor
JI Jend Surdiman No 28
Jakarta 10210
Ph 62 21 5799 8132 3
Fax [phone]
www.firstequis.com

First Euro Trading Group
(See First Trading Group)

First Federal Capital C/o 1900 Ave of The Stars
Suite 1635
Los Angeles, CA 90067, USA 72 New Bond Street, London W1Y9DD
United Kingdom
Ph: 44 171 493 2880
Fax: [phone]

First Independent Capital Resources Inc
Shiroyuma JT Movi Building,
8-1 Toranomon 4 Chome
Minato-Ku, Tokyo 105
Japan
Ph: (81) 345 124 360
Fax: [phone]

First National Financial Group Inc
46th Floor, 140 Broadway
New York, NY 10005
USA
Fax: [phone]
Ph: 1 212 858 7521
www.firstnationalfinancial.net

First Reserve Co. Ltd
DOF Building
Roxas Boulevard
Croner pablo Ocampo Street
Manila 1004 Philippines
Ph 639155753546
[e-mail]

First Trading Group
(also known as First Euro Trading Group)
445 W. 45th Street
New York NY 10036
USA
Ph: (1) [phone]/903 4187
Fax: (1) [phone]/[phone]
www.firsttradinggroup.com

FL Lober Tax Consultants
P.O Box 259
Nassau Bahamas
125 N.E. 15th Street
Niarni 33319

Fleetwood Mergers and Acquisitions
2500 CityWest Blvd.
Houston, TX 77042-3000
United States
Phone:[phone]
Fax: [phone]

Rond Point Robert Schuman 6,
Brussels 1040
Belgium
Phone: [phone]
Fax: [phone]
www.fwmna.com

Foreign Currency International
27 Suhumvit Soi 20,
Bangkok, 10110 Thailand


Foreign Shareholders Protection Department


Foreign Trade International
12th Floor, 253 Sukhumvit SOI 21
Asoke Road
Bangkok 10110
Thailand

Forensic Financial Fraud Investigators
999
18th Street
Suite 3000
Denver, Colorado
United States
Ph 1303 352 1987
Fax [phone]

Fortress International, Inc
12F-4 No 171 Nan Jing East Rd
Sec 4
Taipei
Taiwan
Ph 886 2 6601 2071
Fax [phone]
www.fortresssinternational.com

Fortune International Inc 18th Floor
One International
Finance Centre
1 Harbour View St
Central, Hong Kong 2111 Wing On House
71 Des Voeux Road
Central, Hong Kong

Other offices or mail addresses in Singapore, Japan and China.

Fox Chase Capital Partners
Not to be confused with Fox Chase Capital Partners, LLC SEC number 8-52624 CRD Number 104087 who are genuine and do not have a website

499 Main Street
Metuchen
NJ
08840
ph 1 732 875 0435
www.foxchasecapital.com
[e-mail]

Freelander & Kuhn 1411 Herrera Tower
Herrar Street,
Salcedo Village
Makati City
Philippines Nervis Street
PO Box 767
St Johns
Antigua
West Indies

Return mailing address in Singapore

The Fujiwara Group
14F Kamiyacho MT Building
4-3-20, Toranomon
Minato-ku
Tokyo 105-0001
Japan
Ph: (813) 5404 3458
Fax: [phone] 3401
www.fujiwaragroup.com

G
Gaylord & Finch 21200 Broadway East 74
Seattle
Washington, 98122
USA 400 Broadway
Seattle
Washington, 98122
USA
Ph: 1 206 888 0329
Fax: [phone]


General Commerce Bank AG/
General Commerce Bank of Vienna
Schlickgasse 1,
A-1090 Wien, Austria.
Telephone: [phone]. Facsimile: 43-1-317-27-00-73.

The Georgian Group
(Took over Hudson International Group Limited)

Level 21, HSBC Tower
101 Yin Chen East Road
Pudong, Shanghai
200120 P. R. China

Has offices in Indonesia, Malaysia and Japan.

Gerson-Lehmann Inc
SSP Tower 3, Unit 14B, 14th Floor,
88 Silom Road, Suriyawongse,
Bangrak, Bangkok 10500, Thailand.
Telephone: (662) 634 - 1823 / 1824.
Facsimile: [phone]

Gibson Petersen Company Limited
(Information suggests Gibson Petersen has taken over United Capital Management Inc client accounts)

Unit B, 12C Floor
Sino-Thai Tower
32/33 Sukhumvit 21 Road
Klongtoey Nua
Wattana, Bangkok
Thailand

Global Asset Partners Ltd
West Bay Street, Beaumont House
2nd Floor
PO Box CB-13531
Nassau
Bahamas

Global Direct Financial
Aura Executive Centre
695 Central Ave
Suite 100 St Petersburg
Florida
USA 33701
Ph 1 866 379 6089
www.gdfinance.us

Global Interactive Level 36, Hong Leong Building,
16 Raffles Quay, Singapore.
Telephone: [phone].
Facsimile: 65 322 8558 Level 25 Bank of China Tower,
1 Garden Road,
Central Hong Kong.
Telephone: [phone].
Facsimile: 852 2251 1618. 3753 Howard Hughes Parkway, Suite 200
Las Vegas. Nevada 89109, USA
Telephone: [phone].
Facsimile: 702 892 3916

Global Link Mergers and Acquisitions
250 East Wisconsin Avenue
18th Floor
Milwauke
Wisconsin
USA 53202
www.globalinkma.com
Phone [phone]
Fax [phone]

Global Management Inc
411-1917 West 4th Avenue
Vancouver, British Columbia
Canada
Ph: 604-505-0353
Fax: [phone]
www.globalmanagementinc.com

Global Option Trading Co Ltd
14th Floor,
253 Sukhumvit Soi 21
Asoke Road
Bangkok 10110
Thailand

Global Options S.A
(Also known as Global Options (Belgique) SA and it is linked to Macmar Investment Corporation)

72 Avenue de Tervueren
Bte4 B-1150 Brussels
Belgium
Ph: 32 280 80350
Fax: [phone]
Email: [e-mail]
www.globaloptions.be


Global-Shopping.Net, Inc 2500 East Hallandale Beach Blvd
Suite 604
Hallandale, Florida 33009
USA Level 36 Hong Leong Building
16 Raffles Quay
Singapore Level 25 Bank of China Tower
1 Garden Road
Central Hong Kong
Hong Kong

Global Trade and Transfer Ltd
PO Box 3321, Road Town,
Tortola, British Virgin Islands

PSB Building, 5th Floor, 118 Viphavadi-Rangsit Road, Chadtuchak, Bangkok,
Thailand, 10900

Goldberg & Partners Inc
28th Floor, Tower 2
The Enterprise Center
6766 Ayala Ave Cor. Paseo de Roxas
Makati City
Philippines

Goldstein Investments
Various email addresses in Argentina
www.oilandgaswealth.com

Goodwin Capital Management Limited
Korea First Bank Center,
20th Floor
Korea First Bank Building
100 Gongpyung dong
Chongno gu
Seoul 110 702 Korea
www.goodwinadvisors.com

