10/02/2009 18 CERTIFICATE of interested persons and corporate disclosure statement re 9 Interested persons order by United States Securities and Exchange Commission. (Nelson, Margaret) (Entered: 10/02/2009)
10/02/2009 17 NOTICE of pendency of related cases re 8 Related case order and notice of designation of track 2 per Local Rule 1.04(d) by United States Securities and Exchange Commission. Related case(s): no (Nelson, Margaret) (Entered: 10/02/2009)
10/02/2009 18 CERTIFICATE of interested persons and corporate disclosure statement re 9 Interested persons order by United States Securities and Exchange Commission. (Nelson, Margaret) (Entered: 10/02/2009) ----------
Doc 18 Extract
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S CERTIFICATE OF INTERESTED PERSONS AND CORPORATE DISCLOSURE STATEMENT
I hereby disclose the following on behalf of the Securities and Exchange Commission (the "Commission") pursuant to this Court's interested persons order:
1.) the name of each person, attorney, association of persons, firm, law firm, partnership, and corporation that has or may have an interest in the outcome of this action -- including subsidiaries, conglomerates, affiliates, parent corporations, publicly-traded companies that own 10% or more of a party's stock, and all other identifiable legal entities related to any party in the case:
a. K&L International Enterprises, Inc.
b. Signature Leisure, Inc.
c. Signature Worldwide Advisors, LLC
d. Stephen W. Carnes
e. Lawrence A. Powalisz
f. Enzyme Environmental Solutions, Inc.
g. Jared E. Hochstedler
h. Cross Atlantic Commodities, Inc.
i. Revenge Designs, Inc.
j. International Power Group, Ltd.
The above list may be incomplete because the litigation is at its early stages and no discovery has been conducted to date.
2.) the name of every other entity whose publicly-traded stock, equity, or debt may be substantially affected by the outcome of the proceedings:
The Commission is not aware of any at this time.
3.) the name of every other entity which is likely to be an active participant in the proceedings, including the debtor and members of the creditors' committee (or twenty largest unsecured creditors) in bankruptcy cases:
The Commission is not aware of any at this time.
4.) the name of each victim (individual or corporate) of civil and criminal conduct alleged to be wrongful, including every person who may be entitled to restitution:
The victims of the wrongful conduct are the investors in Issuers Enzyme Environmental Solutions, Inc., Cross Atlantic Commodities, Inc., Revenge Designs, Inc. and International Power Group, Ltd. whose ownership interests were diluted by the issuances of Issuer stock in unregistered offerings and those investors who purchased Issuer stock without the disclosures required by the registration provisions. Given the number of shares issued in the unregistered offerings, it is impractical to list the victims by name.
I hereby certify that, except as disclosed above, I am unaware of any actual or potential conflict of interest involving the district judge and magistrate judge assigned to this case, and will immediately notify the Court in writing on learning of any such conflict.
Dated: October 2, 2009
/s/ Margaret Gembala Nelson By: Margaret Gembala Nelson Illinois Bar No. 6269798 Direct Dial: (312) 353-6249 E-mail: nelsonm@sec.gov Margaret Gembala Nelson
Thomas J. Meier Jonathan S. Polish UNITED STATES SECURITIES AND EXCHANGE COMMISSION Chicago Regional Office 175 West Jackson Blvd., Suite 900 Chicago, Illinois 60604 Telephone: (312) 353-7390 Facsimile: (312) 353-7390
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