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Re: wickw50 post# 65819

Wednesday, 01/13/2021 8:10:00 PM

Wednesday, January 13, 2021 8:10:00 PM

Post# of 202320
Corporate Actions - SEC Rule 10b-17 requires all OTCQX, OTCQB and Pink companies to provide timely notice to FINRA of certain corporate actions, including dividends, stock splits, reverse splits, name changes, mergers, acquisitions, dissolutions, bankruptcies or liquidations, at least 10 days prior to the record date. Companies who fail to report such corporate actions in the required time may be subject to fines up to $5,000. For more information, see FINRA's Notice to Member 10-38. For further details, contact FINRA's Operations Department at 866-776-0800


https://www.otcmarkets.com/learn/reporting-standards
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