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Current Report Filing (8-k)
October 01 2021 - 08:01AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 30, 2021
Wyoming 001-38255-NY 90-0114535
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
2323 Main Street, Irvine, CA 92614
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: 714-793-9227
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
? Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
? Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
? Precommencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
? Precommencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock PHIL OTC Markets
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ?
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provide pursuant to Section 13(a) of the Exchange Act. ?
SECTION 8 - OTHER EVENTS
Item 8.01 Other Events.
1. Asia Diamond Exchange, Inc. and the Asia Diamond Exchange.
The registrant has formed ASIA DIAMOND EXCHANGE, INC., a Wyoming corporation, Registration Number 2021-001010234, Employer Identification Number 87-2893358 as a subsidiary of PHI Group, Inc. to develop and establish the Asia Diamond Exchange (“ADE”) within the envisaged Chulai Multi Commodities Center (“CMCC”) in the Free-Trade Zone of the Chu Lai Open Economic Zone, Tam Quang Village, Nui Thanh District, Quang Nam Province, Vietnam.
The ADE and CMCC projects will be carried out by Asia Diamond Exchange, Inc. in conjunction with other international partners and participants, including PHILUX Global Funds SCA, SICAV-RAIF, a Luxembourg bank fund, 1c rue Gabriel Lippmann, Munsbach 5365, Luxembourg and Gold Block Mining Co., Ltd., 4F, 143 Teheran-ro, Gangnam-gu, Seoul, Republic of Korea.
SECTION 9 – FINANCIAL STATEMENTS AND EXHBITS
Item 9.01 Financial Statements and Exhibits
The following is a complete list of exhibit(s) filed as part of this Report.
Exhibit number(s) correspond to the number(s) in the exhibit table of Item 601 of Regulation S-K.
Exhibit No. Description
10.1 Articles of Incorporation of Asia Diamond Exchange, Inc.
10.2 Employer Identification Number of Asia Diamond Exchange, Inc.
10.3. Extrait – PHILUX Global Funds SCA, SICAV-RAIF
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 01, 2021
PHI GROUP, INC.
(Registrant)
By: /s/ Henry D. Fahman
Henry D. Fahman
Chairman and CEO
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