Yeah, a little confused by the comment you made. Basically your reply aligns with what I understood and have no clue where you felt I thought any different. You seem very well educated so curious if you agree with the response below.
SEC Commissioner Mark Uyeda's dissent on August 19, 2024, does not affect the settlement agreement between GHS Investments, LLC, and the SEC. The settlement remains in effect, and GHS and its owners are still required to comply with its terms.
Uyeda's dissent was a statement of his disagreement with the Commission's approach to the case, specifically:
1. The Commission's interpretation of what constitutes a "dealer" under the Exchange Act.
2. The lack of clear guidance on dealer registration requirements.
3. The Commission's reliance on enforcement actions rather than rulemaking to establish policy.
Uyeda's dissent does not have the power to overturn or modify the settlement agreement. It serves as a formal expression of his disagreement with the Commission's approach and may influence future discussions on dealer registration requirements.
The settlement agreement between GHS and the SEC remains binding, and GHS must still:
- Pay disgorgement and fines
- Surrender remaining notes, warrants, and stock
- Cease and desist from committing or causing any violations of Section 15(a)(1) of the Exchange Act
The dissent does not impact the settlement's enforceability or the obligations of GHS and its owners under the agreement.
According to the SEC settlement agreement, GHS Investments, LLC, and its owners agreed to surrender all remaining notes, warrants, and shares related to the companies they had agreements with, including NaturalShrimp, Inc.
This means that any shares of NaturalShrimp, Inc. that GHS held or had the right to acquire through its agreement with the company are likely canceled or surrendered as part of the settlement.
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