NorthWest Biotherapeutics Inc (NWBO)

[Poor Man -]

I feel like someone shot Bambi.

I believe you can have a halt on OTC. But there’s absolutely no excuse for how this was managed.

There should have been a press release with the data before the market opened; they should have had a pre-agreed upon plan in place with FINRA for a halt; and should have worked it out with conference planners to have the presentation scheduled early, not nearly mid day - there was confusion all morning until after the presentation.

And here’s another thing I would have done: I would have filed some kind of libel lawsuit against AF a couple of days before.

From Google:

FINRA may impose a trading and quotation halt in an OTC Equity Security pursuant to Rule 6440(a)(3) where FINRA determines, in its discretion, based on the facts and circumstances of the particular event, that halting trading in the security is the appropriate mechanism to protect investors and ensure a fair and ...