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Re: Joe W1 post# 348445

Wednesday, 07/03/2024 8:12:59 AM

Wednesday, July 03, 2024 8:12:59 AM

Post# of 349227
FINRA panel expels Alpine Securities, orders $2.3 million in restitution ➡️https://www.securitieslaw.com/blog/2022/04/finra-panel-expels-alpine-securities-orders-2-3-million-in-restitution/
Alpine Securities Corp., a broker-dealer and clearing firm that’s fighting regulatory groups on several fronts, is asking the SEC to suspend and review a recent Depository Trust & Clearing Corp.decision that its units would no longer serve the firm. ➡️https://www.sec.gov/files/litigation/apdocuments/3-21924-2024-05-01-response.pdf
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