Grace Morley & Associates
557 Madison Avenue
New York NY 10002
USA
Ph: (1) 212 937 3505
Fax: [phone]
www.gracemorley.com

Grand Capital Inc
250 West 57th St
New York
NY10107
Ph 1 212 937 2270
Fax [phone]
www.grandcapinc.com

Grant Trust Company
8350 Wilshire Boulevard
Suite 200
Beverly Hills
CA 90211
USA

Great Lakes Securities
This is the same fax telephone listing as International Options Exchange
28th Floor
Suite 2800
440 South Lassalle Street
Chicago
II 60605
USA
Ph 1 312 275 7778
Fax [phone]
Email [e-mail]
www.gl-financial.com/

Greer Fox Yamato
(Informed name changed from Cogan Davis & Associates)
Level 9 Edobori Bldg
2-1-1 Edobori
Nishi-Ku Osaka 550 0002
Japan
Ph: (81) 6 6225 1307
Fax: [phone]

Griffin Mergers and Acquisitions Office
8th & Nicollet Mall
Downtown Minneapolis
MN 55402 8773
United States of America
Ph 612 284 2417
Fax [phone]
[e-mail]

Guaranty Consolidated
102 West 23RD Street
New York NY
Ph 1646 4552335
Fax [phone]
www.guarantyconsolidated.com
[e-mail]

H
Hamilton & Associates
Bahnhofstrasse 52
Ch-8001 Zurich
Switzerland
Ph: (41) 1 214 68 46
Fax: [phone]

Hamilton Frasier Group 72 New Bond Street
London W1S 1RR
England
UK
Ph: (44) 207 514 5807
Fax: [phone]
www.hamiltonfrasiergroup.com 2002A Lippo Tower 1
89 Queens Way
Central Hong Kong
Hong Kong
Ph: 852 2910 7898
Fax: [phone]
# Please note it is not located at this address. 6 Wood Road
Suite 3C
Wanchai
Hong Kong
Ph: 852 2910 7898
Fax: [phone]

Hanworth Weir Ltd
Penthouse Level
Suntec Tower Three
8 Temasek Boulevard
SINGAPORE 038988
Ph: (65) 6866 33100
Fax: [phone] (fax no for US Fuels Direct in Idaho, US)
www.hanworthweir.com


Harbor Capital Management,
San Francisco 600 California Street
15th Floor
San Francisco CA 94108-2728
Ph 1 [phone]
Fax [phone]
[e-mail] Mainzer Landstrabe
60329 Frankfurt am Main
Ph 49 692 5738 5855
Fax [phone]
[e-mail]


Harrington Advisory Services
C/Valencia, 214 bajos
Buzon #119
08011 Barcelona
Spain
www.harringtonfx.com

Note: On their websites, read the public warnings about Harrington Advisory Services released by the Isle of Man's FSC and the Spanish CNMV.

Harrison Lee Partners
82 Winglok Street
Hong Kong
Ph: 852 9423 2787
Fax: [phone]
www.harrisonlee.com

Harmon Bauer International Inc
440 9th Avenue
14th Floor
New York
Ph 1-212-9181 486

Heinz Osterkamp Wertpapierhandels GMBH
Mainzer Landstrasse 47
D-60329 Frankfurtam Main
Germany
Ph: 49 69 9592 5152
Fax: [phone]

Helvetica Trust & Fiduciary Group
Bahnhofstrasse 71
Zurich 8001
Switzerland
Ph: (41) 1 217 3527
Fax: [phone]

Heritage Financial Inc
103 Franklin Corner Road
Trenton, NJ 08648
USA
Ph: 1 609 858 2749
Fax: [phone]
www.heritagefinancialinc.com

Heritage Mergers and Acquisitions
14
4-3-20 Toranomon
Minato
Japan
Ph: 813 54043560
Fax: [phone]

Heron Asset Management
3512 Rockville Road
Indianapolis IN 46222-5917
Ph 1 317 522 4936
Fax [phone]
www.heronassetmgmt.com

HK Forex (H.K.) Co. Ltd
36 Wang Kwong Rd
Kowloon Bay
Hong Kong SAR

Howell Schine & Co
Level 27, One Exchange Square Tower
8 Connaught Place, Central
Hong Kong
Ph 852 3101 7947
Fax [phone]
[e-mail]
www.howellschine.com

HPR Commodities

Hudson International
(Taken over by The Georgian Group)

Hudson International
Q-House Building 12F
Convent Rd Silom
Bankgok 10500 Thailand Level 43, Wisma 46-Kota BNI
Jl. Jenderal Sudirman Kav. 28
Jakarta 12920


I
Icon Capital Management
4610 South Ulster Street
Suite 150
Denver Colorado 80237
USA
Ph: 1 720 528 7312
Fax: [phone]
www.iconcapman.com

I- Chance Online
1652 Westv Texas Suite 6756
Fairfield
California
United States

Imperial Quest Ventures
The Hancock Centre
875 N Michigan Avenue
Suite 2600
Chicago IL 60611 USA
Ph 1 866 365 3685

Industrial Research Ltd
71 Moody St
Tsimshatsui
Kowloon
Hong Kong

Innova Equity Corporation
18th Floor, Bund Centre
222 Yanan Road
East Shanghai, China
Phone [phone]
Fax [phone]
www.innovaequity.com
Other offices in London and Dubai.

Innovative Consulting Inc
13140 Coit Road Ste 219
Dallas Texas 75240-5790
USA
Ph: 1 888 830 8004
www.innovativeconsultingusa.com

InterGlobal Mergers & Acquisitions
55 Park Plaza Drive – Daly City
San Francisco, California 94015
USA
Ph: 1 -650-491-8756
Fax: [phone]
Toll Free:1-800-871-4453
Web Site: www.imacq.com

Interglobal Trading Co Ltd trading as Interglobal Option Exchange and SmartOptions
No.2 Jungshang 2nd Rd
Chianjen Chiu
Kaohsiung City
Taiwan
[e-mail]

International Asset Management
Also see Suspected cold callers raided in Bangkok

Level 24, Bangkok City Tower
79 Southorn Road,
Khwaeng Thungahamek,
Khet Sathorn
Bangkok, 10120, Thailand Level 23, CP Tower,
Silom Road, Silom
Bangkok, 10500 Thailand Park West Building
6-12-1 Nishi-Shinjuku
Shinjuku, Tokyo
160-0023 Japan
Level 25, Bank of China Tower,
1 Garden Road,
Central Hong Kong Level 36, Hong Leong Building,
16 Raffles Quay,
Singapore 048581

International Compliance Commission


International Currency Advisors Anderson Square Building
George Town, Grand Cayman
Cayman Islands
British Virgin Islands
Ph: (1) [phone]
Fax: (1) [phone] Crown House 72 Hammersmith Road
London, England W14 8TH
UK
Ph: (44) 20 7470 2404
Fax: [phone] Oficentro Ejecutivo La Sabana
Tower 1, 4th Floor
San Jose, Costa Rica
Ph: [phone]
Fax: [phone]

