9. Consistent with 17 C.F.R. 202.5(f), this consent resolves only the claims asserted against Defendant in this civil proceeding. Defendant waives any claim of Double Jeopardy based upon the settlement of this proceeding, including the imposition of any remedy or civil penalty herein. Defendant further acknowledges that the Court's entry of permanent injunction may have collateral consequences under federal and state law and the rules and regulations of self-regulatory organizations, licensing boards, and other regulatory organizations........................................................................
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