Replies to post #179230 on Cascadia Investments Inc (fka CDIV)

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From Charles Schwab - questionnaire link is not working

Corporate Actions
1. Offer Terms 2. Submit 3. Verify 4. Acknowledgment
Terms CASCADIA INVTS INC EXCHANGE OFFER EXP: 11/28/25
Since you hold xxxx share(s) of CASCADIA INVTS INC in your account, you may choose how your holdings will be treated for this
Exchange Offer. We must receive your response by November 25, 2025, 7:00 p.m. ET.. You hold xxxx share(s) in this account.
What Has Occurred
We're writing to let you know about an offer related to these securities.

-------- PAPERWORK REQUIRED FOR STOCK ELECTION - PARTICIPATION RESTRICTIONS --------
PARTICIPATION IN THE STOCK ELECTION IS RESTRICTED. NON-ACCREDITED HOLDERS CAN PARTICIPATE
IN THE CASH ELECTION.

The stock election is only available to eligible holders who certify they are:

· Accredited Investors and
· Hold 31,105 shares or more
· Please refer to the offering materials and attached documents for additional details.
Paperwork is required for the stock election. Review the attached checklist for further instructions.
Holders who wish to participate in the stock election must:

1. Submit instructions to Schwab
2. Complete and submit the attached documents
· Schwab Accredited Investor form and
· A copy of the Accredited Investor Questionnaire below.
Please fill out and submit the issuers Accredited Investor Questionnaire at https://cstt.citrixdata.com/rre61e332d7159465fa1769e0b28943645
by November 25, 2025 and provide Schwab with a copy. The
Accredited Investor Questionnaire must include your name and date you submitted the form.

· Please refer to the offering materials for additional instructions.
-----------------------------------------------------------------------------------------------
Your securities:
· Cascadia Investments Inc securities referenced above
Offer type:
· Exchange offer
Who is the offeror:
· Cascadia Investments Inc
What is being offered:
· In exchange for each of your securities:
¨ Accredited Investors may elect to receive the share consideration
¨ Non-Accredited Investors may elect to receive the cash consideration
· Please refer to the offering materials for additional details
Options:
· Exchange for Stock: Submit all or a portion of your securities.
Continue
· Tender for Cash: Submit all or a portion of your securities.
· Decline: If you do not wish to participate, no further action is required. However, holders who
do not make an election will deemed to have made the cash election.
¨ Please note: If you instruct to "Decline" the offer, you will not receive reminders for this
specific offer. If you do not make any selection, you will receive reminders, if applicable, up until the Schwab
cutoff date.

Additional information related to this offer:
· Please refer to the offering materials for additional details.
· Once you have given your instructions to Schwab, you cannot change or cancel your
instructions

¨ Holders must submit instructions along with the Schwab Accredited Investor form prior
to submitting the Accredited Investor Questionnaire on the issuer portal.
Important information about participating in corporate actions:
Offering materials: Please review the offering materials in full to ensure you understand the offer before
making any decision with respect to your securities. If you have not received these offering materials or if you
have questions about the offer, please contact:

· Continental Stock Transfer & Trust Co.
¨ [phone]
¨ [e-mail].
Market conditions: Holders are encouraged to monitor the market conditions, prices, and events, as
applicable, surrounding the securities involved in the offer. Participating in this offer may or may not be
beneficial.

· It is your responsibility to fully understand the offer and the related events/securities to
determine if you wish to participate in the offer.
Offer conditions: The offer may be subject to certain conditions, approvals, participation restrictions, and
acceptance procedures as described in the offering materials.

Changes to the offer: The offeror may have the option to amend, extend, or cancel the offer.
Taxes: Holders are encouraged to consult with their own tax advisor regarding any tax implications of
participating in the offer.
Note: Language and information in this notice is generic. Please review the offering materials (which may
have terminology that differs from this notice) to ensure that you fully understand the specific details that
apply to the current offer.
Submit Instruction To Schwab