International Currency Group
18377 Beach Blvd, Suite 211
Huntington Beach CA 92648
United States of America

International Currency Traders, S.A. (Associated with Financial Trading Group International S.A.)
World Trade Center Building
1st Floor – commercial area
53rd Street
Marbella Panama
Republic of Panama
Ph: 507 205 1962


International Energy Exchange (INTENX)
International Equity Commission
International Equities Registration C/- Financial Trading Group International S.A.
200Este, 75 Norte de la Embajada de Nicaragua
San Jose
Costa Rica

International Equity Inc
95 Church Street
White Plains NY 10601
USA
Ph: 1 914 206 4425
Fax: [phone]
www.intequityinc.com

International Exchange Regulatory Commission

International Exchanges Group
Kenny Hilund
Suite 502, Villa Thavin Court,
52 Sukhumviy Sol 23,
Klong Toey, Bangkok 10110, Thailand

International Options Exchange
Fax and ph no same as that for Great Lakes Securities
Two North Lasalle St
Chicago
II 60602
USA
Ph 1 312 275 7778
Fax [phone]
Email info@ioex
www.ioex.us/welcome/

International Regulatory Commission

International Securities Tax Commission
7029 Albert Pick Road
Greensboro
NC 27409
United States
Ph 1 3336 346 3517
1 336 346 0137
Fax [phone]
www.istcommission.us

International Securities Verification Centre
(Cold calling firms refer investors to this entity for confirmation of their firm's legitimacy)
845 e River park Lane
Boise
Idaho
US
Ph 1(208)639 9536
Fax [phone]
[e-mail]
www.intsvc.org


International Shareholder Agency
One Perimeter Park South
Birmingham AL 35243
USA
Ph 1 [phone]
Fax [phone]
www.isa-al.us

The International Stock and Asset Compliance Center
(Cold calling firms refer investors to this entity for confirmation of their firm's legitimacy)
Central Office
4479 S Howell Ave
Milwaulkie
WI 63207
USA
Ph 1+ 262 923 9957
Fax 1 + 262 364 2164
[e-mail]
www.stockandasset.org

Intertrade Asset Management
1800 E 9th # 1400
Cleveland, Ohio, 44114
USA
Ph: 1 216 771 9004
Fax: [phone]
www.intertradeassetmgmt.com

Invision Private Equity AG
Grafenaustrasse 7
PO Box 4433
6304 ZUG SWITZERLAND
Ph 41 415000 8030, 4141729 0101 and 41 45000 687
[e-mail]


Investment Advisors & Consultants Ltd
The Exchange Tower
130 King Street
West Suite 2500
Toronto, Ontario
Canada

Irving Horowitz Mergers and Acquisitions
See also Tomas Linz Transfer Agency who are appear to be used as a transfer agent for the transfer of funds
Berlin Kranzler ECK
Kurfurstendamn 21
10719 Berlin
Germany
Ph: 493 0209 24048
Fax: [phone]
www.irvinghorowitz.com

ISS International Marketing Co Ltd
173/12-14 M 6, Nongprue
Banglamung, Chonburi 20260
THAILAND
Ph: [phone]
Fax: [phone]

J
Jacobs & Kiplinger
Zurich World Trade Centre
Leutchenbachstrasse 95
8050 Zurich
Switzerland
Ph: 411 308 3970
Fax: [phone]

Jan Wilen and Partners
Neumuehlequai 40
Zurich
Switzerland
Ph 41 445 801 585
Fax [phone]

Jefferson Clark Associates
PO Box 58389, Seattle Washington, USA 98138-1386
Ph 1 206 701 7477
Fax [phone]
www.jeffersonclark.com
[e-mail]

JF Kidwell Limited
Transferred business to Phoenix International Limited
Gedung Menara Era
9th Floor, Komp.
Oasis Mitra Sarana
JL. Senen Raya Kav 1350137
Jarkarta, 10410, Indonesia

Johannson Linqvist Associates
Klarabergsviadukten 70
Kungsbron 1 Box 70301
107 24 Stoskholm
Sweden
4685059 6409
www.johannsonassociates.com

JR Matthey
International Bank Plaza
2348 Chemin Lucerne Road #153
Montreal Quebec
Canada H3R 238

K
Kearns Investments Inc
(Other offices in China and Malaysia)
Level 9 AIG Building
1-1-3 Marunouchi, Chiyoda-ku
Tokyo 100-0005
Japan

Kenney Financial Management
Blue Ash
11427 Reed Hartman Highway
Cinncinati Ohio 45241
USA
Ph 1 513 3370037
Fax [phone]
www.kennyfinancial.com

The Kensington Group 23F M Thai Tower
All Seasons Place
87 Wireless Rd
Phatumwan
Bangkok 10330, Thailand 18F One International
Finance Centre
1 Harbour View St.
Central, Hong Kong

Other offices or mail addresses in Singapore, Japan and China.

KLM Investment Services Limited
Cannon Bridge
25 Dowgate Hill
London, EC4R 2GN
United Kingdom
Ph/Fax: [phone]


Knowle Sachs & Company Inc
Information suggests were taken over by Dukes & Company Securities Ltd.

C/- Suite 17, 21 Herrera Street
Coner Valero
Salcedo Village
Makati, Metro Manila
Philippines
Other offices or mail addresses in Hong Kong, Cayman Islands and Switzerland.

L

Landmark Mergers and Acquisitions Inc
445 Park Avenue,
NYC, NY, 10022 USA
Ph: 1 [phone]
www.landmarkma.com

LGT Capital Partners (now also known to be using the name Dartmouth Financial Inc)
#Please note that this company is not connected in any way and should not be confused with LGT Group Foundation Herrengasse 12
9490 Vaduz
Principality of Liechtenstein
Tel. [phone]
Fax. [phone]

Dartmouth Financial Inc.
Phone: [phone]
Fax: [phone]
Email: [e-mail]

LGT Capital Partners
Av. Luiz Carlos Prestes, 180
Barra da Tijuca, Rio de Janeiro, Brazil – RJ CEP: 22775-055
Phone:[phone]
Fax: [phone]

Liberty Assets Inc
3306 South Liberty St
New Orleans Louisiana 70115
USA
Ph: 1 504 324 1825
Fax: [phone]
www.libertyassets.com

Liberty Asset Management
One Financial Centre
Boston
MA 02111
USA
website: libertyassetmngt.com
Ph: 001.202.478.5308
Fax: [phone]

Liberty First Financial Services, Inc
Liberty First Foreign Services, Inc
Liberty First Advisory Services, SA
Paris 101 – 107, 5º1ª
Barcelona 08029
Spain
Ph: 34 93 493 5000
Fax: [phone]
www.libertyfirst.net

Lincoln Financial Group
See the Securities Securities and Exchange Commission of Thailand's media release 42/2004 Conviction on Boiler Room Case - The Brinton Group, issued 10 June 2004.
23F, 105 Tun Hwa South Road Section Two,
Taipei 106 Taiwan, R.O.C.
Tel: [phone]
Fax: [phone]

