2-13-15: Kenneth-Dart’s (Eastern-Capital) PPHM stake now 9,921,760sh=5.4% a/o 12-31-14
11-8-10: Kenneth Dart (Eastern Capital) acquires 7.1% stake (3,961,568) in PPHM http://tinyurl.com/24qctos ...2-14-12: Kenneth Dart adds 3,460,192, now 7,421,760 (8.55% a/o 12-9-11) http://tinyurl.com/7bb26j4 (13G) ...2-13-13: Kenneth Dart adds 500,000, now 7,921,760 (5.9% a/o 12-31-12) http://tinyurl.com/b25a93j (13G) ...2-13-15: Kenneth Dart PPHM stake now 9,921,760 (5.4% a/o 12-31-14) http://tinyurl.com/k4nsfuu (13G) - - - - - - - - - - - FORM SC 13G FILED 2-13-15 - Stock: PPHM Date of event which requires filing: 12-31-2014 Amended Statement of Ownership (SC 13G/A) NAME OF REPORTING PERSON: EASTERN CAPITAL LIMITED SHARED VOTING POWER: 9,921,760 % OF CLASS REPRESENTED: 5.4% NAME OF REPORTING PERSON: KENNETH B. DART NAME OF ISSUER: PEREGRINE PHARMACEUTICALS, INC. EASTERN CAPITAL LIMITED - a direct wholly owned subsidiary of Portfolio Services Ltd., a Cayman Islands corporation. KENNETH B. DART - Mr. Dart is the beneficial owner of all of the outstanding shares of Portfolio Services Ltd., which in turns owns all the outstanding shares of Eastern Capital Limited. The %ownership noted in this Schd. 13G/A is based on 182,081,234 shares o/s as of 12-5-14 as reported in the Issuer’s 10-Q filed 12-10-14, plus 2,000,000 shares of common stock as if converted from 240,000 shares of the 10.5% Series E convertible preferred stock held by Eastern Capital Limited which has a liquidation preference of $25.00/sh. and a conversion price of $3.00/sh. KENNETH B. DART 13 FEBRUARY 2015 http://www.sec.gov/Archives/edgar/data/704562/000140840815000009/pphm13ga.htm - - - - - - - - - - - All Eastern Capital 13G’s: http://www.sec.gov/cgi-bin/browse-edgar?company=EASTERN+CAPITAL&match=&CIK=&filenum=&State=&Country=&SIC=&owner=exclude&Find=Find+Companies&action=getcompany
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