Replies to post #161 on CMI Holdings Group (fka CMIH)

[Scrooge McDuck]

myDDdotcom, The only one whom I felt really shined my on was Knight Securities.
They have a copy of it.
My Broker said that because they are not one of the Market Makers in this stock, they don't have a right to it either.
Makes sense to me.
In the beginning, when the SEC first required a form 15c2-11 for the Market Maker to keep in their files, there was only ONE Market Maker per stock.
All the other Broker/Traders made a secondary market.
Now, with so many MMs the SEC requires that only the "first" Market Maker keep a copy.
But, I would have really been surprised if Knight had provided a copy for me.
It's not a public form.
I'm still waiting for a response from the NASD.