Lincoln Market Research
685 Market Street
San Francisco CA 94105
USA
Ph: 1 415 874 7832
Fax: [phone]
www.lincolnmr.com

Link Mergers & Acquisitions
1375 e 9th Street 14th Floor
Cleveland
OH 44114-1724
1 216 453 2315
1 216 274 6274

21 Ichiban-cho
Chiyoda-ku
TOKYO 102-0082
81 3 4580 2144
81 3 4496 4333

[e-mail]

Linx Asset Management
Lambroekstraat 6, 1840 Diegem
Brussells Belgium
Ph: 32 2 403 4988
Fax: [phone]
www.linxasset.com

Lloyds and Barclays, Inc
Suite 3304, Empire State Building
1350 Fifth Avenue
New York, NY 10118
USA
Ph: (1) [phone]
Fax: (1) [phone]

Lowe and Lane Asset Management
10 East Doty Street,
Madison, WI 53703
United States of America
Phone: [phone]
Fax: [phone]

Taikoo Place,
979 King's Road
Island East, Hong Kong
Hong Kong
Phone: [phone]
Fax: [phone]
www.lowelane.com

Lynx Limited
Asia House
31-33 Lime St
London EC3M 7HT
United Kingdom
4402074794821
www.lynxcommodities.com

M

Macmar Investment Corporation
(Linked to Global Options S.A)
(Please note that this Company is not connected in any way, and should not be confused with the legitimate firm Macmar Investment Corporation
of 2482 11th St. SW, Akron, OH 44314, USA
Ph: 1 330 622 5817, which is a registered Broker-Dealer in the USA (CRD#46367).

2482 11th St. SW
Akron, OH 44314
USA
Ph: 1 877 543 5934.
Fax: [phone].
Email: [e-mail]
www.macmarinvestment.com

The Madison Group
23rd Floor, M Thai Tower
All Seasons Place
87 Wireless Rd
Bangkok, Thailand

Magna Capital Research
702 Wheelock House
20 Pedder Street
Central Hong Kong
Ph: 852 6204 1939
Fax: [phone]
Email: [e-mail]


The Manhattan Pacific Group Ltd
The World Trade Centre
Leutschenbachstrasse 95
Zurich 8050
Switzerland
Ph: 41 1 308 3956
Fax: [phone] & 308 3960
www.manhattanpacificgroup.com

McKenzie Smith
161 Bay St.
Toronto, Ontario
Canada
Ph: 1 416 352 0036
www.mckenzie-smith.com

Marlborough Acquisitions Inc
(USA based) Calls investors who have dealt with overseas cold calling firms and offers to buy their shares at a higher price - but require payment of an upfront fee.

4600 South Ulster Street, Denver,
Colorado, 80237 - 2882 USA.
Telephone: [phone].
Facsimile: [phone].

Mason McHale Portfolio Management
16th Floor
Hing Wah Building
36 Queens Road
Central Hong Kong
Ph (852) 2918 8715
Fax [phone]

Masters and Bettman
545 8 Avenue Level 25 Bank of China Tower
New York, NY 1 Garden Road
USA Hong Kong
Ph 1 646 435 7600 Ph 852 6272 8464
Fax [phone] Fax [phone] or 852 3017 8924
www.mastersbettman.com

Maxim TA International (MTA)
Same contact details as Sigama Capital Management who are already on the website as known cold callers
14th Floor Kamiyyacho Mori Building
4-3-20 Toranomon
Minato-ku Tokyo 105-0001
Japan

Mercantile International Securities
100 Summer Street
Boston Massachusetts 02110
USA
Ph: (1) [phone]
Fax: (1) [phone]
www.mercsecurities.com

Merchant Marx aka Merchant Capital Markets S.A.
Rue Du Rhone, 14
1204 Geneva Switzerland
Ph: 41.22.819.9474
Fax: [phone]
www.merchantmarx.com
[e-mail]

Mercury Acquisitions Associates
10th Floor
Wisma Damansara
Jalan Semantan
Damansara Heights 50490
Kuala Lumpar
Malaysia

Meridian International Trading
27-F Tower 2
16 Harcourt Road
Central Hong Kong
Ph: (852) 2918 8714
Fax: [phone]

MetroFinancials
(related to this are fake regulators American Futures and Options Trading Commission and American Futures and Options Exchange Ltd)
194 William St
New York
NY 10038
Ph 1 888 265 5806
Ph 1 646 860 086
Fax [phone]
www.metrofinancials.com
[e-mail]
[e-mail]

Meyer and Wegner Acquisitions, Mayer and Wegner Acquisitions
Schwarzwaldstr
88 PLZ Stadt
60528
East Germany
Ph 49 69 222 7582
Fax [phone]
www.mayer.wegner.com

Millenium Financial Group
23rd Floor, Tower 1, The Enterprise Centre
6766 Ayala Avenue
Makati City 1200
Philippines

Millenium Futures Ltd

Miller Bosses Acquisitions Inc
4100 Lyndale Av. S
Minneapolis
Minnesota 55409
USA
Ph: 1 612 788 2035
Fax: [phone]

Morgan International Investment Group Inc 6 Circuit De La Foire Internationale BP 2507 L-1025
Luxembourg
Ph: (352) 264-20-296
Fax: [phone], Square Edouard VII,
75000, Paris,
France
Ph: (33) 1 5343 9237
Fax: [phone]
www.morganinternational.org

Morgan Pacific Capital Inc
138 Silom Road
10th Floor, Boonmitr Building
Bangkok 10500
Thailand

Morrison Cross Financial Investments Ltd
Ave Balboa – Bay Mall Suite 201
PO Box 0833-0118
Plaza Credicorp
Republic of Panama
Ph: [phone]
Fax: [phone]
www.morrisoncrossfinancial.com

Muller Schmidt Associates
1500 W Lake Street
Minneapolis MN 55408
Ph: 1 (612) 392 290
www.mullerschmidt.com

Muller & Sons Securities Management Inc
Information suggests were taken over by Price Warner Company Ltd.

Unit 114, Prince Plaza I
106 Legaspi Street
Legaspi Village
Makati City, Philippines
Other office or mail address in Belize.

N
National Mergers and Acquisitions Board
645 Griswold St
Detroit
MI 48226
United States
Ph 1 313 228 9930
Fax [phone]
www.nationalmaboard-gov.us

National Shareholder Protection Agency
5100 Poplar Avenue
Memphis, TN 38137 - 4000
Phone: [phone]
Fax: [phone]
Email: [e-mail]
Website: www.nspagency.us

Nationwide Mergers & Acquisitions Inc
3178 Ferry Road Northeast Atlanta GA 30303
Ph: 1 [phone]
www.nationwidemacq.com

New York Options Exchange (Firm used to verify Tahoe Futures offer)
195 Broadway St
New York
NY10007
USA
www.nyoex.com

New York Petroleum Option Exchange (NYPOE)

Newburgh Asset Management
2358 Harvard Avenue
Newburgh Heights
Cleveland Ohio 44105
USA
Ph Fax [phone]
[e-mail]
www.newburghasset.com

Newport Pacific Securities & Management Inc
Information suggests were taken over by Gibson & Peterson Company Ltd.

