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Re: allezlOM post# 243989

Friday, 12/31/2021 1:07:46 PM

Friday, December 31, 2021 1:07:46 PM

Post# of 370440

The Company is concluding the enormous, labor-intensive task of submitting the 15c2-11 to the broker


This is a very strange statement since the broker is the one who actually fills out and files the Form 211...

Why do they state that they are the ones filling out the form?

You'd think they would know that... if it was actually in process, no?

Read the form and decide who is the one that fills it out!

And does this look like such a difficult time-consuming form?

https://www.finra.org/sites/default/files/p126234.pdf

Well?





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