Replies to post #88943 on Expo Holdings Inc. (EXPH)

[Acc441]

*gee* 'seventeneleven'....no need to bother anyone over at FINRA......simple reading and COMPREHENSION does the trick.



Do you know what a NON-NMS SECURITY is? Here's a hint: EXPH...LOL

[patchman]

I suggest you call and ask them since you seem so concerned about it.

[Acc441]

And since you have obviuosly NOT read the SEC releases relating to compliance ...I'll throw you a BONE.....

release 34-63247



the COMPLIANCE date is now: FEBRUARY 28....2011



patchman's original post stands as relevant.

per several SEC releases:


"at this time we are not applying rule 201 to NON-NMS stocks.."

[Kapla]

Looks like FINRA continues to be a mystery. Especially when it comes to EXPH.