Boards
News
Market Data
Markets
Discover
Discover
AI Subscribe Login/Register account icon
S&P 500
7,165.08
(
0.80%
)
US TECH 100
26,538.40
(
1.85%
)
Dow Jones
49,247.66
(
-0.13%
)
Brent Oil
100.66
(
0.00%
)
Bitcoin
77,469.54
(
-0.20%
)
News Focus
News Focus
Post# of 38834
Next 10
Public Reply Private Reply New Post
Keep Last Read
Replies (2) Keep Next 10 Report Keyboard Shortcuts
Replies (2) Next 10 Prev Next

janice shell

Send PM Follow Ignore
Followers 2582
Posts 329268
Boards Moderated 23
Alias Born 04/12/2001

janice shell

Member Level

Re: KeepItRealistic post# 36647

Tuesday, 03/06/2018 8:13:47 PM

Tuesday, March 06, 2018 8:13:47 PM

Post# of 38834
Where does it say that ?

In the second sentence:

By completing this form, your firm is representing that it has satisfied all applicable requirements of Rule 15c2-11...

"Your firm" would be a broker-dealer firm. An MM. Not the issuer; if that's what was meant, that's what it would say. FINRA does not, in most matters have jurisdiction of penny stock issuers; only of broker-dealers.

https://www.finra.org/sites/default/files/p126234.pdf
Public Reply Private Reply New Post
Keep Last Read
Replies (2) Keep Last Read Next 10 Report Keyboard Shortcuts
Replies (2) Next 10 Prev Next
Volume:
Day Range:
Bid:
Ask:
Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
Detailed Quote