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Replies to post #23075 on Propellus Inc (PRPS)
EastCoastCdn
08/28/12 7:48 PM
#23076 RE: arizuela #23075
To summarize, the SEC is responsible for ensuring fairness for the individual investor and Finra is responsible for overseeing virtually all U.S. stockbrokers and brokerage firms. In the grand scheme of things, FINRA is overseen by the SEC.
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