Unit 404 Green Belt Mansion
106 Perea St
Legaspi Village
Makati City
Philippines

North Pacific Mergers and Acquisitions LLC
PO Box 34025
Fifth Avenue
Seattle WA 98124

Norwich Asset Management (UK) Ltd
1903-B West Tower
Philippine Stock Exchange Center
Exchange Road, Ortigas Center
Pasig City, Metro Manilla
Philippines
Tel: [phone]
Fax: [phone]

Nuventis Corporate Services Group
18F Bund Center,
222 Yanan Road East
Shanghai, 200002
China
Ph: 86 21 6132 3884
Fax: [phone]
www.nuventiscorp.com

O
Oakmont Financial Mergers
130 Bellevue Ave
Newport, Rhode Island 02840
USA
Tel: [phone]
Fax: [phone]
www.oakmontfm.com

Offshore Commodity Futures Dealers Association (OCFDA)
Rue De Congre, 12 - 14
Brussels 1000
Belgium

Offshore Futures Securities Association
www.ofs-a.org

Online Classic Company
415 North Camden Drive
Beverley Hills
California USA 90210

Onyx Acquisitions
Tower 42, 25 Old Broad Street
London EC2N 1HQ
UK
Email: [e-mail]

Oppenheimer International
4 Royal Mint Court
London EC3N 4HJ
UK
Ph: (44) 20 797 77726
Fax: [phone]
www.oppenheimerinternational.com

Optimum Resources International Limited
25 Westbourne Grove
London
United Kingdom

Claims to have offices in New York and Tokyo

Uses transfer agent:
First Independent Resources Capital Limited (Incorporated in Antigua)
58 Queensway, Suite 17,
London
England, W2 3RW
United Kingdom

Options and Futures Trade Commission
www.oftc.hk

Osiris Asia Pacific
also see Suspected cold callers raided in Bangkok

Level 23, CP Tower
313 Silom Road
Bangrak,
Bangkok 10500, Thailand
Other offices or mail addresses in Hong Kong, Singapore, Malaysia and Germany.

Overseas Management Group Inc
1054-356 Centre Street
Toronto, Ontario L4J 8E5
Canada
Ph: 1 905 709 1899
Fax: [phone]

P
Pacific Charted Assets
Graymark Building
8 Floor
30 West 36th St
New York
10018 USA
phone/fax [phone]

Palladium Cathay Intermediaries
1266 Nanjing Rd
Shanghai 2000040
CHINA
Ph 86 21 6103 851
www.palladiumcathay.com

Pan Euro Financial SA
10, Cours de Rive
CP3237-CH 1211 Geneva,
Switzerland
Tel: [phone]
Fax: [phone]
www.paneurofinancial.com

Paradigm Resources Ltd
Mansell 45556 Mansell Road Suite
625 Atlanta Georgia GA
30022
United States States of America
Ph: 1 678 202 1204
Fax: [phone]

Parker Jennings
2117 Buffalo Road
Rochester, NY, 14624
Ph: 1 585 247 6970
Fax: [phone]
www.Parker.Jennings.com

Parker Stanford
24th Floor
One Canada Place
Canary Wharf
London E14 5DY
UK
Ph: (44) 207 900 2666
Fax: [phone]
www.parkerstandford.com

PCA Management Trust LLC (purportedly acting as a broker for Biomaxx Systems, Inc and claiming to be located in Cyprus)
25 Aphrodite St
PO Box 26025
1666 Nicosia Cyprus
Ph 1 8000 881 3202
Fax [phone]

Alternate address details at:
24 De Castrol
Road Town
Tortola
British Virgin Islands

Petro Technologies Ltd
4F, Section 1, Tunhuna South Road
Taipei, Taiwan, R.O.C
Ph: 886 2 2577 3165
Fax: [phone]


Pfeiffer Galland Limited
Plaza Mashill Level 21
Jl. Jendral Sudirman Kav. 25
Jakata 12920, Indonesia

Phoenix Alliance International
Palacio Tower
Level 9
Omotesando
3-6-7 Kita Aoyama
107-0061 Tokyo
Japan
Ph: 813 5404 3569
Fax: [phone]
www.phoenixallianceintl.com

Phoenix International Limited
7B President Tower 971,
973 Ploenchit Road,
Kwaeng Lumpini,
Khet Pathumwan,
Bangkok, 10330,
Thailand

Pinnacle Group Limited
14001 N. Dallas Parkway
Suite 1200
Dallas, TEXAS 75240
United States OF AMERICA
ph 1 713 300 3961
fax [phone]
[e-mail]

Platinum Pacific Ltd/Platinum Investment Holding Corporation
Thailand.
Ph: [phone]
NY, USA Fax: [phone]

Polaris Venture Partners
31st Floor
Jin Mao Tower
88 Shi JI Avenue
Pudong Shanghai 200120
China
Ph: 86 21 2890 9098
Fax: [phone]
Email: [e-mail]
www.polarisventure.com

Powell McDougall
Harcourt Centre
Harcourt Road
Dublin
Ireland

Premiere Asset Management US,
Premiere Asset Management European &
Premiere Asset Management Asian Faneuil Hall Marketplace
Financial District
Boston, MA 02109-1650
USA
Ph: 1 [phone],
1 [phone]
Fax: [phone]
[e-mail]

Rua Tomas de Fonseca
Torre G
1600 Lisbon
Portugal
Ph: 351 21 145 1048
Fax: [phone]
[e-mail]

Temasek Boulevard
#18-00 Suntec Tower Five
038987 Singapore
Ph: 65 6828 9964
Fax: [phone]
[e-mail]
www.premiereassetmanagement.com

Premier Partners Inc
60 Wall St
New York
NY, 10005
Ph 1 646 530 8500
Fax [phone]
[e-mail]
www.premierpartnersinc.com

Prestige Group Ltd
National Network Building
744 Broad Street
18th Floor
Newark Jersey NJ 07102
USA
Ph: 1 866 379 6091
Fax: [phone]
www.prestigegrp.us

Price Foley
York Centre, Suite 930
10235 West Little York Road
Houston, Texas, 77040
USA
Ph: (1) 832 201 7561
Fax: [phone]
www.pricefoley.com

Price Warner Company Ltd
(Based in British Virgin Islands) Information suggests that Price Warner took over the operation of Muller and Sons, which took over Dukes & Company Securities Inc, which took over Knowles Sachs & Company Inc.

8th Floor,
Udom Vidhva Building,
956 Rama IV Road,
Silom Bangrak,
Bangkok 10500,
Thailand.
Telephone: [phone].
Facsimile: [phone]/83. IFS Chambers,
Road Town,
Tortola, BVI.

Prime Global Inc
55 Madison Avenue
New York NY 10022
USA
Ph: 1 646 365 3164
Fax: [phone]
www.pglobalinc.com

Provident International Asset Management
Lexham Services Center
Lexham Gardens
London W6 8JQ
UK
Ph: (44) 20 8485 8180
Fax: [phone]
www.providentuk.com

Pryce Weston Incorporated
Manila Business Center
Suite 1721 Herrera Tower
Herrera St.
Salcedo Village,
Makati City 1200, Philippines
Other offices or mail addresses in Hong Kong, British Virgin Islands and US.

