Looks like it is time to make the final ultimate FOIA request for the ten thousand pages of documents the government managed to gather but didn't disclose in the court room. Then its on to an appeal to the Nevada State Supreme Court or Federal Supreme Court depending on the advice of legal counsel. It's always nice to put money aside to pay lawyers when you have been railroaded out of an industry.
From : ENFORCEMENT <enforcement@sec.gov> Sent : Wednesday, June 2, 2004 12:56 PM To : Subject : SEC Division of Enforcement Confirmation Reply Go to previous message / Go to next message / Delete / Inbox
Dear Sir or Madam:
Thank you for your recent e-mail to the group electronic mailbox of the Division of Enforcement at the United States Securities and Exchange Commission in Washington, D.C. We appreciate your taking the time to write to us. This automated response confirms that the Division of Enforcement has received your e-mail.
We are always interested in hearing from members of the public, and you may be assured that the matter you have raised is being given careful consideration in view of the Commission's overall enforcement responsibilities under the federal securities laws. It is, however, the Commission's policy to conduct its inquiries on a confidential basis -- so this may be the only response that you receive. If your complaint is more in the nature of a consumer complaint (such as a dispute with your broker or a problem with your brokerage or retirement account), you should contact our Office of Investor Education and Assistance -- they may be able to help you. You may reach the Office of Investor Education and Assistance via telephone at 202-942-7040 or via email at help@sec.gov <mailto:help@sec.gov>.
The Commission conducts its investigations on a confidential basis to preserve the integrity of its investigative process as well as to protect persons against whom unfounded charges may be made or against whom the Commission determines that enforcement action is not necessary or appropriate. Subject to the provisions of the Freedom of Information Act, we cannot disclose to you any information which we may gather and we cannot confirm to you the existence or non-existence of an investigation, unless made a matter of public record in proceedings brought before the Commission or in the courts.
If you are unsure where you should direct your inquiry or you want to learn more about how the SEC handles inquiries and complaints, please visit the SEC Complaint Center at www.sec.gov/complaint.shtml <http://www.sec.gov/complaint.shtml>.
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Very truly yours,
S/ John Reed Stark Chief, Office of Internet Enforcement United States Securities & Exchange Commission
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