Quote: -------------------------------------------------------------------------------- From: XXX To: Stanley Wunderlich Sent: Thu Feb 10 13:41:12 2011 Subject: no MM quoting BVIG
Hey Stan,
What's going on with Kat Gold? I saw the notice of "Failure to Comply with 15c-211."
A legal friend suggested it's because, "An MM failed to quote for 4 consecutive days, hence the Failure to Comply, Rule 15c-211." I'm under the impression that unless an MM files a Form 211, this will not be quoted on the OTCBB. Other than that, it appears Kat Gold's filings are current (I believe so).
So, the question is, why would an MM fail to quote BVIG? Do you think it's due to the lack of trading volume, and if so can KAT solve the problem by getting our free-trading "Handcamp distribution" shares of BVIG? I would hate for BVIG to get sent back to the Pinksheets. Seems that would be an aweful waste of time/money spent getting BVIG going. Can we do anything to fix the problem?
Stan forwarded my email to a lawyer at a firm called Gersten Savage...maybe that's the IR company's legal firm???
Quote: -------------------------------------------------------------------------------- From: Arthur Marcus [mailto:AMarcus@gerstensavage.com] Sent: Thursday, February 10, 2011 2:21 PM To: Stanley Wunderlich Subject: Re: no MM quoting BVIG
That is most likely the reason. I will discuss with cheryll from my office as I believe that she had this issue recently. ------------------------------------------------------------------
From: XXXXX Subject: FYI regarding your new IR firm To: "Ken Stead" <kstead@katexploration.com> Date: Friday, March 18, 2011, 10:52 PM
Ken,
I'd like to pass along a couple emails Stan sent to shareholders (his comments are in red, following each point made in the original mail). If these are authentic emails, I am very disappointed with the tone of his responses, telling people they should be disappointed with your decisions from the beginning, and suggesting that the company is now diluting (see his comments about financing to "help the company grow"). Of course, dilution was already suspected. If the company is selling shares to raise capital, then fine, just issue a proper PR informing shareholders. If the company is not diluting, then you need to get a handle on your new IR guy.
There are too many unaswered questions here. I am extremely dissatisfied.
From: xxxxx Sent: Monday, February 28, 2011 9:37 AM To: Stanley Wunderlich Subject: Re: Status of KATX
See: answers in RED
Stanley,
Thank you for the quick response. I am most certainly not furious with you. Since you have been on board I have been able to communicate with you quickly and easily. I am furious with the company on the lack of explanation of the execution of critical issues. I am not confident that the advise that they received in the past helped the company My self and my investment group have a large amount of money invested in KATX. For starters it does not take Three months to provide drill results from actlabs(This I know for certain) I have been told that the results are in the works?. Second we have been waiting for BVIG shares and company structure information for over 9 months. Getting closer since we are pushing that event I have been extremely patient and I am now beginning to think this company is about to fail. I can’t comment Our share value has gone from .23 cents to now 02 cents and still falling. Valuation is based on real results and not perception by Wall Street..Stanley as a investor I have every right to be livid right now about this. I think that you should be disappoint in the decision making process from the very beginning…I invest and have over 20 accounts on WS and understand the risk/reward ration of every speculative investment that I make..some surprise me both ways…good/bad I trust and hope that you and Ken can turn things around quickly before many including myself give up on KATX. Time will tell Also Stanley the company needs to clarify what is going on with its funding as well. Under Fd rules we will provide press as required (see attached rules) It is rumoured that they are broke now. I dont believe this because they could not have hired you if this were true however these are the types of items that need to be address. Again Stanley thank you for taking the time to hear me out. We take on clients for a number of reasons and have helped many public clients raise capital so that is just one criteria…we never have handled more than 12 clients …
---------- Forwarded message ---------- From: Stanley Wunderlich <swunderlich@cfsg1.com> Date: Thu, Mar 17, 2011 at 9:32 PM Subject: RE: KATX information To: XXXXX
See: answers in RED
From: XXXXX Sent: Thursday, March 17, 2011 12:56 PM To: Stanley Wunderlich Subject: re: KATX information
Dear Stantley,
I contacted you a week ago regarding news about Katx. They have been very quiet for a very long time and all the investors are dumping their stock and creating mass exodus and putting fear in anyone who has been long and faithful investor like me. Are you certain that the sellers are long term investors or is it a financing put in place for the Company to grow? The stock hit .013 today, which is 52 week low. YUP You replied that we will get news "SOOON". That was 8 days ago and meantime PPS keeps going lower and lower. Not much to do until the tide turns It is absolutlely terrifying to see my portfolio dwindling down to nothing. I don’t know when or why you invested…we are picking up the pieces and putting them back together the best we can.. Could you please be more specific about how soon it will be. Candidly as soon as I can announce a few good things that are going on we will Will it be next week, next month? I would really appreciate your reply. And also is it possible to expect any good news? Still long but wish I was stronger. Soory for the stress but we represent a large number of sick clients of which this one has a good chance of being fixed.
We have no agreement with any broker or dealer to act as a market maker for our common stock and we may not be successful in obtaining any market makers. Thus, no broker or dealer will have an incentive to make a market for our common stock. The lack of a market maker for our common stock could adversely influence the market for and price of our common stock, as well as your ability to dispose of, or to obtain accurate information about, and/or quotations as to the price of, our common stock. __________________________________________________________________
The last communication from Ken to investors was posted on the Company Blog, March 14, 2011, and nothing more for approximately 13 months...
MARCH 14, 2011...Blog As an update to the progress on the BVIG stock distribution, Computershare has informed the company they are now working with DTC to setup the distribution on their end and is hoping to have information over the next week or so. We have now approached the stage where shareholders will be informed of any and all progress of developments.
Ken Stead President & CEO Kat Exploration Inc.
Ken never responded to investor concerns regarding Stan's emails forwarded to him and...
The IR Firm, CSFG1, namely Stan Wunderlich, has a PERMANENT INJUNCTION due to SEC violations. (He threw a few of his own clients under the bus) and...
Stan's not confident the advise the company received from a Professional Wall Street Law Firm helped?!!! That's priceless!
However, he raises an interesting question regarding the selling and it does make sense since Kat Exploration's TA was gagged and no 'Audited' Financial Reports...
"Are you certain that the sellers are long term investors or is it a financing put in place for the Company to grow?"
And I completely agree with this comment...
"Valuation is based on real results and not perception by Wall Street.."
The Spin-Off is an attempt to fix a DIRE situation and it throws Kat Exploration under the 'bus.'
We have clarity on the history of both companies...
This is a Pump and Dump!
KATX is going DARK and Kat Gold Holdings will be reporting.
That's HISTORY for investors!
We have all the information we need to back-up our conclusions based on HISTORY and company FAILURES.
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