Brokers Restricting Online Trading

[Art2Gecko]

This board just had an interesting visitor.

Someone from a high powered law firm (which will remain nameless for now) which has, as an area of speciality, the following:

Securities Regulatory Practice
Representation of issuers, officers and directors, broker-dealers, registered individuals, hedge funds, and investors in investigations by the SEC, the Justice Department, the states’ Attorney Generals, as well as the CFTC, NASDR, NYSE, and banking regulators involving
Insider Trading
Market Timing and Late Day Trading
Accounting Fraud and Earnings Management
Analyst’s Conflicts of Interest
Market manipulation
Conducting internal investigations and compliance reviews for broker-dealers and investment advisers as well as development of anti-money laundering and internal control policies and procedures





Hummmmmmmmm!