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TEX

04/02/08 1:29 AM

#1413 RE: wallymac #1412

yup...

believe this is html version of the NASD Notice to Members 00-54, wherein FINRA's predecessor spells out the trap of selling before ex-date...

http://www.finra.org/web/groups/rules_regs/documents/notice_to_members/p003997.pdf
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sidedraft

04/02/08 1:34 AM

#1414 RE: wallymac #1412

But does a stock split/roundup event fall under the rule for "dividends, interest or principal payments, or any other distributions."