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Re: 236T568 post# 176920

Tuesday, 09/15/2020 9:09:14 PM

Tuesday, September 15, 2020 9:09:14 PM

Post# of 234301
Ha..ha...good eye. Refer to the complaint:

"The SEC's complaint, filed in federal court in Illinois, charges the defendants with violating the dealer registration provisions of Section 15(a)(1) of the Securities Exchange Act of 1934"

Then look at the body of said complaint(NATURE OF THE ACTION):

https://www.sec.gov/litigation/complaints/2020/comp24886.pdf

Now refer to what is:

https://www.sec.gov/fast-answers/answersbdregishtm.html

There are many LP's there...but what is noted is that said individual(Fife)...controls such. The partners/investors of said Lp's et al...get off given control. Fife goes down.



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