Thursday, January 09, 2020 11:55:29 AM
"LITTLE SHORTS" !!!Lol ...read below AND see the systemic of this practice :
Interactive Brokers Fined $5.5 Million for Naked Short Selling Violations
https://www.wsj.com/articles/interactive-brokers-fined-5-5-million-for-naked-short-selling-violations-1534797834
MASSIVE TRADING FIRM KNIGHT CAPITAL CHARGED WITH ABUSING “NAKED SHORTS”
"... Finra found 3,477 separate instances of KCG engaging in “a short sale for its own account without first borrowing the security,” a description of naked short selling,..."
https://theintercept.com/2016/12/15/whistleblower-vindicated-massive-trading-firm-knight-capital-charged-with-abusing-naked-shorts/
UBS, FINRA, And Naked Short Selling
https://www.investing.com/analysis/ubs,-finra,-and-naked-short-selling-156701
Interactive Brokers Fined $5.5 Million for Naked Short Selling Violations
https://www.wsj.com/articles/interactive-brokers-fined-5-5-million-for-naked-short-selling-violations-1534797834
MASSIVE TRADING FIRM KNIGHT CAPITAL CHARGED WITH ABUSING “NAKED SHORTS”
"... Finra found 3,477 separate instances of KCG engaging in “a short sale for its own account without first borrowing the security,” a description of naked short selling,..."
https://theintercept.com/2016/12/15/whistleblower-vindicated-massive-trading-firm-knight-capital-charged-with-abusing-naked-shorts/
UBS, FINRA, And Naked Short Selling
https://www.investing.com/analysis/ubs,-finra,-and-naked-short-selling-156701
Recent DBMM News
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 01/14/2026 09:46:30 PM
- Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405] • Edgar (US Regulatory) • 11/28/2025 10:01:05 PM
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