Who is the "manager" of SEAWAY VALLEY FUND?
I can't find it in the SEC filings, but he
seems to have a lot of authority with SWVC.
4.2. Investment Management
(a) The Manager shall have complete and exclusive responsibility for all investment and investment management decisions to be undertaken on behalf of the Company. Without limiting the foregoing, the Manager shall have full power and authority:
(i) to deposit funds in the Company's name in an account or accounts maintained in an insured, commercial financial institution, as determined by the Manager, and which will not be commingled with the funds of any other Person (checks may be drawn on the account or accounts of the Company only for the purposes of the Company and shall be signed by the Manager or by its duly authorized representatives);
(ii) to purchase, sell, exchange, trade and otherwise deal in and with Securities and other property of the Company;
(iii) to make all decisions relating to the manner, method and timing of investment and trading transactions, to select brokers, dealers or other financial intermediaries (including any firms with which the Manager or any of its principals is affiliated or associated) for the execution, clearance and settlement of any transactions on such terms as the Manager considers appropriate, and to grant limited discretionary authorization to such persons with respect to price, time and other terms of investment and trading transactions;
(iv) to trade on margin, to borrow from banks or other financial institutions, and to pledge Company assets as collateral therefore; and
(v) to arrange for the custody of Securities and other assets acquired or held on behalf of the Company, to direct custodians to deliver funds or securities for the purpose of effecting transactions, and to instruct custodians to exercise or abstain from exercising any right or privilege attaching to assets.
(b) In the course of selecting brokers, dealers, and other intermediaries for the execution, clearance and settlement of transactions for the Company, the Manager may agree to such commissions, fees and other charges on behalf of the Company as it shall deem reasonable in the circumstances taking into account all such factors as it deems relevant (including the quality of research and other services made available to it even if such services are not for the exclusive benefit of the Company and the cost of such services does not represent the lowest cost available) and shall be under no obligation to combine or arrange orders so as to obtain reduced charges.
(c) The Manager may establish an investment advisory committee (the "Investment Committee") to provide assistance to the Manager in determining the proposed Investments by the Company. In addition, the Manager may establish an advisory board (the "Advisory Board") which will provide strategic planning and other advisory services. The Manager shall have the right to select, remove and replace, with or without cause, all members of the Investment Committee and Advisory Board, provided that, when establishing such Committee and Board, or when adding a member thereto, the Manager shall invite a Member to serve as such a member to the end that, if the invited Member accepts such invitation, there is at least one Member on each of the Investment Committee and the Advisory Board. The Investment Committee and Advisory Board shall be advisory only, and the Manager shall retain ultimate decision making authority concerning all such Investments.
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