Large Ownership now ~13.9mm shares, 31.0% of 45mm O/S. (Ronin/SW, E.Cap/Dart, Institutions)
7-14-17/13D: Group Ronin Trading/SWInvest (John Stafford III+Stephen White) acquires 8.8% stake (3,952,446sh.) in PPHM http://tinyurl.com/y7ezqvm9
...3,801,139 COMMON - 8.4% of 45,069,188 common O/S at 7-10-17 (total beneficial=3,952,446 if Pref. conv. x1.19 to Common, 8.8%)
...127,099 PREFERRED – 7.7% of 1,647,760 preferred O/S at 1-31-17
......As a Group, ie, “people that share the furtherance of a common objective/concerted action”; 13D’s are reserved for ACTIVE INVESTORS who may be “interested in agitating for some kind of a change at the company”.
...7-13-17: Ronin/SW-Invest Letter to Stockholders; PPHM Comments http://tinyurl.com/ybr8ycbp - Ronin nominates Gregory Sargen, Brian Scanlan, Saiid Zarrabian for election to PPHM's board at next ASM ~10-12-17.
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10-30-15: Kenneth Dart (Eastern Capital) acquires 9.6% stake (4,300,992sh.) in PPHM http://tinyurl.com/y95yskck
...3,777,183 COMMON - 8.4% of 45,069,188 common O/S at 7-10-17 (total beneficial=4,300,992 if Pref. conv. x1.19 to Common, 9.6%)
...440,000 PREFERRED - 26.7% of 1,647,760 preferred O/S at 1-31-17
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Plus, INSTITUTIONS a/o 3-31-17: 5,690,888sh. = 12.6% (of 45mm) http://www.nasdaq.com/symbol/pphm/institutional-holdings
TOP5:
Kennedy Capital Mgt. 1,247,224 +164,952
Tappan Street Partners 914,304 +914,304
Vanguard Group 882,964 +267,438
Blackrock (Larry Fink, CEO) 855,455 +177,856
Renaissance Technologies 439,673 +6,259
