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Re: HJ72 post# 8875

Tuesday, 09/28/2021 8:17:56 AM

Tuesday, September 28, 2021 8:17:56 AM

Post# of 14958
Maybe not. I'm just starting to read through https://blog.otcmarkets.com/2021/07/16/otc-markets-rule-15c2-11-amendments-faqs/

Scroll down to Can You Expand On The New Process For Filing A 2-11 Vs. The Current Process? and What Is The Difference Between The June 30th Deadline And What Was Required At That Time And The Date Of The Rule Going Into Effect On September 28th?.

Apparently, BOXS can either file a Form 211 with FINRA https://www.finra.org/sites/default/files/p126234.pdf or ask OTCMARKETS to review if I understand that correctly.

What I am not sure about is whether either of these two lengthy processes apply Pink Sheet stocks vs just the OTCQX and OTCQB stocks.