It is your responsibility to ensure you submit instructions by .
Please submit instructions even if you want to decline this offer.
Call Schwab for questions about submitting instructions at 800-435-4000.
(1120-05ZA, 0125-AT9X)
Today's Date: 12:45 PM ET, 11/14/2025
Check the background of Charles Schwab or one of its investment professionals on FINRA's BrokerCheck . Back to Top
Investment and Insurance Products Are: Not FDIC Insured • Not Insured by Any Federal Government Agency • Not a Deposit or Other Obligation of, or Guaranteed by, the
Bank or any of its Affiliates • Subject to Investment Risks, Including Possible Loss of Principal Amount Invested
The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles
Schwab & Co. Inc. (Member SIPC ), and its affiliates offer investment services and products. Its banking subsidiary, Charles Schwab Bank, SSB (member FDIC and an Equal
Housing Lender), provides deposit and lending services and products.
This site is designed for U.S. residents. Non-U.S. residents are subject to country-specific restrictions. Learn more about our services for non-US Residents , Charles Schwab
Hong Kong clients , Charles Schwab UK clients .
© 2025 Charles Schwab & Co., Inc. All rights reserved. Member SIPC . Unauthorized access is prohibited. Usage will be monitored.

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From Etrade:

Terms of the Offer

Offer Details

Description CUSIP/ISIN CA Type Cutoff Date Offer
Expiration Date

Withdrawal Date Offeror Name Event ID
CASCADIA INVESTMENTS
INC NEW
US14739W2070 TENDER 11/24/2025 18:00
EST
11/25/2025 00:00
EST
11/25/2025 00:00
EST
CASCADIA INVESTMENTS
INC NEW
25947146

Terms
To exchange your Company Common Stock for Stock Consideration, send a properly completed and signed Accredited Investor Questionnaire to
httpslink.zixcentral.comu60c1dcc8FJhrYO6-8BGw2ybv-uoD4Quhttps3A2F2Fcstt.citrixdata.com2Fr-re61e332d7159465fa1769e0b28943645
Label documents with your name and upload date to avoid delays. The Agent cannot accept automated Word font signatures. If using an e-signature tool (e.g., DocuSign),
include the certificate of completion.
Upon request, you must provide any additional documents required by Continental Stock Transfer Trust Company or Parent. Parent will review each Questionnaire and
decide if the record holder (i) qualifies as an accredited investor and may receive Stock Consideration or (ii) does not qualify and will receive Cash Consideration.
For Questions - Contact Viq Shariff at [e-mail] .
If no response is received by 11.28.25, the holder will be deemed not accredited and receive Cash Consideration. Payment will be made promptly after (i) all documents
are received or (ii) 11.28.25. Retain copies of all submitted documents.
Please contact the Etrade Service Desk to obtain the Questionnaire Form.
14739W207 CASCADIA INVESTMENTS INC NEW
TENDER AND EXCHANGE OFFER
Reply by date 11.24.25 @6pm EST.
Positions will be removed from the account in exchange for cash or shares.
11/18/2025, 10:32:11 AM 1 of 2
Cash in Lieu rate for all elected holders will be $21.3492 per share post exchange.
OPT A ACCREDITED INV SHARE CONSIDERATION
OPT B NON-ACCREDITED INV CASH CONSIDERATION
Pursuant to the Merger Agreement, Merger Sub was merged with and into the Company with the Company as the surviving corporation, and (i) the Companys outstanding
shares of Common Stock have been converted into the right to receive
(A) to the extent the holder thereof is an Accredited Investor, 0.00003215 shares of common stock of Parent, par value $0.0001 per share (Parent Common Stock), per
share of Company Common Stock (Stock Consideration) or
(B) to the extent the holder thereof is not an Accredited Investor, cash in an amount (rounded to the nearest whole cent) per share of Company Common Stock equal to
$0.000686 (Cash Consideration, and together with Stock Consideration, the Merger Consideration), in each case subject to any applicable tax withholding in accordance
with Section 2.8 of the Merger Agreement. No fractional shares will be issued in the Merger.
Any shares you elect to tender must be held in your account(s) at expiration of the election deadline. Elections on shares that are no longer held in your account(s) as of
the election deadline will either be adjusted or cancelled at Morgan Stanleys sole discretion.
Each holder should consult their tax advisor regarding tax consequences of the tender offer as they apply to such holders own circumstances.
11/18/2025, 10:32:11 AM 2 of 2

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DTCC Cover Page

May 6th 2025

To Exchange Securities of Cascadia Investments, Inc.

Pursuant to the Merger of Cascadia Investments, Inc. and BRSH Merger Sub, Inc.