PT. Dolok Permai
6F Pacific Star Building
Makati Avenue
Makati City
Philippines

R
Regulatory Association Of Offshore Investment Managers
www.raoim.org

Regulatory Compliance Commission

Richardson Resources Inc
81 Pedder Street
Hong Kong
Ph: 852 9367 8630
Fax: [phone]
www.richardsonresources.com

RJL International Ltd
The Office of the Secretary of the Commonwealth, Massachusetts, USA has filed a complaint against RJL International Ltd: read about it on their website.

625 Mt. Auburn Street
Cambridge, MA 02138
USA
Ph: 1 617 848 8972
Fax: [phone]
www.rjlig.com

Rosenberg Smith & Partners
2000 Steeles Avenue West
Suite 200
Conord, Ontario
Canada, L4K 3E9
Ph: 1 416 352 5625
Fax: [phone]
www.rspi.ca

Rosenthal International Inc
Please note that this Company is not connected, in any way, and should not be confused with Rosenthal International Limited, 1370 Broadway, New York, New York 10018, which is a registered Broker-Dealer in the USA. (CRD#11219; SEC File #8-18394) nor its parent Rosenthal & Rosenthal, Inc.

The World Trade Centre
Leutschenbachstrasse 95
Zurich 050
Switzerland
Ph: 41 1 355 3018, also 1 212 656 1320
Fax: [phone], also 1 212 253 4180

Rothstein and Ross Ltd
1 North Bridge Road
High Street Center
Suite 2207
Singapore 179097
Ph: 656 338 8530
Fax: [phone]

Royal Acquisitions Inc
96 West Park Place
Newark, Delaware 19711
USA
Ph:1 302 355 0604
Fax: [phone]
www.royalacquisitions.com

Royce Sanford
(Took over from Trident International)
Unit 12A05, 12A Floor,
Chartered Square Building
152 North Sathorn Road, Bangrak,
Bangkok 10500, Thailand

Rutherford Consultants
Place Du Bourg-De-Four
1204 Geneva
Switzerland
Ph: (41) 22 819 9601
Fax: [phone]

S
Safe Harbour, Ltd
28/F Plaza, 222 Huai Hai Zhong Road
Shanghai 200021
P.R. China
Ph: (8621) 5383 3000
Fax: [phone]

Saxon & Swift
Suite 7/A, Cypress Gardens
Herrera Street
Legaspi Village
Makati City 1200 Philippines
Other offices or mail addresses in Hong Kong, Vanuatu and US.

Securities Regulatory and Investment Board
Kirchnertrasse 6-8
D – 60311 Frankfurt am Main
Germany
Ph 49 (692) 5737 8795
49 (692) 5738 5886
Fax [phone]
www.srib.org

Sherman Brothers
Information suggests were taken over by Crawford Peale and/or Brooks Pearson Investment Ltd.
Level 23, M Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan Bangkok
Thailand

Sigama Capital Management
Also see Suspected cold callers raided in Bangkok and the Securities Securities and Exchange Commission of Thailand's media release 42/2004 Conviction on Boiler Room Case - The Brinton Group, issued 10 June 2004.
Level 18F
One International Finance Centre
1 Harbour View Street
Central
Hong Kong Level 14
Kamiyacho Mori Building
4-3-20 Toranomon
Minato-ku
Tokyo 105-0001 140 One Pacific Place
Level 14/1401 Sukhumvit Road
Bangkok 10110
Thailand
Level 24
Bangkok City Tower
79 Southorn Road
Khwaeng Thungahamek
Khet Sathorn Bangkok 10120, Thailand

Simpson Venture Limited
ABC Centre
500 North Michigan Ave
300 Chicago
USA
www.svltd.com
[e-mail]

Smith & Henderson Associates Inc
Level 21
HSBC Tower
101 Yin Cheng East Road
Pudong
Shanghai 200120
China
Ph: 8621 2890 3167

Solitaire Management Services (Asia) Ltd
12th Floor, Lim Tee Building
6 Queens Road
Central
Hong Kong
Ph: (62) 361 741191
(Note Indonesian phone number)

Solvay Financial S.A
Boulevard du Roi Albert II 32
1030 Bruxelles
Belgium
Ph 32 2 8080821
Fax [phone]
www.solvayfinancial.be

Stamford Financial Limited
Level 14, Hibiya Central Building
1-2-9 Nishi Shimbashi Minato-Ku
Tokyo, Japan
Ph: 813 5532 7235
Fax: [phone]

Stanley Cooper Assets Inc
Not located at address provided:
1431 Assembly Street
Columbia South Carolina 29201
USA

Starr-Bradley Associates Inc
Level 21, HSBC Tower
101 Yin Cheng East Road
Shanghai 211120
China
Ph: (862) 128903150
Fax: [phone]

Stefan Borer and Associates
Seefeldstrasse
Mainaustrasse
Zurich
Ph: 41 44580 15 87
Fax: [phone]
www.stefanborer.com

Sterling Futures Management Ltd
#06-01 The Octagon
105 Cecil Street
Singapore 69534
Singapore
Ph: 65 68279701
Fax: [phone]

Stillman Roth
Information suggests associated with: Gaylord & Finch
1711 Broadway
Seattle Washington
USA 98122-2415
Ph: 1 866 215 9788
Fax: [phone] ext 6220

The Stockard Group
Suite 400, 33940 Olympic Boulevard
Erlanger, Kentucky 41018
USA
Ph: 1 [phone]
Fax: [phone]

Stonewell Finance
(also linked to Blossom Hill Investments and Lakenshare)
Solna Standvag 78
Stockholm
Sweden
Ph: 0046 8525 00210
Fax: [phone]
www.stonewellfinance.com

The Strategic Alliance Group
Also see Suspected cold callers raided in Bangkok

17th Floor, BC Sethiwan Tower
139 Pan Road
Silom, Bangruk
Bangkok 10500, Thailand 23rd Floor, M Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok 10330, Thailand

Other offices or mail addresses in Hong Kong, New Zealand and Switzerland.

Stuartt Reed Kammer (a company)
Please note that this Company is not connected in any way, and should not be confused with Mr Stuartt Reed Kammer, an individual, of 175 North Harbor #2212, Chicago, IL 60601 USA, a market maker with the Chicago Board of Options Exchange (CRD#853712).

