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tattoo1

02/27/11 2:25 AM

#16433 RE: Talc Moan #16411

On February 28 the new FINRA 4320 goes into effect. It mandates 13 day buy-ins for open delivery failures FINALLY applying to shares of non-reporting corporations. FINRA 2010-043, also strating on 2-28-11 reinstates the "short sale exempt" (SSE) marking requirements for trade reporting and the OATS system.