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Demar

02/09/14 9:47 AM

#25690 RE: rcaptain #25683

From the recent press release:

Terra Tech Announces the Launch of GrowMass Program and $6,500,000 Convertible Debenture Financing


"In order to fund the program, create capital resources for potential mergers and acquisitions, implement automation systems at the farm and increase working capital, the Company announced the closing today of a financing that will provide approximately $6,875,000 over the next 12 months. The financing, in the form of convertible debentures (the Debentures") led by Dominion Capital (the "investor") will be purchased by the investor over the course of the next 12 months in a series of tranches, subject to certain customary market-out conditions."

"Aegis Capital Corp. acted as the sole placement agent for the offering."


So the investor looks like its:
http://dominioncapitalinvestments.com/wp/meet-the-team/

The founder of Dominion Capital, Daniel Kordash, was the Senior VP of the Investment Banking Department at Aegis Capital Corp from 2010 - 2013.

The only supporting documents I could find that supports this claim is a PDF file from Aegis Capital Corp, dated July 22, 2010.

http://www.aegiscapcorp.com/wp-content/uploads/2010/07/BankingTeam1.pdf



Aegis Capital Corp is the placement agent for the deal, and has worked with Terra Tech before in previous deals.

http://www.aegiscapcorp.com/category/management-team/

They have also been lead underwriter for companies that are listed on both the NYSE and Nasdaq. A link to their offering history is below.

http://www.nasdaq.com/markets/ipos/offering-history.aspx?expert=aegis+capital+corp