-Top Gainer - DD// -

[deet49]

'The list is below as of June 30, 2021 and is subject to change at any time.' << the most important line reads << Rule 15c-211

https://www.tdameritrade.com/retail-en_us/resources/pdf/TDA101550.pdf

in that list there are verifiable golden nuggets! what a great way to purge retail from the rolls and have all that wealth rise to the top wow!
(Under the guise of protecting retail how cute talk about unfair advantage ) Funny cause retail will not be able to buy but others with wealth will?? what??

Know what you hold and understand as a retail investor what your up against
I doubt they will update this list even if a company or companies express it's intent to comply and even though broker dealers will stop the buy side from retail all those companies truly have till

1. September 28, 2021, to comply
2. the OTCMarkets is petitioning for relief(Exception)
3. a new alternative may pop up

but and here is the big but if you stay invested you still are a share holder and still are a partner in that company they are still accountable to you any distributions will still be made to you !!)

I own several that are on the list but the ones I hold have significant assets or make money (dividends)so why should I give that up?

by comparison I have very little invested in this segment of the market
I've got time so Wait and See will be my approach

Your Welcome DEET
GLTA