175N Harbor #2212
Chicago, Illinois
USA
Ph: 1 312 896 5633
Fax: [phone]
www.stuarttreedkammer.com

Summit M & A Inc
Third Ave
New York
NY 10022
USA
Ph 1 646 706 7540
Fax [phone]
[e-mail]

Sun International Mergers and Acquisitions
US office
1661 International dr.
Memphis, TN 38120-1431
USA
Ph: 1 901 896-0332
Fax: [phone]
Email: [e-mail]

Japan Office
4/F East Tower
Otemachi 1-5-1
Otemachi Chiyoda-Ku
Tokyo 100-0004 Japan
Ph: 81-3-4580-2141
Fax: [phone]
Email: [e-mail]
Email: [e-mail]

SwissCash, Swiss Mutual Fund
PO Box 2342
Roseau
The Commonwealth of Dominica

280 Madison Avenue
912-9th Floor
New York
NY 10016 USA


T
Tahoe Futures
1670 Broadway
Denver, CO 8202
USA
Fax/Ph: 1 888 822 9416
www.tahoefutures.com

Taylor Atlantic Ltd 4th Floor 124 Victoria Street
London SW1 E 5LA
United Kingdom Level 40 Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
Malaysia

TNC International Trading Inc
14 Robinson Road, #13-00,
Far East Finance Building,
Singapore 048545
Ph: 65 67616972
Fax: [phone]
[e-mail]

Tomas Linz Transfer Agency
(Associated with Irving Horowitz and often used as a transfer agent in connection with Irving Horovitz)
Parkring 10 or Liebenberggasse 7
1010 Vienna
Austria
Ph: 43 1 994606445
Fax: [phone] or [phone]
www.tomaslinzta.com
Email: [e-mail]

Tradex Corporation Address
Unit 811, Tower 1
Junefield Plaza
No 6 Xuanwumenwai St
Xuanwu District
Bejing China 100052
Ph 861064108431
Fax [phone]
www.tradecorporation.com

Transglobal Consultants Limited
(Allegedly ceased operating in Indonesia on 24 August 2001)

Pacific Place Two Building
Suite 1707, 17th Floor
142 Sukhumvit Road, Klongtoey
Bangkok 10110, Thailand
Also addresses in Hong Kong and London. Wisma Bank Dharmala
19th fl, Jl. Jend. Sudirman Kav.28,
Jakata 12920 Indonesia

Triasian Pacific Trading International Brantwood Center
11601 Wilshire Boulevard
Los Angeles CA USA
Ph: 1 802 609 5384
Fax: [phone] Level 23 CP Tower, 313 Silom Road
Bangkok 10500
Thailand
Ph: 662 231 8032


Trident International
(Took over Worldwide Investors Management Inc, see later details)

Suite 2207, 88 Corporate Center
141 Valero Street, Salcedo Village
Makati City, 1200
Philippines
Return mailing address in Singapore

Tri-West Invest Club
160 North Front Street,
PO Box 354,
Belize City, Belize

U
United Arab Emirates Commodities Futures Board
www.uaecfb.com

United Capital Management Inc
(Information suggests Gibson Petersen has taken over United Capital Management Inc client accounts)
1680 Ramon Magsaysay Center
Roxas Boulevard
Manila, Philippines
Other offices or mail addresses Hong Kong, London and US

Universal Ventures
300 Metros Norte 100 Metros Oests
Oficina No 10
Escazu, San Jose
Costa Rica
Ph: 506 204 7761
Fax: [phone]

Uni World Global Management Limited
Omar Hodge Building
Wickams Cay Road Town
Tortola
British Virgin Islands

US Equities Registry
Central Office
500 Woodward Avenue,
Detroit, MI 48226
Ph: 1 [phone]
Fax: [phone]
International Department: 1 [phone]
[e-mail]

US Securities Investigative Committee

US Trading Associates Co Ltd
14th Floor,
253 Soi Sukhumvit 21
Bangkok 10110
Thailand.
Ph. [phone]
Fax. [phone]

U.S. Stock Regulators
101 South 8th Street,
Minneapolis, MN 55402
United States of America
Contact Numbers
Phone: [phone]
Fax: [phone]
Email: [e-mail]

V

Vanderberg Asset Management
Zekeringstraar 17 1014BM
Amsterdam
The Netherlands

Vantage International Management Inc
(Information suggests taken over by Crawford Peale, Inc)

Level 23,
M Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan Bangkok
Thailand Times Square Building, 12th Floor
Unit 12-04B, 246 Sukhumvit Rd
Klongtoey,
Bangkok, Thailand Unico House Building
Room 15-G
15th Floor, 29/1 Soi Langsuan Ploenchit Rd
Patumwan
Bangkok 10330, Thailand


Other offices or mail addresses in Singapore.


Vitol Capital Management Ltd
157 Chambers Street # 10
New York NY 10007-351
Ph /fax [phone]
Toll free 1 888 487 9306
www.vitolcapital.com

Vitol Capital Management Ltd, Vitol Capital

Please note that this Company is not connected in any way and should not be confused with any of the following firms in the Vitol Group of companies, all of which are registered non-clearing members of the New York Mercantile Exchange in the United States of America:


Vitol Capital Management Ltd.
1100 Louisiana Street, Suite 5500
Houston, Texas 77002

Vitol Refining Capital Management Ltd.
1100 Louisiana Street, Suite 5500
Houston, Texas 77002

Vitol S.A.
Boulevard du Pont D’Arve 28
Ch 1205 Geneva
P.O. Box 384
1211 Geneva 4
Switzerland

W

Walden International
*Please note that this company is not connected in any way and should not be confused with the legitimate company Walden International Singapore Pte Ltd of
Great World City West Tower
14-07 Singapore 237994
[e-mail] and [e-mail]
Ph: 65 6272 3250
which is licensed by the Monetary Authority of Singapore

Great World City West Tower
14-07 Singapore 237994
[e-mail] and [e-mail]
Ph: 65 6329 6401
Fax: [phone]


Wall Street Direct
European Headquarters
Via Torino 5
Milano
Italy
Ph: (39) 02 3600 6323
Fax [phone]
www.wallstreetdirect.net
[e-mail]

Warren and Baker
Otemachi First Square East Tower 4F
1-5-1 Otemachi
Chiyoda-ku
Tokyo 100-0004
Japan
Ph: (81) 3 5219 1531
Fax: [phone]
www:warrenandbaker.com

Warrick Management Group Ltd
301 4-21 Nonhyun-dong
Gangnam-gu
Seoul 135-010
Korea
Ph 822 3985916
Fax [phone]

Waterhouse Holdings Inc (and Chicago Accounting)
50 Main Street
White Plains
New York 10606
USA
Ph: 1 347 287 6999
Fax: [phone]
admin@whescrow
services@whescrow
www.whescrow.com

Webster Acquisitions
29th Floor, One Canada Square
Canary Wharf, London E14 5DY
UK

#Wellington International
See also Thai SEC release "SEC Thailand Filed Criminal Complaint against 5 Individuals for Conducting Unlicensed Securities Businesses under the Name of the Wellington International"
140 One Pacific Place
Suite 1401, Level 14
Sukhumvit Rd
Bangkok, 10110 Thailand
Tel [phone]
Fax [phone]

#Please note that this company is not connected in any way and should not be confused with Wellington International Management Company Pte Ltd of Level 61, MLC Centre, 19-29 Martin Place, Sydney, NSW which is a registered securities dealer (ASIC licence number 187915), nor with its parent company Wellington Management Company, LLP.


