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Re: EarnestDD post# 37753

Monday, 09/28/2015 9:50:45 PM

Monday, September 28, 2015 9:50:45 PM

Post# of 55519
A current and a former unit of E*Trade Financial Corporation will pay $2.5 million to settle charges that they ignored red flags and improperly sold billions of unregistered penny stock shares on behalf of customers,

improperly sold billions of unregistered penny stock shares



http://mobile.reuters.com/article/idUSKCN0HY1YC20141009

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