DD Support Board and Research Team

[pdgood]

Bronson

68.
In November and December 2008, Ribotsky (on behalf ofthe AJW Funds) and the Purchaser (on behalf ofhis entities) entered into nine separate transactions in which the AJW Funds purportedly sold $43.2 million ofconvertible PIPE debentures to the Purchaser's entities.

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SECURITIES AND EXCHANGE COMMISSION, BOYLI:. M.Je
11 Civ. _____ Plaintiff, COMPLAINT -against-ECF Case THE NIR GROUP, LLC; COREY RIBOTSKY; and DARYL DWORKIN, Jury Trial Demand Defendants.

Pg 24 https://www.sec.gov/litigation/complaints/2011/comp22106.pdf