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Tuesday, September 09, 2025 4:10:59 PM
Penny Stock Exempt
OTC Markets Group will display a “Penny Stock Exempt” flag on www.otcmarkets.com for securities traded on the OTCQX or OTCQB markets that are exempt from the penny stock definition under SEC Rule 3a51-1 because they meet one of the following tests: 1) A price of over $5 per share, 2) the issuer has Average Revenue of at least $6 million for the last 3 years, or 3) the issuer has Net Tangible Assets in excess of $2 million if the issuer has been in continuous operations for at least 3 years or $5 million if less than 3 years. See: SEC Rule 3a51-1 - Definition of a Penny Stock
https://www.ecfr.gov/current/title-17/chapter-II/part-240#se17.4.240_13a51_61
Recent FDCT News
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 05/15/2026 05:12:31 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 04/29/2026 03:24:49 PM
- Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend] • Edgar (US Regulatory) • 04/22/2026 08:52:48 PM
- FDCTech, Inc. Reports Record Fiscal Year 2025 Financial Results • GlobeNewswire Inc. • 04/22/2026 08:30:00 PM
- Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405] • Edgar (US Regulatory) • 04/17/2026 09:30:46 PM
- Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405 • Edgar (US Regulatory) • 03/30/2026 08:07:26 PM
- FDCTech Reports Strong Q3 2025 Results with Return to Profitability and Momentum Building into Q4 2025 with Strategic Acquisition • GlobeNewswire Inc. • 11/18/2025 05:00:00 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 11/13/2025 05:16:16 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 11/10/2025 10:28:22 PM
- FDCTech, Inc. Completes Acquisition of Alchemy International Ltd., a Licensed Securities Dealer in Seychelles • GlobeNewswire Inc. • 11/06/2025 09:00:00 PM
- Form DEFA14C - Additional information statement materials, definitive • Edgar (US Regulatory) • 10/01/2025 07:52:53 PM
- Form DEF 14C - Other definitive information statements • Edgar (US Regulatory) • 10/01/2025 07:49:42 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 09/19/2025 01:30:07 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 09/15/2025 08:40:24 PM
- FDCTech, Inc. Announces Official Launch of TradingView by Alchemy Markets • GlobeNewswire Inc. • 09/15/2025 01:40:00 PM
- FDCTech Strengthens Growth Trajectory and Uplisting Readiness with Shareholder-Approved Actions • GlobeNewswire Inc. • 09/11/2025 02:15:00 PM
- Form PRE 14C - Other preliminary information statements • Edgar (US Regulatory) • 09/10/2025 01:30:06 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 08/13/2025 07:19:45 PM
- Form 10-Q/A - Quarterly report [Sections 13 or 15(d)]: [Amend] • Edgar (US Regulatory) • 08/11/2025 06:24:18 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/11/2025 01:30:17 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 06/05/2025 09:29:48 PM

