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Re: janice shell post# 117300

Sunday, 01/29/2017 10:03:46 PM

Sunday, January 29, 2017 10:03:46 PM

Post# of 233752
If he's acting as the corporation's officer (or custodian, if you prefer to think of it that way), then he can issue and sell (butt nott RESELL) securities in the corporation and no broker license is required so long as they are being sold/issued to qualified investors.

e.g., a PIPE

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