Replies to post #1527 on Shi Corporation (SHCC)

[Buckey]

FINRA complaint dead sadly but I have an IDA complaint filed



Subsequent to our correspondence to you, we discovered that you are not a client of Scotia Capita (USA) Inc., a FINRA member firm, but rather its Canadian affiliate ScotiaMcLeod Direct Investing. Unfortunately, FINRA does not have jurisidiction over ScotiaMcLeod, as it is regulated by the Investment Dealers Association of Canada (IDA).

However, Pat Del Mastro of ScotiaMcLeod provided FINRA with a copy of its correspondence to you, dated April 22, 2008, responding to the events alleged in your complaint. You should be receiving this letter shortly.

Thank you for contacting FINRA.

Sincerely,

Bo Kim
Regulatory Analyst
FINRA – Member Regulation
Investor Complaint Center