NorthWest Biotherapeutics Inc (NWBO)

[improving]

Poor Man, I would expect to see a series of amended complaint(s) as discovery proceeds.
I would not be surprised to see a negligence cause of action for failure to properly supervise employees.

Firms also have a duty to detect customers' manipulative behavior wherein groups of its customers have acted in concert to manipulate a stock. Firms simply can't say "we have no responsibility here because we were simply filling customer orders." Both of these actions are subject to FINRA rules. And failure to detect red flags of customer behavior has been applied in situations where groups of customers have repeatedly acted in concert to manipulate the price of a security, very often a microcap security. So, I would expect a negligence cause of action for one or both as discovery proceeds. Should be interesting.
Unfortunately, I believe the resolution of this litigation is years away.
Three Amigos??? How about "The Sting".
Regards.