Therapeutic Solutions International Inc (TSOI)

[BigBadWolf]

TDA/Schwab actually quoted/contacted regarding said OTC matters
no dime needed have a direct line for each on speed dial along w/ several other brokerages

btw only MM exemption

Market making-related activities: Under this exemption, a trading desk is required to routinely stand ready to purchase and sell one or more types of financial instruments.

What are the rules for market makers?
Market Maker Definition: What It Means and How They Make Money
A market maker must commit to continuously quoting prices at which it will buy (or bid for) and sell (or ask for) securities. 1 Market makers must also quote the volume in which they're willing to trade along with the frequency of time they will quote at the best bid and best offer prices.

https://www.sec.gov/divisions/marketreg/mrfaqregsho1204.htm

Rule 200(g) provides that a broker-dealer may mark certain qualifying sell orders “short exempt.” The information collected under Rule 201's written policies and procedures requirement applicable to trading centers, the written policies and procedures requirement of the broker-dealer provision of Rule 201(c), the ...Oct 24, 2022

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