Dear Cascadia Stockholder,
The enclosed Accredited Investor Questionnaire is being delivered to each record holder of 31,105 or more shares of
common stock, par value $0.001 per share (“Company Common Stock”) of Cascadia Investments, Inc., a Nevada
corporation (the “Company”) in connection with that certain Agreement and Plan of Merger, dated as of March 10,
2025 (the “Merger Agreement”), by and among B. Riley Securities Holdings, Inc., a Delaware corporation
(“Parent”), BRSH Merger Sub, Inc., a Nevada corporation and wholly owned subsidiary of Parent (“Merger Sub”),
and the Company. Pursuant to the Merger Agreement, Merger Sub was merged with and into the Company (the
“Merger”), with the Company surviving the Merger as the surviving corporation, and (i) the Company’s outstanding
shares of Common Stock have been converted into the right to receive: (A) to the extent the holder thereof is an
Accredited Investor, 0.00003215 shares of common stock of Parent, par value $0.0001 per share (“Parent Common
Stock”), per share of Company Common Stock (such shares of Parent Common Stock, the “Stock Consideration”);
or (B) to the extent the holder thereof is not an Accredited Investor, cash in an amount (rounded to the nearest whole
cent) per share of Company Common Stock equal to $0.000686 (such cash amount, the “Cash Consideration”, and
together with the Stock Consideration, the “Merger Consideration”), in each case subject to any applicable tax
withholding in accordance with Section 2.8 of the Merger Agreement. No fractional shares of Parent Common Stock
will be issued in the Merger. In lieu thereof, any holder of Company Common stock who would otherwise have been
entitled to receive fractional shares of Parent Common Stock will, after aggregating all such fractional shares of such
holder, be paid cash (without interest) in an amount (rounded to the nearest whole cent) equal to such fractional part
of a share of Parent Common Stock multiplied by $21.3492. Capitalized terms not otherwise defined herein have the
meanings ascribed to them in the Merger Agreement. A copy of the Merger Agreement will be made available upon
request to the Continental Stock Transfer & Trust Company. The Merger became effective on March 10, 2025.
In order to exchange your shares of Company Common Stock for Stock Consideration, you must upload a properly
completed and duly signed Accredited Investor Questionnaire to the below link for processing.
https://cstt.citrixdata.com/r-re61e332d7159465fa1769e0b28943645

In order to avoid any delays processing your exchange, kindly label your documents with your name and the date you
uploaded them. Please note, when providing your information, we cannot accept “automated Word font signatures”
and if using an electronic utility to gather a signature (such as DocuSign) we will need the certificate of completion,
as well.
Upon request, you will execute and deliver any additional documents deemed by Continental Stock Transfer & Trust
Company or Parent, in consultation with its counsel, to be necessary or desirable in order to receive the Merger
Consideration.
Parent, in consultation with its counsel, will review each completed Accredited Investor Questionnaire and in its sole
discretion determine whether the relevant record holder of Company Common Stock (i) qualifies as an “accredited
investor” in which case such holder will have a right to receive Stock Consideration or (ii) does not qualify as an
“accredited investor” in which case such holder will have a right to receive Cash Consideration. If you have any
questions about your Accredited Investor status, please contact Viq Shariff of O’Melveny & Myers LLP at
[e-mail].
Accredited Investor Questionnaires (and any additional documents requested) may be uploaded from May 6,
2025 until November 28, 2025. If we have not received any response by November 28, 2025, the relevant record
holder of Company Common Stock will be deemed not to qualify as an “accredited investor” and will receive
Cash Consideration.

Payment of the Merger Consideration to a record holder of Company Common Stock will be made as promptly as
practicable after (i) all requisite documents have been received in acceptable form or (ii) November 28, 2025. Please
retain a copy of the completed Accredited Investor Questionnaire and any additional documents provided to us for
your records.
If you have questions or require additional assistance, you may contact Continental Stock Transfer & Trust Co. at
[phone] or [e-mail].

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DTCC Cover Page and ACCREDITED INVESTOR QUESTIONNAIRE

https://drive.google.com/drive/folders/18LvjbRSxeUF-7qnvLQ1GasEsCSRrtHmg?usp=sharing

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Working link to upload questionnaire

https://cstt.sharefile.com/share/getinfo/re61e332d7159465fa1769e0b28943645