It's time to start demanding brokers responses in writing.
Don't accept telephone excuses.
Write them emails and send faxes.
Try not to be threatening (i have that problem) try to get specifics in writing.
Scotty told me yesterday that they couldn't get the TA to respond to them. I called Empire and got a person on th efirst ring, and they said they didn't know why my broker would have any problems getting them either.
have this handy Transfer Agent: http://www.empirestock.com Empire Stock Transfer Inc. 2470 St. Rose Pkwy, Suite 304 Henderson, NV 89074 Tel: 702-818-5898 Fax: 702-974-1444 info@empirestock.com
They also said the DTCC wouldn't return their calls either. Customer Service at the DTCC 1.888.382.2721
i didn't have time to call them yesterday, but this is where to start at the DTCC...
the SEC shuold be mentioned as a possible problem solver to your broker (remeber threats can be counterproductive)
Useful Telephone Numbers at the SEC
SEC Toll-Free Investor Information Service: 1-800-SEC-0330 To obtain free publications and investor alerts, learn how to file a complaint, and contact the SEC.
Information Line (General SEC Information): (202) 942-8088
TTY: (202) 551-6020 Alternate TTY User Telephone Access: Dial the toll free Federal Relay Service number: 1-800-877-8339 and provide the SEC number of the office or individual you are calling. For more information about using the Federal Relay Service see: http://fts.gsa.gov/frs/tollfree.htm
Public Affairs: (202) 551-4120 For press inquiries
Public Document Requests: (202) 551-8090 For obtaining copies of public Commission records such as corporate filings and notices of Commission action. Please note that all requests must be submitted in writing and a $.24 per page copying charge will be required. Written requests can be emailed to publicinfo@sec.gov or faxed to 202-772-9295. For more information,
let's get everybody on the same page...
i'm goin' over the rive rand thru the woods for a few days, but there are still phones where i'm headed... i doubt i'll be posting tho...
this will prolly be stressful trying to hold these guys feets tot eh fire, but remeber, you catch more flies with sugar than you do with vinegar