I dont know.Ive only been in this stock for 2 days.Let me check it out.Nice to know they like to bigger boards thou.Guess that explains why they went to work at the $1.50 pps company earlier this year.Im wandering how that ties in with Celsia.Heres NUVL at 1.50http://research.tdameritrade.com/public/stocks/overview/overview.asp?symbol=nuvl#duration=365 and heres a link for the 8-K http://www.faqs.org/sec-filings/120106/HARMONY-METALS-INC_8-K/ scroll down you will see ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS
In connection with the closing of the Share Exchange Agreement on December 30, 2011, Olivia G. Ruiz, our former Chairwoman of the Board, Chief Financial Officer, President and Treasurer, and Seth M. Weinstein, our director and Secretary, resigned from their positions as directors and/or officers of the Company. Their resignations as officers of the Company were effective immediately prior to the closing of the Share Exchange Transaction and their resignations as directors of the Company will be effective ten days after the mailing of the Information Statement on Schedule 14f-1 to stockholders of the Company on or around January 16, 2011 (the “Effective Date”).
Also effective immediately prior to the closing of the Share Exchange Transaction on December 30, 2011, Jay Elliot was appointed as the President, Chief Executive Officer and director, and Jorge Fernandez was appointed as the Chief Financial Officer of the Company.
At the closing of the Share Exchange Transaction, Charles Resnick and Gregory Osborn were appointed as directors of the Company effective on the Effective Date, to serve until the next annual meeting of stockholders of the Company or until their earlier removal death or resignation.
Looks like they were delisted from Nasdaq when the SEC made rule changes back in 2007.Heres a list from this document.The actual document is like 2 miles long.I copied it down to the part with Celsia Technologies, Inc and stopped there.They are shown at the bottom of this post if you look on the link for the document they are toward the top part of the document. http://www.sec.gov/news/digest/2007/dig112307.htm IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change filed by the Fixed Income Clearing Corporation (FICC) to enhance FICC's Government Securities Division's correspondent clearing service for netting members submitting transaction data on behalf of non-member firms (SR-FICC-2007-09) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56820) APPROVAL OF PROPOSED RULE CHANGES
The Commission approved a proposed rule change, as modified by Amendment No. 1 thereto, by the Chicago Board Options Exchange (SR- CBOE-2007-52) relating to $1 strikes for VXD and VXN options and $1 strikes for RVX, VIX, VXD and VXN LEAPs. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56813)
The Commission approved a proposed rule change, as modified by Amendment No. 1 thereto, submitted by the Chicago Board Options Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 (SR- CBOE-2007-82) to allow the exchange to list up to seven expiration months for broad-based security index options upon which the Exchange calculates a constant three-month volatility index. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56821)
ACCELERATED APPROVAL OF PROPOSED RULE CHANGES
The Commission noticed and granted accelerated approval to proposed rule changes by the American Stock Exchange (SR-Amex-2007-117), Chicago Board Options Exchange, Incorporated (SR-CBOE-2007-121), and International Securities Exchange, LLC (SR-ISE-2007-92), and a proposed rule change as modified by Amendments No. 1 and 2 thereto by Boston Stock Exchange, Inc. (SR-BSE-2007-44), a proposed rule change as modified by Amendment No. 1 thereto by NYSE Arca, Inc. (SR- NYSEArca-2007-109), and proposed rule change as modified by Amendment No. 1 thereto by Philadelphia Stock Exchange, Inc. (SR-Phlx-2007-86), all relating to the elimination of the Class Gate. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56808)
The Commission, under Section 19(b)(2) of the Securities Exchange Act of 1934, granted accelerated approval of a proposed rule change (SR-CBOE-2007-124), as modified by Amendment No. 1 thereto, filed by the Chicago Board Options Exchange to trade shares of 93 funds of ProShares Trust pursuant to unlisted trading privileges. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56817)
A proposed rule change (SR-NYSEArca-2007-102) filed by NYSE Arca through its wholly owned subsidiary NYSE Arca Equities, Inc., to trade units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP pursuant to unlisted trading privileges has been approved on an accelerated basis pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56832)
PROPOSED RULE CHANGES
A proposed rule change (SR-Amex-2007-116), and Amendment Nos. 1 and 2 thereto, to harmonize the annual listing fees for all Exchange Traded Funds has been filed by the American Stock Exchange under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56809)
The New York Stock Exchange has filed a proposed rule change (SR-NYSE- 2007-99) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to allow issuers voluntarily delisting index-linked securities to submit to the exchange a letter from an authorized officer of the issuer rather than a board resolution. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56812)
The Commission published notice of a proposed rule change (SR-CBOE- 2007-87), and Amendment No. 1 thereto, filed by the Chicago Board Options Exchange to amend the quoting requirements applicable to the Hybrid Opening System. Publication is expected in the Federal Register during the week of November 26. (Rel. No. 34-56814) The Chicago Board Options Exchange filed a proposed rule change, as modified by Amendment No. 1 thereto (SR-CBOE-2007-65), under Rule 19b- 4 of the Securities Exchange Act of 1934, regarding nullification and modification of transactions executed on the CBOE Stock Exchange. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56818) NYSE Arca filed a proposed rule change (SR-NYSEArca-2007-115), under Rule 19b-4 of the Securities Exchange Act of 1934, relating to Rule 6.87 - Obvious Error. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56819) The Philadelphia Stock Exchange, Inc. filed a proposed rule change and Amendment No. 1 thereto (SR-Phlx-2007-75) under Rule 19b-4 under the Securities Exchange Act of 1934 relating to Market Data Distribution Network Fees. Publication is expected in the Federal Register during the week of November 26. (Rel. 34-56827)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.
Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov.
SB-2 Friendly Auto Dealers, Inc., 4132 SOUTH RAINBOW BOULEVARD, SUITE 514, LAS VEGAS, NV, 89103, 925-234-1783 - 1,000,000 ($100,000.00) Equity, (File 333-147560 - Nov. 21) (BR. )
S-8 DSP GROUP INC /DE/, 2580 NORTH FIRST STREET, SUITE 460, SAN JOSE, CA, 95131, 408-986-4300 - 0 ($3,710,650.00) Equity, (File 333-147561 - Nov. 21) (BR. 10A)
S-1 MACROCHEM CORP, 40 WASHINGTON STREET, SUITE 220, WELLESLEY HILLS, MA, 02481, 781-489-7310 - 19,875,710 ($12,521,698.00) Asset-Backed Securities, (File 333-147562 - Nov. 21) (BR. 01B)