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Acc441

01/22/11 11:40 PM

#88944 RE: SevenTenEleven #88943

*gee* 'seventeneleven'....no need to bother anyone over at FINRA......simple reading and COMPREHENSION does the trick.



Do you know what a NON-NMS SECURITY is? Here's a hint: EXPH...LOL
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patchman

01/23/11 10:52 AM

#88946 RE: SevenTenEleven #88943

I suggest you call and ask them since you seem so concerned about it.

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Acc441

01/23/11 12:18 PM

#88950 RE: SevenTenEleven #88943

And since you have obviuosly NOT read the SEC releases relating to compliance ...I'll throw you a BONE.....

release 34-63247



the COMPLIANCE date is now: FEBRUARY 28....2011



patchman's original post stands as relevant.

per several SEC releases:


"at this time we are not applying rule 201 to NON-NMS stocks.."
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Kapla

01/23/11 12:58 PM

#88952 RE: SevenTenEleven #88943

Looks like FINRA continues to be a mystery. Especially when it comes to EXPH.