Wellington Trading Group
Torre La Sabana – Sabana Norte
San Jose Costa Rica
Ph 506 231 4020

Western and Gulf Finance Corporation
28F Soundwill Plaza
38 Russel Street
Causeway Bay
Hong Kong
Ph: 852 9457 1953
Fax: [phone]

Western Capital Inc.
Empire State Building
350 5th Avenue
New York NY 10118
Ph: 1 866 221 4030
Fax: [phone]
www.westerncap.com
[e-mail]

Western Capital Trading
Level 21, 105-0022
Shiodome Shibarikyu Building
1-2-3 Kaigan Shiodome
Minato-Ku
Tokyo Japan
Ph 813 5403 6387
Fax [phone]
[e-mail]
www.westerncapitaltrading.com

Westwood Management Limited Suite 1214 Medical Plaza
Dela Rosa corner Amorsolo Streets
Legaspi Village
Makati City
Philippines Room No 14F, 14th Floor
Vanissa Building, 29 Soi Chidlom
Ploenchit Road, Lumpini
Pathumwan
Bangkok 10330
Thailand

Whitby Dumas
130 Cromwell Road
London, SW5 OBW
UK
Ph: 44 870 136 5172
Fax: [phone]
www.whitbydumas.co.uk

Wittaker Stanley Inc ("WSI")
3 Raffles Place,
#07-01 Bharat Building,
Singapore 048617
Ph: 65 632 99777
Fax: [phone]
http://www.wittaker-stanley.com
[e-mail]

Whittman Wright & Associates
1886 Steeles Avenue West
Suite 20
Concord
Ontario
Canada L4K 3E9
Ph: 1 416 352 5551
Fax: [phone]
www.whittmanwright.com

Whitman Lloyds and Associates
West Madison St
Chicago
Illinois
606022-4270
USA
Ph: 1 312 753 7824
Fax: [phone]
Email: [e-mail]
Email: [e-mail]

Winston Partners and Co
600 Superior East Avenue
Cleveland
Ohio 44114
United States
Ph 216 453 0293
Fax [phone]
www.winstonpartnersco.com

The Williams Group
29 Harley Street
London
England W1G 9QR
UK
Ph: 44 207 399 7785
Fax: [phone]
www.williamsoffshore.com

Wilton and Smythe Associates
Landstrasser
Hauptstrasser 71
Vienna 1030
Austria
Ph: 43 1 928 0118
Fax: [phone]
www.wiltonsmythe.com

Windsor Advisory Services S.A.
(Subsidiary of either Windsor Investment Ltd or Windsor Ltd)
Adva. Diagonal 477,
Planta 21 (Torre Barcelona)
08036 Barcelona
Spain
Ph: 34 93 366 8000
Fax: [phone]
www.windsoradv.com

Windsor Limited
(Holding company of Windsor Advisory Services, S.A.)
Avenida Diagonal
477, 20a-08036
(or Floor 21)
Barcelona
SPAIN
Ph: (34) 93 366 8000
Fax: [phone]
www.windsoradv.com

Other office in the Bahamas

Windsor Venture Securities Co Limited
Level 36, Hong Leong Bldg.
16 Raffles Quay
Singapore 048581

Wire Securities Ltd
246 Times Square Bldg
#26-01 Sukhumvit Rd
Klongtoey
Bangkok 10110
Thailand
Ph: 662 229 4634
Fax: [phone]

Wolf & Heissner Associates
Mainzer LandstraBe 47
60329 FRANKFURT
Germany

Worldleader Investment Insider/Worldleader Investment Ltd
11th Floor Dah Sing Life Building
99 Des Voeux Road
Central
Hong Kong Suite 1217 Cityland 12 Tower
1 H V Dela Costa Street
Salcedo Village
Philippines
Ph: 632 840 3939
28f Tower 2, The Enterprise Centre
6766 Ayala AVENUE COR.
Paseo de Roxas Makati City, Philippines 1200
Ph: 632 8403939
Fax: [phone] Pasea Estate P.O.Box 3149
Road Town, Tortola
British Virgin Islands
Ph: 284 4948308
Fax: [phone]


Worldwide Investment Management Corporation
Various office or mail address in the Philippines.

Worldwide Investors Management Inc
(Taken over by Trident International)

Suite 305 Valero Plaza
124 Valero Street, Salcedo Village
Makati City, 1227
Philippines

Worldwide Services Inc
322 –2906 West Broadway Ave
Suite 307
Vancouver, British Columbia
V6J 1M7 (or V6K 2G8)
Canada
Ph: 1 604 417 3243
Fax: [phone]
www.worldwsinc.com

X
The Xenon Group
879 or 979 Kings Road
Island East
Hong Kong
Ph 852 62728464 and 852 60545001
[e-mail]
www.thexenoncompany.com

Y
York Commodities
Please note that this Company is not connected in any way, and should not be confused with the firm of York Commodities Inc of 120 Marquis, Box 126, York, NE 68467, USA, Tel: [phone] (NFA ID: 0183597), which is a registered Introducing Broker in the USA.

99 Catherine Road
Scarsdale
United States
Ph 212 202 7927

Young Lee Associates
Kuang Fu South Road
Tapai 100
Taiwan

Atlantic Avenue
745 4th Floor
Boston
MA 2210
USA
Ph 886 2 8758 2824
Fax [phone]
www.youngleeassociates.com
Email: [e-mail]
Email: [e-mail]
Email: [e-mail]


Which companies are on the list ?
We are publishing the names of those overseas businesses that have made unsolicited calls to Australians and do not hold a current licence from us. This list includes phoney international 'regulators'.

We have listed all the businesses that have come to our attention in recent times. However, this is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names.

When we hear of a new name we check whether they are licensed by ASIC. Without an Australian licence, they operate unlawfully. We contact them, tell them to stop and report them to the relevant overseas authorities.


What if a name is not on the list ?
If you are called by an overseas broker and they are not on our list you should still check whether they are licensed on our professional registers, and if they are not, hang up.


Fake international regulators
These names are also included in the A-Z list. The made-up entities about which ASIC is aware include:

American Futures and Options Exchange
American Futures and Options Trading Commission (AFOTC)
Bureau of Foreign Security Affairs
Foreign Shareholders Protection Department
Forensic Financial Fraud Investigators
International Compliance Commission
International Equity Commission
International Exchange Regulatory Commission
International Regulatory Commission
International Securities Tax Commission
International Shareholder Agency
National Mergers and Acquisitions Board
National Shareholder Protection Agency
Offshore Commodity Futures Dealers Association (OCFDA)
Offshore Futures Securities Association
Options and Futures Trade Commission
Regulatory Compliance Commission
Regulatory Association Of Offshore Investment Managers
Securities Regulatory and Investment Board
US Securities Investigative Committee
U.S. Stock Regulators
No genuine government regulators exist under these names.
To check if an overseas share market regulator really exists, or to check overseas scam warnings, see the members list of the International Organisation of Securities Commissions




Messages are not to be considered a solicitation to buy, hold or sell securities. http://www.otcmarketedge.com/disclaimer_disclosure