None of the shares due to Asher under terms of the 2 Notes outstanding were ever allowed to be converted once they filed a litigation because they couldn’t convert. Reaudit immediately caused non-compliance. The terms were cancelled and the notes were settled in cash on June , 2018 at a large discount, and litigation settled.
The entire transaction summarized in the 2018 10-K under Legal Proceedings .
They received no shares from DBMM after 2012, nor was anyone barred from buying or selling in public market .
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