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Sirius_Fan

03/02/11 9:29 AM

#135029 RE: 74stingray #135023

Here is the rule from the S.E.A. of 1934.

Sec. 10(b)

b. To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, or any securities-based swap agreement (as defined in section 206B of the Gramm-Leach-Bliley Act), any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.



Edit: Nevermind, USAFA clarified for me...